Lead Opinion
In this case, we consider whether the three-year statute of limitations in Iowa Code section 822.3 (2015) applies where a postconviction-relief (PCR) petitioner files an untimely second petition for PCR, alleging *868counsel for his timely filed first petition for PCR was ineffective. The district court held the second petition's allegation that the first postconviction counsel was ineffective did not supply a ground of fact to avoid the three-year statutory bar. The court of appeals affirmed, relying upon our previous decision in Dible v. State ,
A second question raised in the case is whether the district court properly dismissed allegations in the amended petition filed in the second PCR action. The amended petition alleged newly discovered evidence-namely, that the victim and other witnesses recanted their testimony. The amended petition further alleged that there had been a change in the law regarding admissibility of expert testimony on the credibility of child victims. The district court recognized the amended petition had been filed, observed that the amended petition did not affect the "core basis" of the claim in the case, and denied relief. On appeal, the State contended that the petitioner failed to preserve the issues in the amended petition because the district court never granted leave to amend.
The court of appeals affirmed on two grounds. The court held that the claims raised in the amended petition were not preserved. The court also found that the allegations in the petition were too vague to provide a basis for relief.
In order to answer the first question, we revisit the holding in Dible . For the reasons expressed below, we vacate the decision of the court of appeals and reverse the judgment of the district court. On the second question, we find that the claims raised in the amended petition were adequately preserved. Rather than rule on the adequacy of the amended petition on appeal, we remand the case to the district court for further proceedings on the amended petition.
I. Factual and Procedural Background.
A jury convicted Brian Allison of three counts of sexual abuse in the third degree in 2011. He appealed his conviction. In his direct appeal, Allison argued the district court erred in not granting him a new trial based upon the weight of the evidence under Iowa Rule of Criminal Procedure 2.24(2)(b )(6). Among other things, Allison noted the victim, his stepdaughter, initially denied the abuse, behaved normally during the time of the alleged abuse, returned to Allison's home after the abuse ended, and gave inconsistent testimony about the abuse.
On July 11, 2012, the court of appeals affirmed Allison's convictions. Although the court held the claim was not preserved, the court addressed Allison's weight-of-the-evidence claim in the context of ineffective assistance of counsel. Noting Allison's attack on the victim's credibility, the court cited expert testimony that it was not unusual for children to delay reporting abuse, to return to their abuser after the alleged acts, and to forget the details of the abuse. In addition, the court remarked that several witnesses testified about inappropriate physical contact, specifically Allison and the victim holding hands, the victim sitting on Allison's lap, Allison rubbing the victim's back, and Allison and the victim being together in bed under a blanket with Allison wearing boxer shorts and the victim wearing "skimpy shorts and a low-cut shirt." The court concluded that under the circumstances, there was not a reasonable probability that the district court would have granted the motion for a new trial if the verdict-contrary-to-the-weight-of-the-evidence claim had *869been preserved. As a result, the court of appeals affirmed the convictions. Procedendo issued on September 6, 2012.
On March 6, 2013, Allison filed his first petition for PCR. Allison claimed that his trial counsel was ineffective for failing to investigate the bias of one of the jurors. At the hearing on the first PCR action, Allison and his son testified they observed a juror appear to wave and acknowledge Allison's ex-wife Tina, the mother of the victim. The district court denied relief, noting, among other things, that no evidence was offered showing the relationship between the juror and the mother and that there was no evidence of prejudice.
Allison appealed. On appeal, Allison claimed his PCR counsel did not properly investigate the claim of juror bias and, like his trial counsel, provided him with ineffective assistance. He claimed that if his PCR counsel had adequately investigated, he could have established there was a reasonable probability the result of the trial would have been different if the potentially biased juror had been removed.
On September 10, 2015, the court of appeals affirmed the denial of relief. The court explained that in order to support a claim of ineffective assistance of counsel, Allison was required to show he suffered prejudice from the presence of a biased juror in deliberations. The court noted that the PCR record did not establish the identity of the juror; whether the juror actually waived at the victim's mother; the relationship, if any, between the juror and the victim's mother; and whether any juror was in fact biased. The court of appeals held that Allison was not entitled to relief based on ineffective assistance of counsel without developing the underlying claim of juror bias.
On November 5, Allison, proceeding pro se, filed a second petition for PCR. In his second petition, Allison alleged that his counsel in his first PCR action was ineffective for failing to develop adequately the record in connection with the juror-bias issue. According to Allison, "[a] brief investigation could have revealed the name of the juror and her familiarity with Tina Allison." Allison also noted that his counsel in the first PCR proceeding could have called Tina as a witness and developed the relationship between Tina and the juror.
The district court appointed counsel for Allison. The State filed a motion to dismiss. In its motion, the State noted procedendo in Allison's direct appeal was issued on September 6, 2012, and Allison's second petition was filed on November 5, 2015. The State asserted that because the second petition was filed more than three years after his convictions became final, it was barred by Iowa Code section 822.3. The State relied upon Dible ,
Allison, now represented by counsel, resisted the motion to dismiss and filed an amended second petition for PCR. The amended petition reprised the claim of ineffective assistance for failure to investigate the allegation of juror bias, noting that the claim "extends beyond merely ineffective assistance." According to the motion, "[b]y utterly failing to do [his] job[ ]," Allison's previous PCR counsel "effectively render[ed Allison] with no post-conviction relief."
The amended petition also raised new issues. It asserted there was "reason to believe that the victim and other witnesses have recanted their testimony thus taking away the factual basis for [Allison's] conviction." The amended petition also *870claimed "[t]hat changes in the law and particularly the admissibility of expert testimony that tends to invade the [province] of the jury and attempting to bolster the credibility of child victims, would result in a change of verdict." An unreported hearing was held before the district court.
