K.G. v. Hhs
951 F.3d 1374
| Fed. Cir. | 2020Background
- Oct 2011: K.G. received an influenza vaccine before bilateral knee replacement; began experiencing neuropathic symptoms (numbness, tingling) by early 2012.
- From late 2012–2016 K.G. suffered significant mental decline (hospitalizations, alcoholism, Korsakoff’s amnesia); admitted May 2013 and a court appointed her sister as guardian and conservator in March 2014.
- K.G. improved in mid-2016; guardianship terminated Aug 2016. She retained counsel in late 2017 and filed a Vaccine Act petition in Jan 2018.
- Special Master found onset mid-Feb 2012, concluded equitable tolling did not survive the 2014 guardianship appointment (clock restarted), and dismissed as untimely; the Court of Federal Claims affirmed.
- Federal Circuit vacated and remanded: held equitable tolling for mental incapacity is available under the Vaccine Act and that appointment of a guardian is not a per se bar — courts must evaluate guardianship as one factor in the equitable-tolling/diligence analysis.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Availability of equitable tolling for mental incapacity under the Vaccine Act | Mental incapacity should toll the 36-month limitation | Equitable tolling based on mental incapacity is not available under the Act | Tolling for mental incapacity is available (rebuttable presumption applies) |
| Effect of appointment of a legal guardian on tolling | Guardianship does not automatically end tolling; circumstances may prevent guardian from filing | Guardianship vests authority to sue; appointment removes the extraordinary circumstance | Guardianship is a factor— not a per se rule— courts must assess if it eliminated the extraordinary impediment |
| Proper standard for diligence | Diligence must be judged during the period of incapacity and include guardian’s efforts | Petitioner and/or representative were not diligent before and after incapacity | Diligence inquiry should focus on the period of extraordinary circumstance and consider guardian’s characteristics and conduct |
| Remedial disposition | Vacate and remand to consider all relevant facts under proper standard | Affirmation of Special Master decision | Court vacated and remanded for reconsideration under the announced framework |
Key Cases Cited
- Menominee Indian Tribe v. United States, 136 S. Ct. 750 (elements of equitable tolling require diligence and an extraordinary circumstance)
- Cloer v. Sec'y of Health & Human Servs., 654 F.3d 1322 (Vaccine Act claims may be equitably tolled)
- Barrett v. Principi, 363 F.3d 1316 (mental illness can justify equitable tolling)
- Checo v. Shinseki, 748 F.3d 1373 (diligence need only be shown during the extraordinary circumstance)
- Irwin v. Dep't of Veterans Affairs, 498 U.S. 89 (rebuttable presumption that equitable tolling is available in suits against the government)
