Lead Opinion
This is an appeal from the United States Court of Appeals for Veterans Claims (“Veterans Court”). Cerise Checo initially sought an increased disability rating for a back injury, which the Board of Veterans’ Appeals denied on July 6, 2011. However, Ms. Checo was homeless and unable to obtain mail until October 6, 2011, when she finally received a copy of the adverse decision. She eventually filed her Notice of Appeal (“NOA”) 38 days late. The Veterans Court concluded that Ms. Checo’s NOA was untimely and that she failed to show why her homelessness warranted equitable tolling. See Checo v. Shinseki,
We conclude that the Veterans Court (1) used an inappropriate due diligence standard; and (2) erred in determining that Ms. Checo’s homelessness did not cause a 91-day delay in her filing. Therefore, we vacate the Veterans Court’s dismissal of Ms. Checo’s appeal and remand this case for further proceedings.
I. BACKGROUND AND PROCEDURAL HISTORY
Ms. Checo initially filed a claim seeking an increased disability rating for lumbosa-cral spinal stenosis, including disk bulges at the L3-L4 and L5-S1 vertebrae, which is currently rated at a 20% disability. On July 6, 2011, the Board of Veterans’ Appeals issued a decision denying her request. Ms. Checo was homeless at that time, residing in shelters and temporary housing without the ability to receive mail. On September 27, 2011, Ms., Checo contacted the Department of Veterans Affairs (“VA”) to provide a new address, and she received a copy of the adverse decision on October 6, 2011-after 91 days of the 120-day filing period under 38 U.S.C. § 7266 had passed. On December 7, 2011, Ms. Checo filed an NOA of the decision, 33 days after the expiration of the 120-day period. In the NOA, she wrote: “Due to economic hardship, I’ve been homeless for extensive periods of time since July 2009, residing in shelters and temporary housing. During this time, I was unable to
Under Bove v. Shinseki, the Clerk of the Veterans Court may identify late appeals and issue show cause orders for why these appeals should not be dismissed. See
In its response, the Secretary noted that “it appears that [Ms. Checo’s] homelessness was due to circumstances beyond her control.” J.A. 20. The Secretary also stated that Ms. Checo’s homelessness “would have delayed her filing of her NOA.” Id. at 20-21.
After the Veterans Court accepted the Secretary’s concession that Ms. Checo’s homelessness qualified as an extraordinary circumstance, it ruled that Ms. Checo nonetheless failed to prove the two other necessary elements—due diligence and direct causation—to warrant equitable tolling. See Checo,
II. DISCUSSION
Ms. Checo challenges two aspects of the Veterans Court’s order. First, she questions whether the Veterans Court acted within its authority when it raised the timeliness issue sua sponte under Bove. Second, Ms. Checo disputes the Veterans Court’s conclusion that she is not entitled to equitable tolling. We address each of Ms. Checo’s challenges in turn.
A. The Bove Decision
As noted above, in Bove v. Shinseki the Veterans Court directed the Clerk of the Court to identify late appeals and issue show-cause orders for why these appeals should not be dismissed. 25 VetApp. at 140-43. Ms. Checo and Amicus
To begin her argument, Ms. Checo notes the distinction between non-jurisdictional time limitations, which are waivable, and jurisdictional limitations, which are not. See, e.g., Eberhart v. United States,
Ms. Checo also argues that if Congress had wanted § 7266(a) to be non-waivable, it would have done so. Instead, according to Ms. Checo, this Veterans Court procedure creates the appearance of bias against disabled veterans. Cf. Barrett v. Nicholson,
Next, Ms. Checo points out that judicial review of Veterans Board decisions is an adversarial process, so she contends that only the parties should present the issues. See Bobbitt v. Principi
Finally, Ms. Checo requests that we compare the Veterans Court to the Social Security disability program, as it has been called an analogous system. Henderson ex rel. Henderson v. Shinseki — U.S. —,
We have considered all of Ms. Checo’s arguments, but we do not find them persuasive. While Ms. Checo relies on several cases that distinguish non-jurisdictional and jurisdictional limitations, she fails to point to a single case that affirmatively states that the Veterans Court cannot raise sua sponte a non-jurisdictional limitation. Further, as the Government notes, the Supreme Court has permitted district courts to raise non-jurisdictional statute of limitations issues sua sponte. See, e.g., Day v. McDonough,
Regarding Ms. Checo’s arguments that Congress could have, and did not, make § 7266(a) unwaivable, we conclude that Congress nonetheless gave the Veterans Court broad discretion to prescribe, interpret, and apply its own rules. The Veterans Court uses that discretion here to require that a claimant file an NOA within the time allowed by law. See U.S. Vet. App. R. 38(b) (authorizing the Veterans Court to take “such action as the court deems appropriate, including dismissal of the appeal,” when a party fails to comply with a rule of the Veterans Court).
