Maio v. City of New Haven
167 A.3d 338
| Conn. | 2017Background
- Anthony Maio, a New Haven police officer, was acquitted of sexual assault and unlawful restraint arising from conduct while working an "extra duty" shift at a nightclub; he sued the City under Conn. Gen. Stat. § 53-39a seeking indemnification for attorney’s fees and related economic losses.
- Maio admitted he entered the bar in violation of a departmental General Order (82-1) that generally forbids officers on extra duty from entering premises except for emergencies; he argued supervisory acquiescence in such violations meant his conduct was "in the course of his duty."
- At the indemnification trial Maio presented testimony that department rules were routinely violated with knowledge of higher-ups; the City countered that Maio’s presence in the bar was unauthorized and outside the course of duty.
- The City sought to introduce the two complainants’ prior testimony from Maio’s criminal trial under the former‑testimony exception (Conn. Code Evid. § 8-6(1)) after they failed to appear; the trial court excluded those prior statements, finding the witnesses not "unavailable."
- The jury returned a verdict for Maio awarding attorney’s fees and lost time; the City appealed, challenging (1) the trial court’s use of workers’ compensation principles to define "in the course of his duty," and (2) exclusion of the complainants’ former testimony.
- The Connecticut Supreme Court affirmed the statutory‑interpretation approach but reversed and remanded for a new trial because the trial court erred in excluding the prior testimony and that error was not harmless.
Issues
| Issue | Plaintiff's Argument (Maio) | Defendant's Argument (City) | Held |
|---|---|---|---|
| 1. Proper construction of "in the course of his duty" under § 53-39a | Use workers’ compensation analog (Link/Rawling): conduct within time/place/incidental to duty; employer acquiescence may qualify otherwise-prohibited acts | Workers’ comp principles are incompatible; § 53-39a must be strictly construed so on-premises, order-violating conduct cannot be "in the course of duty"; extra-duty officers generally excluded | Court: affirmed use of workers’ compensation framework (Link, Rawling); decline to overrule precedent and found legislative acquiescence—City cannot prevail on this claim |
| 2. Whether employer acquiescence can render prohibited conduct part of duty | Maio: evidence that higher-ranking officers tolerated General Order violations supports acquiescence and course-of-duty finding | City: Maio failed to prove acquiescence by supervisory officials (not just lower ranks); thus conduct was outside course of duty | Court: factual question for jury; trial court’s instruction that acquiescence by high-ranking officials could establish course of duty was permissible |
| 3. Admissibility of prior criminal-trial testimony under Conn. Code Evid. § 8-6(1) (former testimony) | Prior sworn testimony admissible because witnesses were unavailable despite attempts to secure attendance; prior proceeding was substantially similar and testimony reliable | Trial court properly excluded prior testimony because City did not attempt to depose witnesses and counsel’s representations were insufficient to show due diligence | Court: reversed exclusion. Federal Rule 804(a)/(b)(1) guidance applies; no blanket deposition precondition for former testimony; court may rely on counsel’s competent representations regarding diligence; exclusion was error not shown harmless |
| 4. Harmlessness of evidentiary error | Exclusion did not affect verdict because other evidence supported Maio | Exclusion was harmless given other testimony | Court: error not harmless—complainants’ testimony was critical to City’s defense that Maio acted outside course of duty; new trial required |
Key Cases Cited
- Link v. Shelton, 186 Conn. 623 (construing "in the course of his duty" by reference to workers’ compensation "course of employment")
- Rawling v. New Haven, 206 Conn. 100 (adopting workers’ compensation three‑part test for § 53-39a: time, place, duties/incidents)
- McNamara v. Hamden, 176 Conn. 547 (workers’ compensation analysis of activities "incident to" employment)
- State v. Schiappa, 248 Conn. 132 (adopts federal definitions of "unavailable" for hearsay exceptions)
- State v. Aillon, 202 Conn. 385 (limits reliance on unsupported counsel representations where no effort made to secure witness; distinguished here)
- Conway v. Wilton, 238 Conn. 653 (stare decisis standard for overruling precedent)
- State v. Lopez, 239 Conn. 56 (proponent must show diligent, reasonable efforts to procure witness attendance)
- State v. Chambers, 296 Conn. 397 (trial courts may rely on attorneys’ representations as officers of the court)
- Klein v. Norwalk Hosp., 299 Conn. 241 (harmless‑error standard for evidentiary improprieties)