The district court granted the State's motion to dismiss. In its order, the court recognized that Allison filed his amended petition. The court further acknowledged Allison's claim that his amended petition cured the statute-of-limitations bar raised by the State. Yet the court concluded, "[T]he amended petition does not change the core basis for [Allison's] claim for post-conviction relief, namely, ineffective assistance of counsel by post-conviction counsel and ineffective assistance of post-conviction appellate counsel." The court ruled that such ineffective assistance was not a basis for avoiding the three-year statute of limitations in Iowa Code section 822.3.
Allison appealed. We transferred the case to the court of appeals. The court held that it was not at liberty to overturn Dible and that Dible was controlling on the issue of ineffective assistance of counsel. The court dismissed the remaining claims in Allison's amended petition on the ground that Allison failed to preserve error in the district court. The court also concluded that the additional allegations in the amended petition were insufficient to survive a motion to dismiss.
II. Standard of Review.
Generally, we review a grant of a motion to dismiss a PCR petition for correction of errors at law. Perez v. State ,
III. Discussion of Iowa Code Section 822.3 and the Right to Effective Assistance of Counsel.
A. Introduction. Iowa Code section 822.3 generally provides a three-year statute of limitations for PCR claims.
The easy path would be to simply state a smooth-as-ice conclusion that there is no right to counsel in PCR. Yet close analysis reveals substantial constitutional and statutory issues. So the question is this: Is the smooth-as-ice approach strong enough to withstand weighty constitutional and statutory right-to-counsel challenges?
B. Statutory Framework. Chapter 822 generally provides the framework for obtaining PCR in Iowa. A PCR proceeding is commenced by filing an application with the appropriate district court.
"All grounds for relief available to an applicant ... must be raised in the applicant's *871original, supplemental or amended application."
Any ground finally adjudicated or not raised, or knowingly, voluntarily, and intelligently waived in the proceeding that resulted in the conviction or sentence ... may not be the basis for a subsequent application, unless the court finds a ground for relief asserted which for sufficient reason was not asserted or was inadequately raised in the original, supplemental, or amended application.
The generally applicable statute of limitations is provided in Iowa Code section 822.3. This section provides, "All ... applications must be filed within three years from the date the conviction or decision is final or, in the event of an appeal, from the date the writ of procedendo is issued."
C. Right to Counsel in PCR Proceedings. The United States Constitution provides that there is a right to counsel "[i]n all criminal prosecutions." U.S. Const. amend. VI. The right-to-counsel provision of the Iowa Constitution has different language than the United States Constitution. Article I, section 10 of the Iowa Constitution provides, "In all criminal prosecutions, and in cases involving the life, or liberty of an individual the accused shall have a right ... to have the assistance of counsel." Iowa Const. art. I, § 10. Unlike the federal counterpart, the Iowa constitutional provision, on its face, extends beyond criminal prosecutions to other cases involving life or liberty. See
The United States Supreme Court has ruled that the right to counsel under the Federal Constitution does not extend to proceedings for PCR. Pennsylvania v. Finley ,
In any event, Iowa Code section 822.5 has been held to amount to a statutory right to counsel in PCR proceedings. Patchette v. State ,
D. Positions of the Parties. On appeal, Allison recognizes that he must confront the case of Dible . In Dible , a narrow majority of this court held that a successive PCR application filed outside the three-year statute of limitations in Iowa Code section 822.3 was untimely and that ineffective assistance of counsel was not a "ground of fact" sufficient to extend the running of the limitations period.
Allison claims that Dible is a case "with questionable value" as precedent and that Dible "needs to be revisited and reexamined." He notes that part of the holding in Dible was abrogated in Harrington ,
On the question of dismissal of his additional claims in the second PCR proceeding, Allison points out that, generally, the rules of civil procedure apply to PCR actions. See
The State responds that Dible is good law and controls the outcome of the ineffective-assistance-of-counsel claim in this case. According to the State, Dible remains good law on the point that ineffective assistance of postconviction counsel is not a "ground of fact" to avoid the three-year statute of limitations in section 822.3. See
On the new issues raised in Allison's amended second petition, the State argues that error was not preserved because the district court never issued an order allowing amendment. Even if error was preserved, the State asserts, the claims were vague allegations insufficient to avoid dismissal. The State indicates that with respect to the claim of newly discovered evidence, the petition does not identify which witnesses recanted or identify when the newly discovered evidence was uncovered. On the issue of new law, the State claims that Allison has not showed that any change in the law occurred in the past three years, as required for the exception to the statute of limitations. Allison did not identify any new statute or change in the caselaw or a particular witness or testimony that would be affected by the allegedly new law. The State emphasizes that because the postconviction hearing in this case was not recorded, the court should presume that no additional evidence beyond the pleadings was provided to the district court.
E. The Winding and Nuanced Road of United States Supreme Court Right-to-Counsel Cases Involving PCR.
1. Introduction. Allison does not expressly raise a federal or state constitutional challenge to the dismissal of his second application for PCR. Yet constitutional considerations must inform our approach to the proper interpretation of Iowa Code section 822.3. See, e.g. , State v. Iowa Dist. Ct. ,
*873Roth v. Evangelical Lutheran Good Samaritan Soc'y ,
In this statutory interpretation case, it is important to understand the constitutional context in which this case arises. For example, did Allison have a constitutional or statutory right to counsel in his first PCR action? If so, is he constitutionally or statutorily entitled to a remedy for ineffective assistance of counsel, which is a constitutional deficiency ordinarily imputed to the state? If so, would application of the statute of limitations in Iowa Code section 822.3 to his second PCR action effectively prevent him from obtaining a remedy for the constitutional or statutorily established right-to-counsel violation? In order to understand the constitutional implications of our statutory interpretation of section 822.3 in this case, we canvass equal protection, due process, and right-to-counsel cases. As will be seen below, the constitutional terrain has been fragmented and highly contested.
