Joshua James Mullen v. State of Iowa
17-1998
Iowa Ct. App.Feb 6, 2019Background
- Police executed a search warrant at Mullen’s residence and found a psilocybin mushroom grow, harvested mushrooms, items consistent with mushroom cultivation, methamphetamine residue, and firearms; Mullen was a convicted felon.
- Mullen was charged with manufacturing a controlled substance within 1000 feet of certain real property (with prior-offender enhancement), possession of methamphetamine (third or subsequent), and 33 counts of failure to affix a drug-tax stamp; minutes of evidence were filed with the information.
- Lab results later showed 6.63 grams of psilocyn among all mushrooms and methamphetamine residue; some mushroom samples tested negative for controlled substances.
- Mullen entered a negotiated guilty plea to the manufacturing charge (State dismissed other charges and removed the location enhancement; State recommended suspended sentence/probation and RCF placement); he was later revoked and sent to prison.
- Mullen filed a postconviction relief (PCR) application claiming ineffective assistance of trial counsel for (1) failing to withdraw due to a conflict of interest and (2) permitting an involuntary/unsupported guilty plea; the PCR court denied relief and Mullen appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial counsel was ineffective for failing to withdraw due to a conflict of interest | Mullen contends counsel had a conflict and should have withdrawn | State argues Mullen failed to preserve the claim and district court never ruled on it | Error not preserved; claim not considered on appeal (may be raised later against PCR counsel) |
| Whether plea was involuntary because counsel misadvised re: tax-stamp charges | Mullen says counsel wrongly believed tax-stamp counts had factual support and hid that from him, causing him to plead | State and plea counsel say counsel knew tax-stamp counts lacked evidence, advised Mullen, and Mullen chose plea to avoid prison | Court found Mullen knew tax-stamp counts lacked support and plea was voluntary; plea supported by facts for manufacturing charge |
| Whether minutes of evidence supplied factual basis for manufacturing plea | Mullen implies insufficient factual basis (possession of non-illegal mushrooms undermines charge) | State points to harvested mushrooms and cultivation items as factual basis | Minutes provided adequate factual basis; reasonable factfinder could convict on manufacturing |
| Whether claim of structural error permits review despite preservation failures | Mullen references structural-error/actual innocence doctrines to preserve review | State notes no substantive structural-error argument was presented | Court declined to address structural-error claim due to insufficient development; denied relief |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (standard for ineffective assistance of counsel)
- Meier v. Senecaut, 641 N.W.2d 532 (Iowa 2002) (issues must be raised and ruled on to preserve appellate review)
- Lado v. State, 804 N.W.2d 248 (Iowa 2011) (consideration of structural error as a form of ineffective assistance)
- Allison v. State, 914 N.W.2d 866 (Iowa 2018) (standards for raising successive PCR claims against PCR counsel)
- Schmidt v. State, 909 N.W.2d 778 (Iowa 2018) (actual-innocence challenges to plea knowingness and voluntariness)
- State v. Ortiz, 789 N.W.2d 761 (Iowa 2010) (factual-basis requirement for guilty pleas)
