Gene A. Mead v. David J. Shulkin
15-0153E
| Vet. App. | Oct 27, 2017Background
- The Board denied Gene A. Mead service-connection benefits for back, neck, and right shoulder; Mead appealed and the Court granted a joint motion for partial remand (JMPR) on March 16, 2016, triggering the EAJA 30-day filing clock.
- Counsel for Mead filed an EAJA application 52 days late (received June 6, 2016); she says she believed the deadline was 60 days and that she was undergoing medical treatment (pre-op testing, outpatient surgery on March 18, 2016) and psychiatric care for depression during the 30-day period.
- Counsel requested equitable tolling of the EAJA deadline, but declined the Court's order to provide additional medical evidence or treating-physician opinions about her capacity during the filing period, citing privacy concerns.
- The Secretary opposed tolling; the Court found counsel’s proffered information insufficient to meet the high standard for equitable tolling and treated the late EAJA application as untimely and dismissed it.
- The majority denied tolling and dismissed the EAJA filing; Judge Greenberg dissented, arguing the medical circumstances were extraordinary and counsel exercised sufficient diligence, and also raising procedural objections to single-judge review practices.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether equitable tolling excuses a 52-day-late EAJA filing | Counsel argued medical treatment (suspected cancer, surgery, depression) rendered her unable to timely file and warrants tolling | Secretary argued counsel had not shown an extraordinary circumstance or inability to manage affairs and opposed late filing | Denied — counsel failed to show extraordinary circumstance or provide supporting medical opinions; application untimely and dismissed |
| Whether counsel’s failure to produce medical evidence was excused by privacy | Counsel argued producing records would be embarrassing and violate privacy; relied on her representations instead | Court said privacy concerns could be addressed by sealing/locking the record and requested specific medical opinions to evaluate incapacity | Denied — refusal to provide limited medical support prevented meeting burden for tolling |
| Whether a single judge’s grant of equitable tolling may be reviewed by panel sua sponte | (Dissent) Single-judge tolling was appropriate and counsel’s submissions sufficed; panel review undermines single-judge authority | (Majority) Panel review followed internal procedures to assess sufficiency of tolling evidence | (Majority) Panel review upheld in result; (Dissent) disagreed and argued statutory and procedural concerns — dissent would have granted tolling |
Key Cases Cited
- Scarborough v. Principi, 541 U.S. 401 (establishing EAJA filing rules are not jurisdictional and are subject to equitable tolling)
- Bailey v. West, 160 F.3d 1360 (Fed. Cir. 1998) (equitable tolling does not extend to garden-variety attorney neglect)
- Bly v. McDonald, 28 Vet.App. 256 (equitable-tolling standard and diligence requirement under EAJA)
- Checo v. Shinseki, 748 F.3d 1373 (Fed. Cir. 2014) (discussing equitable-tolling framework)
- Barrett v. Principi, 363 F.3d 1316 (Fed. Cir. 2004) (mental incapacity may justify tolling if it prevents rational thought/handling affairs)
- Arbas v. Nicholson, 403 F.3d 1379 (Fed. Cir. 2005) (physical infirmity may justify tolling if it prevents functioning/decisionmaking)
- Comm'r, I.N.S. v. Jean, 496 U.S. 154 (EAJA should be applied by viewing a case as an inclusive whole)
- Holland v. Florida, 560 U.S. 631 (equitable tolling principles applied case-by-case)