2. Navigating the constitutional shoals: early federal caselaw related to right to counsel, equal protection, and due process in criminal cases. Decades ago, the United States Supreme Court developed the right of a criminal defendant to counsel in a series of landmark cases. The fountainhead case is, of course, Powell v. Alabama ,
Powell was only the beginning. Although limited to the facts of the case, its principles were potentially protean. Nonetheless, expansion of the right to counsel beyond Powell proved gradual. For instance, while in Johnson v. Zerbst , the Supreme Court extended the right to counsel to federal prosecutions for felonies generally,
While the Supreme Court moved cautiously with respect to expansion of the Sixth Amendment right to counsel, other constitutional theories were available, in effect, to extend the right to counsel in criminal proceedings. In Griffin v. Illinois , the Supreme Court considered whether a criminal defendant could be required to pay for transcripts in order to appeal a criminal conviction.
In 1963, the Supreme Court decided two seminal right-to-counsel cases that built on and extended the reach of prior precedents. In Gideon , the Court, in applying the Sixth Amendment right to counsel to the states pursuant to the Due Process Clause of the Fourteenth Amendment, departed from the notion that right to counsel was afforded on a case-by-case basis.
In a companion case, Douglas v. California , the Supreme Court considered a challenge to a California rule of criminal procedure wherein a court would engage in an ex parte examination to determine whether an appeal merited the appointment of counsel.
Yet Gideon and Douglas 's emphases on the need for trained counsel and the limited abilities of pro se defendants did not carry the day nearly a decade later in Ross v. Moffitt ,
The Ross dissenters, led by Justice Douglas, emphasized that an application for discretionary appeal, such as certiorari *875before the Supreme Court, has technical requirements that are hazards for the untrained.
Instead of extending the right to counsel to habeas proceedings generally, the Supreme Court held in Bounds v. Smith that in order to provide inmates without counsel with access to the courts, state authorities are required to provide inmates with adequate law libraries or adequate assistance from persons trained in law.
3. Finley and Murray: developing the contours of right to counsel in PCR. The first recent United States Supreme Court case specifically considering the question of whether a defendant has a right to counsel in PCR proceedings is Finley . In Finley , an indigent petitioner, who lost her direct appeal, filed a petition for PCR raising "the same issues that the Supreme Court of Pennsylvania had rejected on the merits" on direct appeal.
The petitioner obtained new counsel, who appealed the dismissal.
By a 6-3 majority, the Finley Court stated, "We have never held that prisoners have a constitutional right to counsel when mounting collateral attacks upon their convictions, and we decline to so hold today."
The Finley majority rejected claims that the Griffin - Douglas type of equal protection and due process required the appointment of counsel in the case.
*876
With respect to equal protection, the Finley majority emphasized that PCR is "even further removed from the criminal trial than is discretionary direct review," for which counsel is not required under federal law. Id. at 556-57,
In a dissent, Justice Brennan emphasized that the applicant in the case had a mandatory, state-provided right to appointed counsel and, as a result, a right to effective assistance of counsel.
Obviously, the Finley case produced controversy among the justices. There were, however, clear limitations in the Finley majority opinion. In the first paragraph of the opinion, the Finley majority emphasized that the prisoner "raised the same issues that the Supreme Court of Pennsylvania had rejected on the merits."
These passages make clear that the Finley majority did not determine whether the Federal Constitution requires appointment of counsel in PCR proceedings where the issues presented were not decided on the merits on direct appeal. Indeed, the entire rationale of Finley is based on the notion that the indigent defendant had her claims heard on the merits in at least one appellate forum, thereby shifting the case from one involving an appeal of a conviction to one attacking a conviction already examined once and found valid.
The next United States Supreme Court case in the procession of right-to-counsel cases is Murray v. Giarratano ,
The district court also rejected Virginia's assertions that it had provided assistance *877to death row inmates by other means.
The United States Court of Appeals for the Fourth Circuit, sitting en banc, affirmed the district court.
The Supreme Court could not muster a majority opinion in Murray . The plurality opinion, written by Chief Justice Rehnquist, generally found that the approach in Finley was dispositive.
Justice O'Connor filed a brief concurring opinion.
Justice Kennedy filed an opinion concurring in the judgment.
Justice Stevens, joined by Justices Brennan, Marshall, and Blackmun, dissented.
The Murray dissenters further emphasized that some claims, including ineffective-assistance-of-counsel claims, usually cannot be considered on direct appeal.
Finally, the Murray dissenters noted that the plight of a death-penalty inmate in Virginia makes it unlikely that the inmate could prepare his or her own pleadings.
4. Coleman and its progeny: further exploration. The United States Supreme Court returned to the question of whether a criminal defendant is entitled to counsel in PCR proceedings in another case that split the members of the Court, Coleman v. Thompson ,
In the federal district court, Coleman raised eleven federal constitutional claims.
The United States Supreme Court affirmed in a divided opinion.
The majority rejected Coleman's effort to avoid the general rule by claiming that his counsel was ineffective in failing to file a timely appeal.
Importantly, the majority expressly reserved the question of whether an applicant *879is entitled to assistance of counsel under the Sixth Amendment in PCR proceedings where the applicant can raise the claim in the first instance only in PCR and, as a result, PCR functions as the first appeal of right. Id. at 755,
Justice Blackmun, along with Justices Marshall and Stevens, dissented.
if a State desires to remove from the process of direct appellate review a claim or category of claims, the Fourteenth Amendment binds the State to ensure that the defendant has effective assistance of counsel for the entirety of the procedure where the removed claims may be raised.
