Gutierrez v. Luna CountyGutierrez v. Luna County
Anna Gutierrez and her mother, Patsy Flores, (“Plaintiffs“) appeal the district court‘s grant of summary judgment based on qualified immunity to Luna County New Mexico Sheriff‘s Deputy Gabriel Maynes on three of their claims brought under
I. BACKGROUND
A. Factual History1
On the night of July 4, 2009, Luna County Sheriff‘s Deputy Gabriel Maynes tried to pull over Anna Gutierrez after she ran a stop sign. Ms. Gutierrez drove on—speeding slightly—until she reached an apartment complex several blocks away.
Ms. Gutierrez parked, exited her truck, and ran toward an apartment. Deputy Maynes exited his car, and, without warning, fired his taser. One of the darts struck Ms. Gutierrez in the back. She reached the apartment door and pounded on it in an effort to get inside. Deputy Maynes caught up and began hitting, kicking, and tasing Ms. Gutierrez. Ms. Gutierrez did not passively submit. Aplt. App., Vol. 5 at 72-74.
Patsy Flores, Ms. Gutierrez‘s mother, opened the apartment door. Deputy Maynes pushed Ms. Gutierrez inside and continued to hit and tase her. Ms. Flores pleaded for Deputy Maynes to leave her daughter alone. Deputy Maynes tased Ms. Flores on her leg and threatened to arrest her.
Additional officers arrived at the apartment in response to Deputy Maynes‘s dispatch call. Deputy Maynes eventually handcuffed Ms. Gutierrez and escorted her out of the apartment to a police car. Dur
Later that night at a hospital, a doctor surgically removed the taser dart from Ms. Gutierrez‘s back and cleared her for transport to jail. Ms. Gutierrez sustained additional injuries, including two fractured ribs.
The State of New Mexico charged Ms. Gutierrez with several offenses, but the charges were later dismissed.
B. Procedural History
Ms. Gutierrez and Ms. Flores sued Deputy Maynes and other state officials (“Defendants“) in New Mexico state court. Defendants removed this case to federal court in September 2012. Plaintiffs filed an amended complaint, which alleged seven counts against nine state officials in both their individual and official capacities. The district court dismissed the official-capacity claims against all Defendants and dismissed many of the individual-capacity claims. Only three claims against Deputy Maynes in his individual capacity remain at issue.
In two separate motions, Deputy Maynes moved for summary judgment based on qualified immunity. First, he moved for summary judgment on Count III, Plaintiffs’ excessive force claim. Before the court resolved the first motion, Deputy Maynes moved for summary judgment on Counts I and II, Plaintiffs’ illegal entry and illegal seizure claims.
After they responded to Deputy Maynes‘s first motion but before they responded to his second, Plaintiffs moved under
The district court denied Plaintiffs’
Although Plaintiffs argued against qualified immunity in their response to the second motion, the district court again granted summary judgment. It determined Plaintiffs, on their claims of unlawful entry into the apartment and unlawful seizure of Ms. Flores, had failed to show either a constitutional violation or a violation of clearly established law.
The district court entered judgment for Defendants, and Plaintiffs filed a timely notice of appeal. See
II. DISCUSSION
A. Legal Background
1. Section 1983 and Qualified Immunity
“Individual defendants named in a
Once an individual defendant asserts qualified immunity, “the plaintiff carries a two-part burden to show: (1) that the defendant‘s actions violated a federal constitutional or statutory right, and, if so, (2) that the right was clearly established at the time of the defendant‘s unlawful conduct.” Estate of Booker, 745 F.3d at 411 (quotations omitted).
We may resolve a case on the second prong alone if the plaintiff fails to show a right was clearly established. See Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009); Lynch v. Barrett, 703 F.3d 1153, 1159 (10th Cir. 2013) (“[W]e are permitted to exercise our sound discretion in deciding whether to bypass the first question and proceed directly to the second.” (quoting Pearson, 555 U.S. at 236-43, 129 S.Ct. 808)).
