546 F. App'x 432
5th Cir.2013Background
- After Hurricane Ike, Nirow (a contractor for Entergy) trimmed trees; Russell confronted the crew at his property and complained about location and method of trimming.
- Entergy employee Jason Riddle directed the crew to continue trimming on Russell’s property; Russell refused to leave; Officers Ron Cleere and Wesley Altom responded; Cleere left after initial contact.
- Altom consulted the county DA, David Weeks, about possible violations of an emergency management order; no immediate arrest occurred.
- The next day Russell photographed the crew; Cleere arrested Russell for violating the emergency management order; Altom again consulted Weeks, who sought charging advice from the Texas AG; a grand jury later indicted Russell on multiple felony counts, including under two statutes, and the indictment was later dismissed.
- Russell sued under 42 U.S.C. § 1983 (First, Fourth, and Fourteenth Amendment claims) and state tort claims (trespass, negligence); district court dismissed most federal claims, granted qualified-immunity summary judgment to Altom on First and Fourth Amendment claims (relying on grand jury indictment), dismissed due-process claims, dismissed negligence and trespass claims against Riddle and Entergy, and remanded trespass against Nirow to state court.
- The Fifth Circuit affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Russell pleaded trespass and negligence against Riddle/Entergy | Riddle/Entergy directed Nirow to trim on Russell’s land, causing trespass and negligent trimming | No allegation that Riddle/Entergy intended or controlled entry or trimming method by subcontractor | Dismissal affirmed: allegations insufficient to show intent or control to impose trespass or negligence liability |
| Whether Altom violated First Amendment (retaliatory arrest) | Arrest was retaliation for Russell’s protected speech (photographing/complaining) | Probable cause existed for arrest; indictment breaks causal chain for retaliatory-arrest claim | Affirmed for Altom: probable cause (grand jury indictment) defeats First Amendment claim |
| Whether Altom violated Fourth Amendment (false arrest) | Arrest lacked probable cause | Grand jury indictment establishes probable cause; no evidence Altom tainted the grand jury | Affirmed: indictment and absence of taint establish probable cause; Fourth Amendment claim fails |
| Whether grand jury was tainted by Altom/DA conduct | DA acted as Altom’s agent, presented improper statutes, and omitted exculpatory facts | No evidence Altom controlled DA; prosecutor’s charging choices and presentation to grand jury do not by themselves taint indictment | Affirmed: no showing of taint or withheld facts to vitiate grand jury decision |
Key Cases Cited
- Sullivan v. Leor Energy, LLC, 600 F.3d 542 (5th Cir. 2010) (Rule 12(b)(6) de novo review standard)
- Dillon v. Rogers, 596 F.3d 260 (5th Cir. 2010) (summary judgment de novo review and standards)
- Mesa v. Prejean, 543 F.3d 264 (5th Cir. 2008) (probable cause defeats retaliatory-arrest claims)
- Flores v. City of Palacios, 381 F.3d 391 (5th Cir. 2004) (unlawful arrest requires lack of probable cause)
- Ramirez v. Martinez, 716 F.3d 369 (5th Cir. 2013) (qualified immunity two-step: constitutional violation and clearly established law)
- Gerstein v. Pugh, 420 U.S. 103 (1975) (grand jury/indictment sufficient to establish probable cause)
- Cuadra v. Hous. Indep. Sch. Dist., 626 F.3d 808 (5th Cir. 2010) (independent intermediary breaks chain for false-arrest liability)
- Hand v. Gary, 838 F.2d 1420 (5th Cir. 1988) (grand-jury taint exception when intermediary’s deliberations are corrupted)
- Price v. Roark, 256 F.3d 364 (5th Cir. 2001) (probable cause inquiry focuses on validity of arrest, not each charge)
- Wells v. Bonner, 45 F.3d 90 (5th Cir. 1995) (if any charged offense has probable cause, arrest is lawful)
- United States v. Williams, 504 U.S. 36 (1992) (grand jury’s role and prosecutor’s discretion in presenting evidence)