The express reservation of the Coleman majority with respect to claims presented for the first time in PCR and where counsel is allegedly ineffective before the PCR trial court has not always been recognized. Indeed, it has mostly been ignored. For instance, in Mackall v. Angelone , the Fourth Circuit cited Coleman for the broad and unqualified proposition that the Sixth Amendment does not require counsel in PCR proceedings.
The dissent in Mackall , however, recognized the question reserved in Coleman and stressed that a person charged with a serious crime has the right to counsel at trial, Gideon , 372 U.S. at 336-45, 83 S.Ct. at 792-97, that right extends to a first appeal, Douglas , 372 U.S. at 355-58, 83 S.Ct. at 815-17, and constitutionally required counsel must be competent, Strickland v. Washington ,
Similarly, a federal appeals court considered the question of whether a defendant is entitled to counsel in PCR in Jeffers v. Lewis ,
granting relief to Jeffers would not start an endless chain of permissible habeas relief .... There is a right to one, conflict-free set of counsel to pursue the *880claim that prior counsel were ineffective at trial, sentencing and on direct appeal.
Id. at 297. The Ninth Circuit, sitting en banc, however, reversed the panel over the dissent of four judges. Jeffers , 68 F.3d at 300-01. See generally Uhrig, Constitutional Right to Counsel , 60 Hastings L.J. at 591-94.
The United States Supreme Court returned to the question of whether an indigent petitioner is entitled to counsel in PCR proceedings in Martinez v. Ryan ,
Martinez's new counsel filed a second PCR petition on his behalf in the state trial court.
Martinez then filed a federal habeas corpus action, again raising his claims of ineffective assistance of trial counsel.
In an opinion by Justice Kennedy, the Supreme Court reversed the Ninth Circuit.
In considering this issue, the Court, seizing on the reasoning of the dissenters in Finley , Murray , and Coleman , noted that when an attorney errs in an initial-review collateral proceeding, it is unlikely that the state court will hear the petitioner's claim at any level.
The Martinez Court emphasized the importance of effective assistance of counsel in an initial-review collateral proceeding.
The Martinez Court declined to hold there is a right to counsel in initial-review habeas proceedings on federalism grounds.
Justice Scalia, joined by Justice Thomas, dissented.
All of these cases demonstrate a number of propositions. They establish multiple theories for the right to counsel that indigent petitioners may use to obtain counsel to challenge criminal convictions. Nonetheless, the United States Supreme Court has been fragmented and sharply divided regarding the constitutional questions surrounding the provision of counsel to indigent petitioners in postconviction proceedings.
Recent United States Supreme Court majorities are less than enthusiastic about a general expansion of the right to counsel in PCR contexts. See, e.g. ,
Yet the Supreme Court has struggled with the very situation presented in this case-an indigent defendant claims that trial counsel provided ineffective assistance, his claim is not capable of being *882addressed on direct appeal, and in the first forum to hear the ineffective-assistance claim, his counsel was, once again, ineffective. Where a habeas proceeding is the first forum to hear a challenge to a criminal conviction, the defendant is functionally in the same situation as in Douglas , where the Supreme Court held that appointed counsel must be provided as a matter of due process and equal protection. 372 U.S. at 357-58, 83 S.Ct. at 817.
In Martinez , although the Court stopped short of announcing a constitutional rule, the Court invoked equitable principles to excuse the procedural defaults that occurred in the state court proceedings and ordinarily would have barred the defendant from a federal habeas action.
In particular, one commentator has noted the potential interaction between Martinez and the federal statute of limitations for habeas proceedings. Justin F. Marceau, Is Guilt Dispositive? Federal Habeas After Martinez,
F. State Cases Dealing with the Right to Counsel in PCR. There are two state court cases of interest dealing with the right to counsel in PCR proceedings.
The first case is the pre- Coleman case of Honore v. Washington State Board of Prison Terms & Paroles ,
The Washington court began its discussion by emphasizing the important role of habeas corpus proceedings, starting with the Magna Carta and extending into present day state and federal constitutional provisions prohibiting suspension of the writ except in extreme circumstances.
In considering whether there was a right to counsel in PCR proceedings, the Honore court addressed the state's argument that many PCR claims are "frivolous and can be submitted over and over again."
Other state court cases, however, reject the notion of a constitutionally based right to counsel in postconviction proceedings, often by broadly declaring that PCR proceedings are civil in nature. See, e.g. , Barnes v. State ,
G. Iowa Constitutional Precedent Related to the Right to Counsel in PCR . There are several older cases where we considered whether a right to counsel exists in postconviction proceedings. In Waldon v. District Court , we declared, in conclusory language, that the Due Process and Equal Protection Clauses of the United States Constitution did not require appointment of counsel in PCR proceedings.
These older Iowa precedents are flawed for several reasons. First, the broad statements in these cases do not confront the problem identified in Coleman and Martinez , namely, that PCR in some cases amounts to an initial review of a substantive claim. There is a substantial question, as a matter of federal constitutional law, whether a criminal defendant is entitled to *884at least one effective counsel, and that might well require the appointment of effective counsel in a PCR proceeding. Indeed, in cases involving initial-review collateral proceedings, the petitioner stands in the same position as in Douglas , where the Supreme Court held that equal protection required the appointment of counsel for the first appeal as of right. See Martinez ,
Second, there appears to have been no distinct challenge in these older Iowa cases under article I, section 10 of the Iowa Constitution. As recently observed in State v. Young , the right to counsel in the Iowa Constitution differs linguistically from that in the United States Constitution and arose in a different historical context.
But article I, section 10 of the Iowa Constitution provides, "In all criminal prosecutions, and in cases involving the life, or liberty of an individual the accused shall have a right ... to have the assistance of counsel." Iowa Const. art. I, § 10 (emphasis added). Plainly and indisputably, the language of article I, section 10 is more expansive than the "all criminal prosecutions" language of the Sixth Amendment. In addition to all criminal cases, the Iowa Constitution extends the right to counsel in all cases involving life and liberty.