“In this circuit, to show that a right is clearly established, the plaintiff must point to a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts must have found the law to be as the plaintiff maintains.” Callahan v. Unified Gov‘t of Wyandotte Cty., 806 F.3d 1022, 1027 (10th Cir. 2015) (quotations omitted). A plaintiff need not show “the very act in question previously was held unlawful in order to establish an absence of qualified immunity.” Weigel v. Broad, 544 F.3d 1143, 1153 (10th Cir. 2008) (quotations omitted). But “[a]n officer ‘cannot be said to have violated a clearly established right unless the right‘s contours were sufficiently definite that any reasonable official in [his] shoes would have understood that he was violating it,’ meaning that ‘existing precedent ... placed the statutory or constitutional question beyond debate.‘” Sheehan, 135 S.Ct. at 1774 (alterations and ellipsis in original) (citation omitted) (quoting al-Kidd, 563 U.S. at 741, 131 S.Ct. 2074).
2. Standard of Review
We review summary judgment de novo, applying the same legal standard as the district court. Schaffer v. Salt Lake City Corp., 814 F.3d 1151, 1155 (10th Cir. 2016). A “court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
When a defendant moves for summary judgment based on qualified immunity, a plaintiff must show a violation of clearly established law because, “[u]nlike most affirmative defenses,” the plaintiff “bear[s] the ultimate burden of persuasion” to overcome qualified immunity. Estate of Booker, 745 F.3d at 411; see Roska ex rel. Roska v. Sneddon, 437 F.3d 964, 971 (10th Cir. 2006) (“When a defendant raises a claim of qualified immunity, the burden shifts to the plaintiff to show the defendant is not entitled to immunity.“).
“Thus, at summary judgment, we must grant qualified immunity unless the plaintiff can show (1) a reasonable jury could find facts supporting a violation of a constitutional right, which (2) was clearly established at the time of the defendant‘s
B. Analysis
We address the three claims on appeal in the order the district court decided them. On the Count III excessive force claim, Plaintiffs did not present any legal authority or legal argument to the district court in opposition to Deputy Maynes‘s motion for summary judgment based on qualified immunity. Although Plaintiffs’ version of the facts underlying this claim is troubling, under our precedent the district court properly granted summary judgment because Plaintiffs did not meet their burden to show a constitutional violation based on clearly established law.
Unlike their response to the first motion for summary judgment where Plaintiffs failed to make any legal argument, their response to the second motion for summary judgment on Counts I and II cited legal authority and argued Deputy Maynes‘s conduct violated their clearly established constitutional rights. The district court considered Plaintiffs’ arguments but correctly concluded Deputy Maynes was entitled to summary judgment based on qualified immunity. We accordingly affirm.
1. Excessive Force
Plaintiffs’ response to Deputy Maynes‘s first motion for summary judgment argued various genuine disputes of material fact precluded summary judgment, but Plaintiffs did not cite case law or make a legal argument to show how any infringement of their constitutional rights violated clearly established law.
The district court concluded Plaintiffs failed to carry their burden and granted Deputy Maynes summary judgment on Count III. The court primarily relied on two cases: Smith v. McCord, 707 F.3d 1161 (10th Cir. 2013), and Rojas v. Anderson, 727 F.3d 1000 (10th Cir. 2013). We agree that Smith and Rojas control the outcome on the excessive force claim.
