Lance Wood v. Keith Yordy
2014 U.S. App. LEXIS 10256
| 9th Cir. | 2014Background
- Plaintiff Lance Wood, an Idaho state prisoner, alleged prison officials restricted his chapel access after discovering he used chapel contacts to pursue romantic relationships with officers.
- Wood sued under RLUIPA for damages against individual prison officials (Yordy, Nelson) and brought § 1983 retaliation claims (including against Ludlow) based on an earlier successful suit (Wood v. Beauclair).
- District court granted summary judgment for defendants on all claims; Wood appealed.
- Central factual disputes: restrictions on chapel access, alleged harassment and a false contraband report by Ludlow, and statements by officials arguably referencing prior litigation.
- The court found insufficient evidence of retaliatory motive and addressed whether RLUIPA permits individual-capacity damages suits when individual defendants do not receive federal funds.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether RLUIPA authorizes damages against state prison officials in their individual capacities | RLUIPA allows individuals to obtain "appropriate relief" against a "government," and suits against officers individually are permissible | RLUIPA was enacted under the Spending Clause; individual officers are not recipients of federal funds and thus cannot be bound by spending-conditions that would permit individual damages suits | RLUIPA does not authorize individual-capacity damages suits against officials who are not recipients of federal funds; affirming summary judgment for defendants |
| Whether Sabri v. United States undermines Spending-Clause limits on individual liability under RLUIPA | Sabri shows liability can reach non‑recipients of federal funds because it protects entities receiving federal funds | Sabri concerned criminal bribery protecting the financial integrity of the fund recipient; it does not authorize civil damages against private individuals for personal conduct | Sabri does not change the conclusion; it does not authorize individual-capacity RLUIPA damages suits |
| Whether Centro Familiar v. Yuma supports individual-capacity RLUIPA liability | Yuma suggests entities without state sovereign immunity can be liable under RLUIPA, implying individuals could be liable too | Yuma involved a municipality and a different RLUIPA provision; facts involved federal funding and did not reach individual liability absent federal funds | Yuma does not support individual-capacity damages against non‑funded officials under RLUIPA |
| Whether there is a triable issue on Wood’s First Amendment retaliation claim | Statements and a memo by officials, plus alleged harassment, show retaliatory motive tied to prior suit | The record lacks evidence linking officials’ actions or knowledge to the prior suit; speculation is insufficient | Summary judgment affirmed: insufficient evidence of retaliatory motive |
Key Cases Cited
- Pennhurst State School & Hospital v. Halderman, 451 U.S. 1 (Spending Clause conditions function like a contract)
- City of Boerne v. Flores, 521 U.S. 507 (limits on Congress’s Fourteenth Amendment enforcement power)
- Sossamon v. Texas, 131 S. Ct. 1651 (RLUIPA enacted under Spending and Commerce Clauses; "appropriate relief" and sovereign immunity limits)
- Sabri v. United States, 541 U.S. 600 (criminal liability under Spending Clause can reach nonrecipients to protect fund integrity)
- Nelson v. Miller, 570 F.3d 868 (7th Cir. holding Spending-Clause legislation cannot subject non‑funded state officers to individual suits)
- Stewart v. Beach, 701 F.3d 1322 (10th Cir. rejecting individual‑capacity RLUIPA damages suits)
- Sharp v. Johnson, 669 F.3d 144 (3d Cir. same holding on individual capacity suits under RLUIPA)
- Rendelman v. Rouse, 569 F.3d 182 (4th Cir. rejecting individual damages suits, focusing on notice and Spending Clause limits)
- Kentucky v. Graham, 473 U.S. 159 (distinction between official‑capacity and individual‑capacity suits)
- Wood v. Beauclair, 692 F.3d 1041 (9th Cir. prior appeal in related due process claim)