Further, the expansive language in article I, section 10 arose in the historical context of a fierce battle over enforcement of the Fugitive Slave Act in Iowa and across the nation. See 2 The Debates of the Constitutional Convention of the State of Iowa 737 (W. Blair Lord rep., 1857), publications.iowa.gov/7313/2/The_Debates_of_the_Constitutional_Convention_Vol%232.pdf (recording that delegate Clark defended the "all cases involving the life, or liberty" language as necessary to allow an alleged fugitive slave to have the right to counsel). See generally State v. Senn ,
In addition to the linguistic and historical differences, there is also an important structural difference. As is evident in Martinez , the United States Supreme Court has been reluctant to establish robust civil liberties protections under the United States Constitution because of concerns about federalism.
Further, the early Iowa cases do not recognize the history behind article I, section 10. In Young , we emphasized that the Iowa founders did not want the Bill of Rights to be read in a "cramped, stingy, or fearful fashion."
H. Iowa Cases Applying Iowa Code Section 822.3 to a Claim of Ineffective Assistance of Counsel in a PCR Proceeding.
1. Iowa authority related to statute of limitations in PCR actions . In 1984, the Iowa legislature amended the PCR statute. 1984 Iowa Acts ch. 1193, § 1 (codified at Iowa Code § 663A.3 (1985)). Prior to 1984, the statute provided that an applicant could file a petition for PCR at any time. Iowa Code § 663A.3 (1983). The legislature amended the statute to require that applicants file their petitions within three years of the date of conviction or issuance of procedendo following appeal, whichever is later.
We first considered the meaning of the "ground of fact or law" exception in Hogan v. State ,
*886In Hogan, the applicant sought to challenge his 1971 conviction more than a decade later. Id. He claimed that his conviction was invalid because the plea proceedings did not comport with constitutional requirements establishing the voluntariness of the charge. Id. at 361. The applicant alleged the "ground of fact or law" was that at the time he entered his plea, he was unaware that his conviction could be used to "severely enhance the penalty for a subsequent crime." Id.
We rejected the claim. Id. The Hogan court stated that "no nexus exists between the ground of fact Hogan asserts and the conviction he seeks to set aside." Id . The Hogan court further emphasized that the exonerating ground of fact must be "relevant and ... likely [to] change the result of the case." Id. (alterations in original) (quoting State v. Edman ,
We returned to the new statute in Wilkins v. State ,
The Wilkins court decided the case in a per curiam opinion.
The Wilkins court noted that the applicant had three opportunities to raise the issue-namely, at trial, in his first PCR proceedings, and his second PCR proceeding.
*887The next case involving the amended PCR statute is Dible ,
In November 1994, Dible filed a second petition for PCR.
In Dible , a 5-4 majority held the claim was time barred.
The Dible court next turned to the statutory language.
The Dible majority finally turned to the question of legislative intent.
Four justices dissented.
The dissenters also challenged the majority's assertion that there is a distinction between ineffective assistance of counsel at trial and ineffective assistance of appellate or PCR counsel.
The next case dealing with the exception to the three-year statute of limitations in section 822.3 is Harrington .
From these cases, the following principles may be gleaned. First, while Iowa Code section 822.8 generally requires that all claims for relief must be raised in the original, supplemental, or amended petition, this limitation may be avoided if counsel ineffectively fails to comply.
Although there is language in Dible suggesting that ineffective assistance of appellate and postconviction counsel did not affect the underlying conviction and thus did not form a basis for PCR, our later caselaw eschews any such broad conclusion. Yet the notion that ineffective assistance of appellate or postconviction counsel may provide a substantive basis for PCR does not answer the question in this case, namely, whether such a claim may be brought, under the facts and circumstances, beyond the three-year limitations period in Iowa Code section 822.3.
2. Postconviction cases from other jurisdictions . We now turn to cases from other jurisdictions, understanding that the statutes may employ different language than Iowa Code chapter 822 and that their approach is only as persuasive as the reasoning employed. In Silva v. People , the Supreme Court of Colorado permitted a PCR proceeding to proceed outside the generally applicable three-year limitations period.
The Supreme Court of Nevada recently considered a case involving successive petitions alleging ineffective assistance of counsel. Rippo v. State ,
I. Discussion. There are both statutory and constitutional considerations that must be brought to bear in this case. As the Dible court noted, there is a difference in the exception language of the antisuccessive petition provision of Iowa Code section 822.8 and the exception language of the generally applicable three-year statute of limitations in Iowa Code section 822.3.
The phrase "ground of fact or law that could not have been raised" in the proceeding could be interpreted differently. See
Further, the Dible interpretation, as applied in this and other cases, is potentially problematic in light of the constitutional backdrop. A defendant could have an ineffective lawyer at trial and then an ineffective lawyer in a timely PCR proceeding. The end result is that a potentially meritorious claim may not be raised within the three-year statute of limitations because of bungling lawyers.
Such a possible result is troubling. There is no question that an accused is constitutionally entitled to assistance of counsel at trial under both the Iowa and United States Constitutions. McMann v. Richardson ,
Where counsel has been ineffective at trial, however, an action for PCR is, in most cases, an essential prerequisite to enforce the constitutional guarantee. As noted in Coleman and Martinez , this is so because, on most appeals, the trial record will be inadequate to determine if *890the requirement of prejudice has been met under Strickland . In these cases, if postconviction counsel is also ineffective in presenting the underlying claim of ineffective assistance at trial, the underlying constitutional entitlement to effective assistance of counsel at trial will be a nullity and lie unenforced. In short, the unquestionable constitutional right to effective counsel at trial may be rendered meaningless for defendants who suffer from successive ineffective assistance.