The plaintiff in Smith, a 75-year-old man, stepped outside the front door of his house to find “an array of police officers” responding to a suicidal man with knives. 707 F.3d at 1162. When Mr. Smith asked if something was wrong, an officer ordered him to put his hands on a parked car. Id. Mr. Smith complied but retracted his hands because the car‘s surface was too hot. Id. An officer kicked Mr. Smith‘s legs out from under him, and then two more officers pressed their knees into him while he was on the ground. Id. Mr. Smith suffered injuries to his wrists, knees, elbows, and back. Id. He alleged excessive force and sued under
We affirmed. Calling the case “an unfortunate tale of poor lawyering,” we held the district court‘s decision to grant summary judgment was “unassailable” because the plaintiff “failed to carry the burden assigned him by law.” Id. Mr. Smith did not argue against qualified immunity until his opening appellate brief asserted a violation of his clearly established rights in light of the Supreme Court‘s seminal excessive force case, Graham v. Connor, 490 U.S. 386, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). See Br. for Aplt., Smith v. McCord, 707 F.3d 1161 (10th Cir. 2013) (No. 12-2041), 2012 WL 3886572, at *15-16 (citing Graham on appeal and acknowledging the
Rojas is similar. There, a plaintiff sued under
In this case, the district court determined that “Plaintiffs fail[ed] to cite or discuss any legal authority” and that “[t]hree mentions of the Fourth Amendment in Plaintiffs’ response [were] insufficient” to carry their burden. Aplt. App., Vol. 5 at 83. “As in Smith, Plaintiffs’ response d[id] not even mention the terms ‘qualified immunity’ or ‘clearly established.‘” Id. at 84.
Before this court, Plaintiffs argue in their opening brief that Deputy Maynes‘s use of force against Ms. Gutierrez2 was excessive and violated clearly established law, specifically Graham. But they did not cite Graham—or any other case—in the district court or present any legal argument there. This poses a problem because Plaintiffs have done the same thing as Mr. Smith: no citation of legal authority in district court followed by appellate reliance on Graham. Plaintiffs acknowledge that their response in opposition to Deputy Maynes‘s summary judgment motion in district court “d[id] not contain the legal argument to establish that Plaintiffs’ constitutional rights ... were clearly established at the time in question.” Aplt. Reply Br. at 7. As in Smith, we can hardly say the district court erred in concluding Plaintiffs failed to show the clearly-established-law element of qualified immunity. Indeed, the lack of legal authority indicates a failure to show the constitutional violation element as well.
In their reply brief, Plaintiffs make one last argument to try to salvage their excessive force claim. They contend that earlier in the litigation, when they responded to a motion to dismiss, they addressed qualified immunity with supporting legal authorities sufficient to stave off summary judgment. They ask us to “consider that such analysis and argument has been made in this case” and they further request that we “incorporate it into” Plaintiffs’ response to Deputy Maynes‘s motion for summary judgment. Aplt. Reply Br. at 8. We deny this request for two reasons.
First, “a party waives issues and arguments raised for the first time in a reply brief.” Reedy v. Werholtz, 660 F.3d 1270, 1274 (10th Cir. 2011) (quotations omitted). And second, even if Plaintiffs had made this request in their opening brief, they never alerted the district court nor
As in Smith and Rojas, we conclude the district court properly granted summary judgment. “This isn‘t to say [Plaintiffs] lacked (or possessed) a meritorious case,” but “clients ... are usually bound by their lawyers’ actions—or, as here, inactions.” Smith, 707 F.3d at 1162. Plaintiffs failed to carry their burden of showing that Deputy Maynes violated clearly established federal law because their counsel did not make any legal argument in the district court to rebut qualified immunity. We therefore affirm the district court‘s grant of summary judgment on Count III.3
2. Unlawful Entry
Count I of Plaintiffs’ operative complaint alleged that Deputy Maynes‘s warrantless entry into the apartment violated the clearly established Fourth Amendment rights of both Ms. Gutierrez and Ms. Flores.
In granting Deputy Maynes‘s second motion for summary judgment on this claim, the district court concluded Ms. Gutierrez lacked a reasonable expectation of privacy in her mother‘s apartment. As to Ms. Flores, it concluded Deputy Maynes‘s entry was reasonable under both the hot-pursuit and emergency-aid exceptions to the warrant requirement and that, even if Deputy Maynes violated the Fourth Amendment, Plaintiffs had not shown he had violated clearly established law.
