Littlejohn v. Royal
875 F.3d 548
| 10th Cir. | 2017Background
- Emmanuel Littlejohn was convicted of first-degree murder in Oklahoma and resentenced to death after an earlier sentencing was vacated; state postconviction relief failed and he filed a federal habeas petition under 28 U.S.C. § 2254.
- Littlejohn’s federal ineffective-assistance claim alleged trial counsel (James Rowan) failed to investigate/present mitigating evidence of organic brain damage arising from prenatal/perinatal insults tied to his mother’s substance use.
- On initial appeal (Littlejohn I), the Tenth Circuit found the claim potentially meritorious based on a psychiatrist’s declaration (Dr. Saint Martin) and remanded for an evidentiary hearing to develop the record and assess prejudice under Strickland.
- After an evidentiary hearing, Dr. Saint Martin refined his diagnosis to ADD and an impulse-control disorder; the district court denied relief, finding the evidence weak and potentially open to damaging rebuttal.
- The Tenth Circuit (on remand appeal) applied de novo review of mixed legal/factual issues and affirmed, concluding Littlejohn failed to show Strickland prejudice and that cumulative error did not render the resentencing fundamentally unfair.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not investigating/presenting organic brain damage mitigation | Rowan failed to investigate and present Dr. Saint Martin–style organic brain evidence that likely would have led at least one juror to vote life | The evidence (as developed) was limited to ADD and impulse-control disorder, weak mitigation and likely susceptible to harmful rebuttal | No ineffective assistance—Littlejohn failed to show prejudice under Strickland |
| Whether Dr. Saint Martin’s evidence would have substantially explained criminal history (prejudice analysis) | Organic brain disorder would offer a physiological explanation and show treatability, reducing perceived future dangerousness | The diagnoses were common, of limited explanatory value, and offered uncertain treatability; could underscore antisocial traits and invite aggravating rebuttal | The court held the evidence did not substantially explain his deviance and was not likely to change outcome |
| Whether additional state-court errors (late notice of Meers testimony; Confrontation Clause issues) were prejudicial | The late notice and admission of prior-trial testimony harmed resentencing fairness and should be weighed cumulatively | Any notice deficiency was remedied by three days to prepare and effective rebuttal; prior-trial cross-examination and other evidence reduced Confrontation error impact | Individually and cumulatively these errors were not shown to have substantial and injurious effect under Brecht/O’Neal |
| Whether cumulative errors warrant relief despite each being harmless | The combination of errors (counsel, notice, Confrontation) produced synergistic prejudice making resentencing unfair | Even assuming modest prejudice from each, their aggregate does not produce grave doubt given strong aggravation and weak omitted mitigation | No cumulative-error relief; aggregate effect insufficient to undermine fundamental fairness |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes competent counsel and prejudice standard for ineffective-assistance claims)
- Littlejohn v. Trammell, 704 F.3d 817 (10th Cir. 2013) (earlier remand holding that Saint Martin’s declaration warranted evidentiary development)
- Wiggins v. Smith, 539 U.S. 510 (2003) (prejudice standard and importance of reasonable mitigation investigation)
- Williams v. Taylor, 529 U.S. 362 (2000) (counsel’s failure to investigate mitigation where multiple strong mitigating facts existed)
- Hooks v. Workman, 689 F.3d 1148 (10th Cir. 2012) (reweighing aggravation against total mitigating evidence in prejudice analysis)
- Brecht v. Abrahamson, 507 U.S. 619 (1993) (Brecht standard for substantial and injurious effect on verdict in habeas review)
- Gilson v. Sirmons, 520 F.3d 1196 (10th Cir. 2008) (mitigation evidence can be double-edged and sometimes aggravating)
- Cargle v. Mullin, 317 F.3d 1196 (10th Cir. 2003) (cumulative-error doctrine and need for synergistic effect)
- Wackerly v. Workman, 580 F.3d 1171 (10th Cir. 2009) (ADD evidence often offers little qualitative mitigation)