We bristle at the notion that a criminal defendant has no constitutionally protected right to at least one competent attorney. While the Dible majority suggests that the right to counsel is only statutory and that it can be truncated by application of a statute of limitations, this reasoning does not wash if one believes in the right to counsel in the first instance.
This awkward result is mitigated in at least two ways. First, under Iowa Code section 822.8, successive petitions for PCR may be filed if counsel is ineffective in the first petition. Thus, when counsel files a first petition and ineffectively fails to raise a ground for reversal, a successive petition may be filed.
According to Dible , however, the second petition must be filed within the three-year limitations period of section 822.3. Meeting the three-year requirement may be difficult because a nonlawyer applicant may not recognize that PCR counsel has been ineffective until after the expiration of the statute of limitations. Thus, under Dible , there is a distinct possibility that a defendant may be convicted of serious crimes even though he never had an effective lawyer at trial or in PCR and, thus, was deprived of the opportunity to have potentially meritorious issues determined by a court. No one can find much comfort in such an outcome.
A second mitigating feature is the availability of an actual-innocence claim. A person convicted of a crime seeking relief through asserting actual innocence carries a heavy burden, and such a claim is available to correct only the most egregious miscarriages of justice. An accused who may not be able to establish actual innocence may have nonetheless been deprived of an opportunity for a fair trial because of ineffective assistance of counsel.
We have several options. Although Dible has been overturned on other grounds, we can affirm the district court on the ground that, as in Dible , a second application alleging ineffective assistance of counsel at trial must be filed within the three-year time period of section 822.3, even in cases involving initial-review collateral proceedings.
A second option is to depart from Dible and declare that when a timely PCR petition alleging trial counsel was ineffective is filed under section 822.3, the ineffectiveness of postconviction counsel in presenting the claim is a ground of fact sufficient to avoid the statute of limitations. This result is arguably more consistent with the constitutional requirement of effective assistance of counsel and the notion that an unenforceable constitutional right is a nullity.
We think the best approach is to qualify Dible . While Dible engaged in textual and functional analysis of section 822.3, it gave no consideration to the fundamental constitutional interests at stake when an accused alleges ineffective assistance of trial counsel and the PCR proceeding is the first opportunity to raise the issue. In that setting, the posture is precisely the same as in Douglas , namely, the first appeal as a matter of right. Where the defendant essentially invokes a first appeal as a matter of right in an initial-review PCR proceeding, application of the equal protection *891principles in Douglas would require appointment of counsel even under the Federal Constitution. Further, the rationales for not providing counsel under the Sixth Amendment-the distinction between criminal and civil proceedings and the diluting influences of federalism-have less application under article I, section 10 of the Iowa Constitution.
Decided in 1996, Dible did not have the benefit of the subsequent development in cases of the United States Supreme Court which focused on the peculiar problem of initial-review collateral proceedings. Further, Dible made no effort to consider the expansive right-to-counsel provisions of the Iowa Constitution in which the distinction between civil and criminal cases has no linguistic or historical support.
In order to avoid the difficult constitutional position that would result in denying a remedy where defense counsel allegedly provided ineffective assistance at trial and postconviction counsel is ineffective in raising that claim, we think the best approach is to hold that where a PCR petition alleging ineffective assistance of trial counsel has been timely filed per section 822.3 and there is a successive PCR petition alleging postconviction counsel was ineffective in presenting the ineffective-assistance-of-trial-counsel claim, the timing of the filing of the second PCR petition relates back to the timing of the filing of the original PCR petition for purposes of Iowa Code section 822.3 if the successive PCR petition is filed promptly after the conclusion of the first PCR action. The doctrine of relation back is used "to preserve rights as of the earlier date, or otherwise to avoid injustice." Windey v. N. Star Farmers Mut. Ins. ,
This is a variant of the equitable doctrine employed in Martinez to allow a petitioner in federal habeas to avoid a procedural default in state court. Under this equitable doctrine, the three-year statute of limitations is tolled from the time of the filing of the first petition for PCR until the first PCR proceeding's conclusion. Upon the conclusion of the first action, the three-year statute of limitations commences to run again.
While there may be more claims under this approach, we do not fear the deluge. Lawyers must have a good-faith basis for filing a pleading, and this principle applies in postconviction proceedings. Further, our court system is fully capable of quickly disposing of claims that have no basis in law or fact.
Nothing in the above discussion, however, suggests that Allison is entitled to relief. Indeed, it may well be that prior counsel, despite diligent efforts, could not develop the claim that Allison seeks to present. Or, it may be that the facts do not support the underlying claim of juror bias at all. Nonetheless, the proper manner to deal with the question is not to grant a motion to dismiss but to permit Allison to develop the ineffectiveness issue.
IV. Discussion of Dismissal of Additional Claims in Amended Petition for PCR.
We now turn to whether the district court properly dismissed the additional claims Allison presented in his amended second petition for PCR.
A. Preservation of Error. We first consider whether Allison preserved the additional issues in the district court. In this case, the district court order recognized that additional claims were presented in *892the amended petition, noted that the amended petition did not alter the "core basis" presented, and entered an order of dismissal. The district court did not enter separate rulings on the claims in the amended petition from those raised in the original petition.
We have held that issues were preserved in other cases where the district court acknowledged the existence of other claims but did not explicitly or separately address them in a ruling. For instance, in Lamasters v. State , the district court described the applicant's claims and then denied the application in general terms without individually ruling on the claims presented.
B. Dismissal as "Vague." We next turn to the State's contention that the additional claims in the amended petition were properly dismissed. The State does not defend the district court's order on the ground that the new allegations did not change "the core basis" in the case. Instead, the State suggests that the allegations in the petition were "too vague" and that the district court did not err in dismissing the claims.
