Inre: Packard
751 F.3d 1307
Fed. Cir.2014Background
- Applicant Packard filed a pre-AIA patent application for a thin plastic coin-holding card; claims 28–37 (representative claims reproduced) were amended during prosecution.
- Examiner rejected claims for lack of written description (some claims), indefiniteness under 35 U.S.C. § 112(b), and obviousness; Packard amended claims but persisted ambiguities.
- The Board affirmed the examiner’s indefiniteness and written-description rejections (reversing obviousness), applying MPEP § 2173.05(e): “a claim is indefinite when it contains words or phrases whose meaning is unclear.”
- Packard appealed, arguing the Board applied the wrong indefiniteness standard and that the Federal Circuit’s “insolubly ambiguous” (or one‑of‑ordinary‑skill) standard should govern pre-issuance review.
- The Court (per curiam) affirmed the Board: USPTO may issue a well‑grounded prima facie indefiniteness rejection during prosecution and sustain it if the applicant fails to provide a satisfactory response (amendment, definition, or persuasive explanation).
Issues
| Issue | Packard's Argument | USPTO/Board's Argument | Held |
|---|---|---|---|
| Proper indefiniteness standard for pre‑issuance claims | The Federal Circuit’s “insolubly ambiguous” / one‑of‑ordinary‑skill standard must apply to USPTO pre‑issuance review | USPTO applies MPEP standard (claim terms are indefinite if meaning is unclear) and may require clarification during prosecution | Board’s MPEP approach is permissible for pre‑issuance examination; affirmed |
| Burden during examination | Applicant contends examiner must meet same (higher) judicial standard before rejecting | Examiner may make a prima facie showing of indefiniteness; burden then shifts to applicant to rebut or amend | Examiner’s prima facie process is proper; applicant failed to rebut or amend adequately |
| Role of specification in curing ambiguity | Packard argued claims should be read in light of the specification to cure doubts | Board read claims in light of specification but found specification created or failed to resolve ambiguities | Court agreed that claims—considered with specification—remained indefinite |
| Need to reach written‑description issue | Packard pressed written‑description problems too | USPTO said indefiniteness disposes of all claims, mooting some written‑description disputes | Court upheld indefiniteness and declined to resolve written‑description question further |
Key Cases Cited
- Kappos v. Hyatt, 132 S. Ct. 1690 (2012) (APA review framework for PTO actions)
- Dickinson v. Zurko, 527 U.S. 150 (1999) (standard of review for agency factfinding)
- Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (claim construction principles; ordinary‑and‑customary meaning)
- Exxon Research & Eng’g v. United States, 265 F.3d 1371 (Fed. Cir. 2001) (used “insolubly ambiguous” language in indefiniteness discussion)
- In re Piasecki, 745 F.2d 1468 (Fed. Cir. 1984) (prima facie case concept in prosecution)
- In re Zletz, 893 F.2d 319 (Fed. Cir. 1989) (role of USPTO in refining claim clarity during prosecution)
- Datamize, LLC v. Plumtree Software, Inc., 417 F.3d 1342 (Fed. Cir. 2005) (objective standard for definiteness; invalidated “aesthetically pleasing”)
- Halliburton Energy Servs., Inc. v. M‑I LLC, 514 F.3d 1244 (Fed. Cir. 2008) (affirmed indefiniteness where claim term lacked objective boundaries)
- United Carbon Co. v. Binney & Smith Co., 317 U.S. 228 (1942) (statutory particularity/distinctness requirement and public notice function)
- Biosig Instruments, Inc. v. Nautilus, Inc., 715 F.3d 891 (Fed. Cir. 2013) (Fed. Cir. indefiniteness jurisprudence; certiorari granted)