On appeal, Plaintiffs contend Ms. Gutierrez had a reasonable expectation of privacy in the apartment because it was her home too or because she was an overnight social guest. We decline to resolve this issue. Regardless of whether Ms. Gutierrez had a reasonable expectation of privacy in the apartment, Plaintiffs have not shown that Deputy Maynes‘s entry violated law that was clearly established at the relevant time—July 4, 2009.
We also decline to address Plaintiffs’ arguments that Deputy Maynes‘s entry violated the Fourth Amendment. Instead, we affirm based on the clearly-established-law prong of the qualified immunity analysis, see Pearson, 555 U.S. at 236, 129 S.Ct. 808 (permitting courts to address the qualified immunity prongs in any order), in particular as to the hot-pursuit justification for entry.
Plaintiffs dispute the hot-pursuit exception applies here. They argue Deputy Maynes had probable cause to suspect Ms. Gutierrez of only misdemeanor offenses,4
We reject this argument because the law is unsettled even now as to whether an officer‘s hot pursuit of a misdemeanor suspect into a home violates the Fourth Amendment. In Stanton v. Sims, — U.S. —, 134 S.Ct. 3, 187 L.Ed.2d 341 (2013) (per curiam), the Supreme Court explained that “federal and state courts nationwide are sharply divided on the question whether an officer with probable cause to arrest a suspect for a misdemeanor may enter a home without a warrant while in hot pursuit of that suspect.” 134 S.Ct. at 5. In reversing the Ninth Circuit‘s decision to deny qualified immunity to an officer on this issue, the Court emphasized that its earlier cases had not decided this question.5 Id. at 6-7. And the Court pointedly declined to express any view on the constitutionality of warrantless entries made in hot pursuit of misdemeanor suspects. Id. at 7.
As for Tenth Circuit authority, Plaintiffs cite Mascorro v. Billings, 656 F.3d 1198 (10th Cir. 2011), and although they acknowledge a 2011 decision cannot serve as clearly established law in 2009, Plaintiffs nevertheless appear to argue that Mascorro‘s discussion of “serious offenses” and its citation to an earlier case, Bledsoe v. Garcia, 742 F.2d 1237 (10th Cir. 1984), supply the clearly established law they need. Aplt. Br. at 25-28. We disagree.
The events in Mascorro occurred in July 2007. In that case we determined that an officer was not entitled to qualified immunity on an unlawful entry claim where he had pursued a fleeing 17-year-old driver into his family home. 656 F.3d at 1202. We observed that the offense—driving without taillights—was a misdemeanor; the officer was “well acquainted” with the minor; the risk of flight was “somewhere between low and nonexistent” because the home had just one exit; there were no concerns about evidence destruction, officer safety, or public safety; and there was no indication that postponing action to obtain a warrant risked any other serious consequences. Id. at 1207. On those facts, we concluded the hot-pursuit exception did not justify the officer‘s warrantless entry. Id. We further concluded that at the time of the incident—July 2007—it was clearly established that:
[T]he sort of exigent circumstances permitting officers to enter a suspect‘s home without a warrant in pursuit of the suspect ... must involve a serious offense coupled with the existence of an immediate and pressing concern such as destruction of evidence, officer or public safety, or the possibility of imminent escape.