At the outset, we note that Iowa Code section 822.7 provides that in a PCR proceeding, "[a]ll rules and statutes applicable in civil proceedings including pretrial and discovery procedures are available to the parties." See also Nuzum v. State ,
In this case, the State filed a motion to dismiss the claims in the amended petition. As in the case of summary judgment, the rules and procedures that apply to a motion to dismiss a PCR action are the same as those that apply in civil cases.
In civil cases, we approach motions to dismiss with great caution. "A motion to dismiss should only be granted if the allegations in the petition, taken as true, could not entitle the plaintiff to any relief." Sanchez v. State ,
The State has not shown that there is no conceivable state of facts to support the additional claims. If the State believes the *893allegations in a PCR petition are not sufficiently precise to allow it to file an answer, the State may file a motion for a more specific statement. Iowa R. Civ. P. 1.433 ("A party may move for a more specific statement of any matter not pleaded with sufficient definiteness to enable the party to plead to it and for no other purpose. It shall point out the insufficiency claimed and particulars desired.").
We cannot say based upon the pleading in this case, that there is no conceivable state of facts that might support the claim for relief. See Kingsway Cathedral ,
V. Conclusion.
For the above reasons we vacate the decision of the court of appeals, reverse the judgment of the district court, and remand the case for further proceedings.
DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT JUDGMENT REVERSED AND REMANDED.
All justices concur except Waterman, Mansfield, and Zager, JJ., who dissent.
In Trevino v. Thaler , the Supreme Court held that the approach in Martinez applies not only when the state does not necessarily bar all ineffective-assistance-of-counsel claims from being heard on direct appeal, but also where it is highly likely that, in a typical case, such a claim cannot be heard on direct appeal.
Dissenting Opinion
I respectfully dissent and would affirm the decision of the court of appeals and judgment of the district court that correctly dismissed Brian Allison's untimely second petition for postconviction relief (PCR) challenging his convictions for sexually abusing his young stepdaughter. This case presents a question of statutory interpretation of Iowa Code section 822.3 (2015)-whether ineffective assistance of PCR counsel falls within an exception to the three-year statute of limitations. We correctly answered "no" to that question over two decades ago in Dible v. State ,
I. The Text of the PCR Statute Is Clear.
Iowa Code chapter 822 governs PCR actions. Section 822.3 sets forth the three-year time-bar and states in part,
*894All other applications [i.e., those not filed under section 822.2(1)(f ) ] must be filed within three years from the date the conviction or decision is final or, in the event of an appeal, from the date the writ of procedendo is issued. However, this limitation does not apply to a ground of fact or law that could not have been raised within the applicable time period.
All grounds for relief available to an applicant under this chapter must be raised in the applicant's original, supplemental or amended application. Any ground finally adjudicated or not raised, or knowingly, voluntarily, and intelligently waived in the proceeding that resulted in the conviction or sentence, or in any other proceeding the applicant has taken to secure relief, may not be the basis for a subsequent application, unless the court finds a ground for relief asserted which for sufficient reason was not asserted or was inadequately raised in the original, supplemental, or amended application.
Section 822.3 and section 822.8 are separate limits on the filing of PCR applications. Thus, all grounds for relief must be presented in the first application, unless "for sufficient reason [the ground] was not asserted or was inadequately raised" in the first application. See
In other words, the excuse of "inadequately raised" allows the defendant to file a second or subsequent application, see
This statutory text controls the outcome here-Allison claims his first PCR counsel inadequately raised his challenge to a possibly biased juror, so he should get another chance to raise the issue. But he did so too late because his second PCR action was filed more than three years after his conviction became final. The majority fails to confront this insurmountable textual bar to its result.
Allison never argued that he avoids the statute of limitations because his claims in this action "relate back" to his previously adjudicated and dismissed PCR action. The majority errs by relying on the relation-back doctrine. We have never held that an amendment related back to a pleading in a prior action. An amendment to a pleading can only relate back to the original pleading in the same action . See Iowa R. Civ. P. 1.402(5) ; Jacobson v. Union Story Tr. & Sav. Bank ,
Federal courts interpreting the almost identically worded relation-back language in Federal Rule of Civil Procedure 15(c) uniformly reject the argument that an amendment relates back to a pleading in a prior action. See Rowell v. Stecker ,
II. The Majority's Constitutional Concerns Are Overblown.
Disregarding the statutory language, the majority instead travels on what it aptly describes as a "winding" road. Page after page, the majority introduces us to the ins and outs of various United States Supreme Court opinions, although they are primarily dissenting opinions. None of these are on point because we have squarely, and repeatedly, held there is no constitutional right, only a statutory right, to counsel in PCR actions. See Lado v. State ,
Rather than take the majority's winding road, I would follow the direct path that leads me to the foregoing Iowa cases. The majority ignores our own precedent and fails to mention our unanimous decisions upholding the constitutionality of the three-year time-bar. See Perez v. State ,
Additionally, there are several reasons why article I, section 10 of the Iowa Constitution does not apply to PCR actions just based on the text of the provision. When filing a PCR, an applicant is not an "accused." Rather, he or she is already convicted and is affirmatively asking the court for relief. Also, if article I, section 10 applied to PCR actions, there would have to be a right to a jury trial. There would have to be a right to confrontation, and PCR applicants would have to be present in person for all critical stages of the PCR proceeding. Section 10 is not a cafeteria where you can pick and choose which rights a person gets but a complete package. An "accused" in a criminal case or a case involving life or liberty gets all the rights enumerated therein.
