Hodge v. Kentucky
568 U.S. 1056
SCOTUS2012Background
- Hodge was convicted of murder and sentenced to death after trial counsel failed to present mitigation at penalty phase.
- Counsel did not investigate any potential mitigation; Commonwealth conceded deficiency.
- Kentucky Supreme Court denied relief, holding mitigation could not change the result because it could not explain the crime.
- Extensive mitigation evidence emerged at postconviction evidentiary hearing, detailing severe childhood abuse and resulting PTSD.
- Evidence included in-utero abuse, paternal/maternal abuse, ongoing domestic violence, drug/alcohol issues, and criminal history.
- Court applied Strickland prejudice standard and criticized the weighing of mitigation against aggravation; dissented that proper standard would require remand for reweighing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was trial counsel ineffective for failing to investigate/offer mitigation? | Hodge (Hodge) claims failure prejudiced defense by omitting mitigating history. | Commonwealth concedes deficiency but argues no prejudice under Strickland. | Prejudice shown; error in evaluating mitigation under proper standard. |
| Did the Kentucky Court misapply mitigation by requiring it to ‘explain’ the crime? | Mitigation need not explain the crime; it must permit a reasoned moral response. | Mitigation explanation is necessary to affect sentencing. | Kentucky misapplied the standard; mitigation can influence judgment without explaining the crime. |
| Should the court reweigh totality of mitigating evidence against aggravating factors under Strickland's prejudice? | Totality of mitigation could alter the balance and spare life. | Even with mitigation, the death sentence stands given crime’s brutality. | There is a reasonable probability that a juror would have weighed mitigation differently; remand warranted. |
Key Cases Cited
- Lockett v. Ohio, 438 U.S. 586 (1978) (mitigation must consider broad aspects of defendant's character)
- Smith v. Texas, 543 U.S. 37 (2004) (no nexus requirement for mitigating evidence; relevance to sentencing)
- Rompilla v. Beard, 545 U.S. 374 (2005) (undiscovered mitigation could undermine confidence in outcome)
- Wiggins v. Smith, 539 U.S. 510 (2003) (mitigating evidence from childhood may change sentencing)
- Williams v. Taylor, 529 U.S. 362 (2000) (ineffective assistance requires reasonable probability of different outcome)
- Skipper v. South Carolina, 476 U.S. 1 (1986) (evidence of good behavior in jail can be mitigating)
- Porter v. McCollum, 558 U.S. 30 (2010) (mitigation evidence weighing against aggravation in capital sentencing)
- Abdul‑Kabir v. Quarterman, 550 U.S. 233 (2007) (mitigation evidence and reasoned moral response in sentencing)