Plaintiffs argue their case fits Mascorro because Ms. Gutierrez‘s misdemeanor offenses were not sufficiently serious. They cite Bledsoe, but in that case we concluded the “exception of exigent circumstances” permitted a warrantless entry made to arrest a suspected misdemeanant. 742 F.2d at 1241. An officer went to the Bledsoe residence to arrest Larry Bledsoe on a bench warrant for failure to appear and to investigate his absent without leave (“AWOL“) status from the military, which was a misdemeanor punishable by up to a year of incarceration. Id. at 1238, 1241. After the officer spoke with Bledsoe at the door and confirmed he was AWOL, the officer allowed Bledsoe to go back inside to tell his mother he would be going to jail. Id. at 1238. Moments later, the officer heard commotion and profanity from inside the house. Id. He and other officers entered the home and arrested two women who interfered with the search for Bledsoe. Id. The women sued the officers under
Plaintiffs’ argument that Ms. Gutierrez‘s offenses were not as serious as the offense in Bledsoe does not, even if accepted, carry their burden to show unlawful entry in violation of clearly established law. For one thing, Bledsoe was not a hot-pursuit case. See Welsh v. Wisconsin, 466 U.S. 740, 753, 104 S.Ct. 2091, 80 L.Ed.2d 732 (1984) (indicating that hot pursuit is implicated where there is “immediate or continuous pursuit ... from the scene of a crime“). Moreover, because we determined in Bledsoe that the officers’ warrantless entry was reasonable, the case did not set a boundary on minimum offense severity. An officer in Deputy Maynes‘s position, armed with knowledge of Bledsoe, would not reasonably know which misdemeanors were sufficiently serious to justify a warrantless entry or sufficiently minor to bar entry. See Saucier v. Katz, 533 U.S. 194, 202, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001) (“The relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.“), overruled in part on other grounds by Pearson, 555 U.S. 223, 129 S.Ct. 808; see also al-Kidd, 563 U.S. at 742, 131 S.Ct. 2074 (instructing lower courts “not to define clearly established law at a high level of generality“).
Neither Mascorro nor Bledsoe can do the work Plaintiffs need to meet their burden, and they cite no other hot-pursuit cases. We therefore affirm the district court‘s grant of summary judgment to Deputy Maynes on Count I because Plaintiffs failed to demonstrate that it was “beyond debate,” al-Kidd, 563 U.S. at 741, 131 S.Ct. 2074, in 2009 that the Constitution prohibited a warrantless entry based on hot pursuit in the circumstances presented here.
3. Unlawful Seizure
Plaintiffs alleged in Count II, among other claims not relevant to this appeal, that “Defendant Maynes’ tasing of Ms. Flores constituted a seizure that was not supported by probable cause.” Aplt. App., Vol. 1 at 40 ¶ 73; see also id. (“[T]he tasing
The district court granted Deputy Maynes summary judgment on this claim because Plaintiffs failed to identify legal authority or record evidence to support their theory that Deputy Maynes‘s act of tasing Ms. Flores on the leg was a seizure in violation of clearly established law. Aplt. App., Vol. 5 at 183-86. We agree that Plaintiffs failed to point to clearly established law and affirm on that basis.
Plaintiffs alleged that Deputy Maynes violated Ms. Flores‘s Fourth Amendment rights in two respects. First, in Count III, Plaintiffs alleged Deputy Maynes used excessive force against Ms. Flores. But, as already discussed, the district court granted summary judgment to Deputy Maynes on this claim, and on appeal Plaintiffs waived review of the excessive force claim as to Ms. Flores, see supra n.2. Second, in Count II, we understand Plaintiffs to allege that Deputy Maynes unreasonably seized Ms. Flores when he tased her because, irrespective of the amount of force used, he had no legal justification to seize her at all. They argue any seizure of Ms. Flores was unreasonable because she “was not suspected of committing any crimes.” Aplt. Br. at 33.
On Count II, we must again affirm the grant of summary judgment. Plaintiffs failed to show the law was clearly established in 2009 that a tasing under these circumstances was a seizure, and we therefore need not address whether Deputy Maynes had the reasonable suspicion or probable cause necessary to seize Ms. Flores.
Plaintiffs’ summary judgment opposition brief argued that Deputy Maynes lacked a constitutionally sufficient justification to seize Ms. Flores. Plaintiffs, however, did not persuade the district court that Ms. Flores was seized in the first place. They cited Cavanaugh v. Woods Cross City, 625 F.3d 661 (10th Cir. 2010), for the proposition that “the use of a taser on a person results in a seizure of the victim.” Aplt. App., Vol. 5 at 104. But the district court concluded ”Cavanaugh does not support this proposition.” Id. at 184.