Further, the fact that proceedings in the Veterans Court are adversarial does not prevent the Veterans Court from managing its cases, which it does by requiring its
Finally, despite the similarities between Veterans Appeals and Social Security cases, we note that parties in Social Security cases are still subject to Federal Rule of Civil Procedure 8(c). This rule requires a party to state any affirmative defense in response to a pleading, so it makes sense in those cases to allow waiver of non-jurisdictional time limitations. But the Federal Rules of Civil Procedure do not apply to the appellate Veterans Court.
For the foregoing reasons, we see no reason at this time to overrule the holding in Bove that grants the Veterans Court authority to address untimely filings sua sponte.
B. Equitable Tolling
We next turn to whether the Veterans Court erred in ruling that Ms. Checo is not entitled to equitable tolling. As we stated previously, this court has jurisdiction to review the legal determinations of the Veterans Court under 38 U.S.C. § 7292. However, we may not review the Veterans Court’s factual findings or its application of law to facts. Singleton v. Shinseki,
In order to benefit from equitable tolling, the Veterans Court has previously required a claimant to demonstrate three elements: (1) extraordinary circumstance; (2) due diligence; and (3) causation. See McCreary v. Nicholson,
1. Extraordinary Circumstance
During oral argument at the Veterans Court, the Secretary acknowledged that it has conceded that Ms. Checo’s homelessness qualifies as an extraordinary circumstance in this case. See J.A. 75. The Veterans Court accepted this concession, and we agree.
2. Due Diligence
In addition to an extraordinary circumstance, a party who seeks equitable tolling must also show due diligence. See Irwin,
Although this is an issue of first impression in this court, we find the Second Circuit’s analysis in Harper v. Ercole persuasive. See
The Veterans Court, however, has previously required a showing of due diligence throughout the entire appeal period. See McCreary,
Ms. Checo argues that the stop-clock approach should apply in this case, making the relevant due diligence period the 91 days that she was homeless between July 7, 2011 and October 6, 2011, with the entire 120-day appeal period starting to run upon her receipt of the adverse decision. She claims that the stop-clock approach applies when the extraordinary circumstance period has a definite end date for equitable tolling. Here, that definite end date is October 6, 2011, marking the end of her homelessness. She argues that the McCreary standard is a fallback approach, one that is to be used only when the extraordinary circumstance period has no end date, such as the recovery period after a hurricane. During oral argument before the Veterans Court, the Secretary agreed that the stop-clock approach would be appropriate in Ms. Checo’s case. See J.A. 79 (“[T]he Secretary does not contest that the court should use the stop-clock approach.”); see also Oral Arg. Tr. 28:20-28 (“Before the Veterans Court the Secretary conceded that it did not have a problem with the stop-clock approach”).