*896In the end, the winding road leads nowhere because the majority acknowledges the result that it reaches is not constitutionally compelled. Nor is today's reinterpretation of section 822.3 justified to avoid a constitutional question. There is no serious constitutional question, nor is there any ambiguity when section 822.3 and section 822.8 are considered together. We have made clear the constitutional-avoidance doctrine cannot be used to alter unambiguous statutory language. In re Prop. Seized for Forfeiture from Young ,
III. There Is No Reason to Overrule Dible .
Dible was correctly decided in 1996, and nothing has changed to warrant overruling it. We unanimously reaffirmed Dible in Walker v. State ,
Dible has been applied in numerous unpublished court of appeals decisions. For example, there were four opinions in 2016 alone. See Whiteside v. State , No. 15-0534,
Under Dible , merely alleging ineffective assistance of PCR counsel presents no basis for relief from the underlying convictions. Rather, the ground of fact must be one that trial counsel could not have reasonably discovered and that could have avoided the conviction. A breach of duty by PCR counsel is not a new ground of fact. See Dible ,
It is important not to confuse the effect of ineffective assistance of trial counsel with the ineffective assistance of appellate or postconviction counsel. The errors of trial counsel have a direct impact on the validity of a criminal conviction. In contrast, the incompetency of appellate counsel or postconviction counsel cannot have this type of impact because their involvement postdates the defendant's conviction.
We too should follow our precedent because Allison cannot show that our long-established interpretation of section 822.3 is wrong or harmful. See McElroy v. State ,
IV. Other Courts Hold Ineffective Assistance of PCR Counsel Does Not Avoid the Statute of Limitations.
Even if caselaw from other jurisdictions mattered more than Iowa caselaw (and it does not), the majority cites no helpful or persuasive out-of-state authority.
Midway through its opinion, the majority references a 1970 Washington Supreme Court case as being "of interest." Yet the majority disregards a 2015 Washington Supreme Court case that is directly on point-and directly opposed to the majority's view of the case.
Notably, the Washington Supreme Court recently and unanimously rejected "a new exception to the time bar" for ineffective assistance of PCR counsel. In re Pers. Restraint of Yates ,
The Pennsylvania Superior Court held that a second PCR petition filed after the one-year deadline was time-barred notwithstanding alleged ineffective assistance of counsel in the direct appeal and first PCR action. Commonwealth v. Saunders ,
Missing from the majority opinion is any persuasive caselaw supporting its decision. That silence speaks volumes. The majority *898fails to even mention our unanimous decisions in Davis and Perez upholding the constitutionality of the three-year time-bar of section 822.3. The majority instead relies on dissenting opinions of other courts. Dissents are not the law. The majority's analysis is irrelevant to the interpretation of Iowa Code section 822.3.
V. The Bad Policy Effects of Today's Decision Will Be Far-Reaching.
The majority provides no limiting principle for today's decision. Going forward, any allegation of ineffective assistance by PCR counsel will avoid the three-year statute of limitations. This opens the floodgates to stale PCR actions. In effect, there is no longer a statute of limitations in PCR actions. The majority's exception to the three-year time-bar will swallow that time-bar.
One bad consequence of today's decision is that our courts are going to be overwhelmed with PCR filings. Until today, the three-year bar had been a way to summarily dispose of meritless and repetitive PCR applications. No more. Each one of these will have a hearing.
Like it or not (and I do not happen to like it), the criminal justice resources in this state are limited by budgetary pressures. If a large portion of the public defender budget has to be devoted to stale, repetitive PCR applications, that means less of that budget will be available for trials, initial appeals, and initial PCRs.
Also, it is unfair for victims-years after the fact-to be forced to relive traumatic experiences. For many victims, learning that the perpetrator will get a new "hearing" is painful enough. Today's decision will also result in unfairness to the state, as cases thought to be finally resolved years earlier are relitigated long after memories have faded or key witnesses and evidence have become unavailable. See Davis ,
I dissented in Schmidt v. State , but I would note that decision already establishes an escape valve for actually innocent defendants.
VI. The Facts of This Case Do Not Warrant a Change in Our Established Law.
Also missing from the majority decision is any discussion of the facts of the crimes of conviction and the absence of any evidentiary basis for relief in Allison's serial PCR actions. The Iowa jury convicted Allison on all three counts of sexually abusing his early teen stepdaughter. The sexual abuse began when his stepdaughter was in seventh grade and continued into her sophomore year of high school at home in the bathroom and Allison's bedroom while his wife worked the night shift. State v. Allison , No. 11-0774,
Allison even now makes no showing he was wrongfully convicted or is entitled to a *899new trial. The district court and court of appeals previously rejected Allison's claim that a juror was biased because the juror waved at his ex-wife during a recess in his trial. Allison v. State , No. 14-0925,
VII. This Is a Matter for the Legislature.
I would defer to the legislature to make the policy decision whether to extend the deadlines for PCR actions to allow multiple bites at the apple and unlimited time to challenge a criminal conviction. See Davis ,
Unlike Schmidt , which was decided under the Iowa Constitution, today's decision is based on statutory interpretation. See
VIII. The Other Grounds Raised by Allison Are Also Nonmeritorious.
The court of appeals in Allison's latest PCR appeal correctly held that he failed to preserve error on his claim that his proposed amended petition avoided section 822.3 's time-bar through a cryptic, conclusory allegation that he "has reason to believe that the victim and other witnesses have recanted their testimony." He provided no affidavit of the victim or any witness purporting to recant trial testimony. The district court did not decide that claim, and Allison failed to file a motion to enlarge or amend under Iowa Rule of Civil Procedure 1.904(2) as required for appellate review. Even if we overlook error preservation, I agree with the court of appeals that those "vague and unsupported statements" in his proposed amended petition "are insufficient to avoid a motion to dismiss [because he] does not even assert the new facts and law 'could not have been raised within the applicable time period.' "
For these reasons, I respectfully dissent.
Mansfield and Zager, JJ., join this dissent.