In Cavanaugh, police responded to a non-emergency request to find Shannon Cavanaugh, who had walked out of her home after a domestic dispute. 625 F.3d at 662. As Ms. Cavanaugh was returning home and approaching her front door, an officer discharged his taser into her back without warning. Id. at 663. “Ms. Cavanaugh, whose feet were on the front steps of her home, went rigid, spun around, and struck her head on the concrete steps.” Id. As the district court observed, “Ms. Cavanaugh fell and was incapacitated; she was in fact restrained.” Aplt. App., Vol. 5 at 184; see also Cavanaugh, 625 F.3d at 665 (noting Ms. Cavanaugh was arrested). But when she sued under
Here, after reviewing Cavanaugh, and finding none of Plaintiffs’ other authorities apposite, the district court concluded Plaintiffs had failed to show that Ms. Flores was seized under clearly established law.6
These general principles do not satisfy Plaintiffs’ burden to show Ms. Flores was unreasonably seized in violation of law that was clearly established at the time. We note that the Supreme Court has said the free-to-leave test “states a necessary, but not a sufficient, condition for seizure.” California v. Hodari D., 499 U.S. 621, 628, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991).
Plaintiffs do not cite authority that clearly establishes Ms. Flores was seized. Although they cite several taser cases, Aplt. Br. at 33 (citing Wilson v. City of Lafayette, 510 Fed.Appx. 775 (10th Cir. 2013) (unpublished); Casey v. City of Federal Heights, 509 F.3d 1278 (10th Cir. 2007)), these cases concerned excessive force claims and did not establish that the tasing of Ms. Flores necessarily constituted a seizure.
Plaintiffs not only failed to provide legal authority showing it was clear in 2009 that a tasing under these circumstances was a seizure, they did not even provide general authority showing when other methods of police restraint constitute seizures in like circumstances. One Tenth Circuit decision, issued a year before the incident here, suggests that carrying this burden would have been a tall task. See Clark v. Edmunds, 513 F.3d 1219, 1221-22 (10th Cir. 2008) (where sheriff was taking a woman into protective custody, he did not seize the woman‘s mother by pushing her out his way). At oral argument, Plaintiffs candidly acknowledged they did not cite a case establishing when use of a taser effects a seizure. Oral Arg. at 8:22-32; see also id. at 9:11-35.7
We do not and need not decide here whether Ms. Flores was seized. Because Plaintiffs did not proffer clearly established authority that Ms. Flores was seized, they did not carry their burden to rebut qualified immunity on this illegal seizure claim. See Thomas v. Durastanti, 607 F.3d 655, 669 (10th Cir. 2010) (“The plaintiff bears the burden of citing to us what he thinks constitutes clearly established law.“). Deputy Maynes is entitled to qualified immunity, and we accordingly affirm the district court‘s grant of summary judgment.
4. Plaintiffs’ Rule 56(d) Motion
a. Additional Legal Background
In response to a summary judgment motion, a non-moving party may request
In the Tenth Circuit, a nonmovant requesting additional discovery under
b. Standard of Review
“We review the district court‘s denial of a
c. Analysis
Plaintiffs’
The district court denied Plaintiffs’
Plaintiffs contend the district court should have granted them discovery “narrowly tailored to uncover facts needed to rule on the immunity claim.” Aplt. Br. at 42. They argue their requested information relates to the qualified immunity issue be
We perceive no abuse of discretion. As to the first summary judgment motion, we do not fault the district court for denying Plaintiffs’
III. CONCLUSION
We affirm the district court‘s judgment.
Notes
Relatedly, because we conclude a reasonable officer in Deputy Maynes‘s position could have thought that the Fourth Amendment allowed a warrantless entry under the hot-pursuit exception, we have no need to address whether his entry would have been justified under the emergency-aid exception or to assess whether any violation would have been one of clearly established law as to that exception.