We agree with both parties and adopt the stop-clock approach. As a result, we conclude that Ms. Checo must only demonstrate due diligence during the extraordinary circumstance period, which began on July 7, 2011 and ended on October 6, 2011. And if she is successful in demonstrating both due diligence and causation during this time period,
Below, Ms. Checo explained to the Veterans Court in her NOA that while she was homeless she “was unable to receive mail and did not learn about the hearing and subsequent decision until” October 6, 2011. J.A. 9. The Veterans Court nonetheless concluded not only that Ms. Checo had failed to prove due diligence but also that she “failed to even assert that she acted diligently.” Checo,
Although we may not review the Veterans Court’s factual findings, we may review whether the Veterans Court erred as a matter of law in using an improper standard of due diligence for Ms. Checo. See 38 U.S.C. § 7292(a). The Supreme Court has stated that “[t]he diligence required for equitable tolling purposes is ‘reasonable diligence,’ not ‘maximum feasible diligence.’ ” Holland v. Florida,
However, we lack sufficient information to even determine what diligence standard the Veterans Court used in concluding that Ms. Checo had not met her burden. We note that during oral argument before the Veterans Court, the Secretary suggested that Ms. Checo should have “sought general delivery of [her] mail knowing that there was an outstanding Board decision or an appeal pending before the Board.” J.A. 77. But such action was impossible for Ms. Checo, as she stated that she was
The Veterans Court stated that Ms. Checo should have “cited ... actions that she took during [the period of time sought to be tolled] ... that would tend to prove such diligence in pursuing her appeal.” Checo,
We therefore remand Ms. Checo’s case back to the Veterans Court so that it may clarify and apply an appropriate due diligence standard to the facts of Ms. Checo’s case as well as engage in further fact finding as necessary.
3. Causation
Below, the Veterans Court “emphasize[d] that Ms. Checo failed to provide any facts to support a finding of direct causation between her homelessness and her failure to file her [NOA] within the 120-day judicial appeal period.” Checo,
We conclude that this was a legal error, as the Veterans Court used the wrong test for causation. The Veterans Court required Ms. Checo to prove why her homelessness caused her inability to file the NOA within the 120-day appeal period, but as discussed above in Section II.B.2, under the stop-clock approach Ms. Checo only needed to demonstrate causation between her homelessness and the period she sought to be tolled (i.e., the 91-day period). See generally Harper,
In her NOA, Ms. Checo explained that while she was homeless, she was “unable to receive mail and did not learn about the hearing and subsequent decision until” a copy of the decision was mailed to her on October 6, 2011, marking the end of the 91-day period she now seeks to toll. J.A. 9. Thus, although Ms. Checo failed to explain why her homelessness caused a delay between October 6, 2011 and the end of the appeal period, she did indeed explain why her homelessness caused a delay during the 91-day period.
Further, in its response to the Veterans Court’s initial request that the Secretary discuss whether the circumstances in Ms. Checo’s case warranted equitable tolling, the Secretary stated that Ms. Checo’s homelessness “would have delayed her filing of her NOA.” J.A. 20-21. Ms. Checo argues that this statement is a concession that her homelessness caused a 91-day delay. The Government disagrees with Ms. Checo’s interpretation. However, we need not decide whether or not this statement was a concession; even if it was not, the statement still provides further support for our conclusion that Ms. Checo has demonstrated that her homelessness caused a 91-day delay in filing.
III. Conolusion
For the foregoing reasons, we hold that the Veterans Court did not err in following
REVERSED-IN-PART, VACATED-IN-PART, AND REMANDED.
Notes
. "As a general matter, equitable tolling pauses the running of, or ‘tolls,’ a statute of limitations when a litigant has pursued his rights diligently but some extraordinary circumstance prevents him from bringing a timely action." Lozano v. Montoya Alvarez,-U.S.-,
. The Federal Circuit Bar Association filed an amicus curiae brief in support of Ms. Checo.
. Ms. Checo attempts to discount the relevance of Day, arguing that in Wood v. Milyard, the Supreme Court referred to such habeas petition cases as "modest exception[s]” to the general forfeiture rule that "implicate[] values beyond the concerns of the parties.” -U.S. -,
. We need not consider the Veterans Court’s separate holding in Bove that the 120-day appeal period is not a matter subject to waiver or forfeiture by the Secretary; in this case such waiver or forfeiture never occurred. See n. 3, infra.
