Farrell v. Montoya
878 F.3d 933
10th Cir.2017Background
- On Oct. 28, 2013, Officer DeTavis stopped Oriana Farrell’s minivan for speeding; after a confrontation, Farrell twice pulled back onto the road and then departed while three officers approached.
- Dash-cam video shows DeTavis breaking a rear passenger window as the minivan began to drive away; Defendant Officer Montoya arrived, fired three shots toward the van (aiming at a rear tire).
- The van did not slow or stop when shots were fired; no bullets struck the van or its occupants.
- The Farrells led officers on a high-speed pursuit and surrendered about four minutes later; they sued under 42 U.S.C. § 1983 for excessive force.
- Montoya asserted qualified immunity and moved for summary judgment; the district court denied summary judgment on the three-shot claim. The Tenth Circuit reversed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether firing at the fleeing van constituted a Fourth Amendment "seizure" | Farrells: shots plus earlier stops/commands meant they had submitted or were under an ongoing seizure | Montoya: Farrells were fleeing and did not submit; shots did not stop them, so no seizure | No seizure — shots were fired while the van fled, so no Fourth Amendment seizure |
| Whether a prior stop that the occupants later fled from creates a continuing/ongoing seizure | Farrells: initial stops created a seizure that continued despite flight | Montoya: law does not recognize a continuing seizure once the suspect flees and stops submitting | Rejected ongoing-seizure theory; Hodari D. treats seizure as a single act, not continuous during flight |
| Whether a momentary pause or subjective intent to surrender suffices as submission | Farrells: brief hesitation and subjective intent to find a station to surrender = submission | Montoya: temporary pause or private intent is insufficient; submission requires manifest compliance | Momentary pause or unmanifested subjective intent does not constitute submission/seizure |
| Whether Montoya is entitled to qualified immunity | Farrells: constitutional right to be free from excessive force was violated and clearly established | Montoya: no constitutional violation occurred (no seizure), so qualified immunity applies | Qualified immunity applies because no constitutional violation (no seizure) could be shown |
Key Cases Cited
- Hodari D. v. United States, 499 U.S. 621 (1991) (a fleeing suspect who does not submit is not "seized")
- Brooks v. Gaenzle, 614 F.3d 1213 (10th Cir. 2010) (shot that does not terminate flight does not effect a seizure)
- United States v. Salazar, 609 F.3d 1059 (10th Cir. 2010) (seizure requires manifestation of submission to authority)
- Scott v. Harris, 550 U.S. 372 (2007) (court may rely on video record that blatantly contradicts plaintiff’s version for summary-judgment purposes)
- Gutierrez v. Cobos, 841 F.3d 895 (10th Cir. 2016) (qualified-immunity framework and plaintiff’s burden to show a constitutional violation and clearly established law)
