Jacques Slocum v. Wendy Kelley
2017 U.S. App. LEXIS 6571
| 8th Cir. | 2017Background
- In 2011 Jacques R. Slocum shot and killed Joe Jackson; he was convicted in Arkansas state court of second-degree murder, endangering a minor, and fleeing and sentenced to 99 years.
- Trial counsel LaTonya Austin (later joined by co-counsel Steve Smith) defended on self‑defense; Slocum testified at the guilt phase; defense presented no mitigating evidence at sentencing.
- The State introduced prior convictions (Florida manslaughter, etc.) at sentencing but did not provide details; the jury imposed maximum consecutive sentences.
- Slocum filed a pro se Rule 37 postconviction petition alleging ineffective assistance of trial counsel; the Arkansas Supreme Court dismissed his appeal for a verification defect, creating a procedural default.
- Slocum then filed a federal habeas petition under 28 U.S.C. § 2254 asserting ineffective assistance for (1) failing to request a competency hearing and (2) failing to investigate/present mitigating evidence at sentencing.
- The district court found the claims procedurally defaulted but granted a certificate of appealability on whether the claims were substantial under the Martinez v. Ryan exception; the Eighth Circuit affirmed, holding both ineffective-assistance claims meritless.
Issues
| Issue | Slocum's Argument | State's Argument | Held |
|---|---|---|---|
| 1) Was trial counsel ineffective for failing to request a competency hearing? | Austin should have sought an evaluation based on Slocum’s violent charge, prior manslaughter, and traumatic childhood — those were "red flags." | No objective indicia of incompetence existed; Austin observed Slocum as articulate, involved, and competent; co-counsel and prior counsel gave no warning. | Counsel not deficient; no reasonable basis to doubt competence, so Strickland fails. |
| 2) Was trial counsel ineffective for failing to investigate/present mitigating evidence at sentencing? | Counsel should have obtained institutional records (CDC, FDC, ASH) showing abuse, PTSD, psychosis, and manslaughter context to mitigate sentence. | Austin knew only the "basics" (rough foster care); Slocum refused to have his wife testify; counsel reasonably decided Slocum should not testify at sentencing to avoid impeachment and exposing priors. | Counsel’s investigation and strategic decisions were reasonable under Strickland; no deficiency shown. |
| 3) Does Martinez v. Ryan excuse the procedural default so federal habeas review can proceed? | Martinez applies if the underlying ineffective-assistance claims are "substantial." | Martinez inapplicable if claims lack merit or if state collateral proceeding was not an initial-review proceeding. | Claims not substantial because they fail on the merits; Martinez exception does not excuse the default. |
Key Cases Cited
- Martinez v. Ryan, 566 U.S. 1 (narrow exception allowing cause to excuse procedural default where initial-review collateral counsel was ineffective)
- Strickland v. Washington, 466 U.S. 668 (two‑part test for ineffective assistance: deficiency and prejudice)
- Wiggins v. Smith, 539 U.S. 510 (counsel must conduct thorough background investigation for mitigation; deference to reasonable strategic limits)
- Rompilla v. Beard, 545 U.S. 374 (counsel deficient where obvious leads in prior-conviction file were ignored)
- Williams v. Taylor, 529 U.S. 362 (counsel’s obligation to investigate background for mitigation)
- Harrington v. Richter, 562 U.S. 86 (likelihood of different result must be substantial, not merely conceivable)
- Porter v. McCollum, 558 U.S. 30 (counsel deficient for failing to investigate mitigation and family interviews)
- Gonzalez v. Knowles, 515 F.3d 1006 (no ineffectiveness where mental illness was unlikely and investigation not compelled)
- Worthington v. Roper, 631 F.3d 487 (failure to establish either Strickland prong is fatal to claim)