. Throughout its briefing and during oral argument, the Secretary repeatedly told the Veterans Court that it was conceding the extraordinary circumstance element. Early in the argument, the Veterans Court indicated it was aware of this fact. See J.A. 61 ("I believe the Secretary conceded that there was extraordinary circumstance....”). Nonetheless, the Veterans Court spent the majority of the time during oral argument questioning both parties over whether that concession was appropriate and whether the Veterans Court needed to accept the Secretary’s concession. See, e.g„ J.A. 63-65, 71, 75-77, 81-85. The reason for the Veterans Court’s reluctance to accept this concession is not apparent to us. See, e.g., United States v. Aviles-Solarzano,
. At oral argument before the Veterans Court, the Secretary suggested that September 27, 2011-the date when Ms. Checo contacted the VA and requested a mailing of the adverse decision—should mark the end of the extraordinary circumstance period. J.A. 78-79. However, on appeal the government has not contested Ms. Checo's assertion that October 6, 2011 marks the end of the period. We note that whether September 27, 2011 or October 6, 2011 is the end date of the extraordinary circumstance period is not relevant to this case. Therefore, we will adopt Ms. Checo's October 6, 2011 date as the end of the extraordinary circumstance period.
. Although the Veterans Court declined to address this issue, see Checo,
. See Section II.B.3, infra.
. Indeed, Ms. Checo would have had 120 days after October 6, 2011 to file her NOA.
Dissenting Opinion
dissenting-in-part.
I agree that the United States Court of Appeals for Veterans Claims (“Veterans Court”) erred in failing to apply the “stop-clock” approach to equitable tolling and in dismissing Cherise Checo’s appeal as untimely. I disagree, however, with the conclusion that the Veterans Court has the authority to routinely raise, on its own initiative, the statute of limitations defense on behalf of the Secretary of Veterans Affairs (“Secretary”). “In our adversary system, in both civil and criminal cases, in the first instance and on appeal, we follow the principle of party presentation. That is, we rely on the parties to frame the issues for decision and assign to courts the role of neutral arbiter of matters the parties present.” Greenlaw v. United States,
Of course, some filing deadlines are jurisdictional. See John R. Sand & Gravel Co. v. United States,
But other filing deadlines are “claims-processing rules” which do not limit a court’s jurisdiction. Dolan v. United States,
The 120-day time limit for appealing to the Veterans Court set out in 38 U.S.C. § 7266(a) is not a jurisdictional prerequisite, but is instead a “quintessential claim-processing rule[].” Henderson,
No extraordinary circumstances justify the Veterans Court’s regular practice of raising the question of whether a veteran’s appeal was timely filed. In Bove, the Veterans Court concluded that sua sponte consideration of the timeliness issue in every appeal submitted outside the 120-day filing period is required because “holding] that the Secretary could affirmatively or by forfeiture waive the 120-day filing period would cede some control of the Court’s docket to the Secretary and permit arbitrary selection of which veteran’s late filing he finds worthy of waiver, a process devoid of consistency, procedural regularity, and effective judicial review.” Bove, 25
The Veterans Court’s practice of sua sponte addressing the timeliness issue is particularly troubling given that the court functions as part of a uniquely pro-claimant adjudicatory scheme. See Henderson,
Many veterans who seek redress from the Veterans Court suffer from significant service-connected physical and psychiatric disabilities. See Dixon v. Shinseki,
“The rule that points not argued will not be considered is more than just a prudential rule of convenience; its observance, at least in the vast majority of cases, distinguishes our adversary system of justice from the inquisitorial one.” United States v. Burke,
The Veterans Court also stated that the goal of promoting “judicial efficiency” justified requiring its clerk of court to screen all appeals for timeliness. Bove,
