925 F.3d 1097
9th Cir.2019Background
- Doug Greisen, Scappoose police chief, investigated and raised concerns with city officials in 2012–2013 about delayed invoice payments, changes in auditors, and potential mismanagement of city finances.
- City manager Jon Hanken initiated three investigations into Greisen (PIT-maneuver, hostile work environment, unaccounted cash), suspended him, placed him on leave with a gag order, and publicly disclosed inflammatory information to the press.
- A City Personnel Review Committee (PRC) exonerated Greisen of wrongdoing in the PIT investigation and recommended retraction of discipline; Hanken resigned soon after the PRC findings.
- Hanken’s interim successor, Donald Otterman, terminated Greisen using a no-cause clause; Greisen was thereafter unable to obtain comparable employment and sued under 42 U.S.C. § 1983 for First Amendment retaliation.
- A jury awarded Greisen economic and noneconomic damages; the district court denied Hanken’s renewed JMOL and new-trial motions; Hanken appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Greisen’s speech addressed a matter of public concern | Greisen: his inquiries exposed potential misuse of public funds and weak auditing — public concern | Hanken: record insufficiently detailed; speech was a private grievance/power play | Court: Speech substantially involved public concern; qualified immunity denied |
| Whether Greisen spoke as a private citizen or pursuant to official duties | Greisen: he spoke outside chain of command on matters not in his job duties | Hanken: as police chief he necessarily acted in official capacity when speaking to officials | Court: Factors support private-citizen finding; qualified immunity denied |
| Whether Hanken’s communications with media and investigatory actions constituted adverse employment actions and causation | Greisen: Hanken’s campaign (investigations, gag, press statements) was retaliatory and proximately caused later termination | Hanken: His media speech is his own First Amendment speech; successor’s termination was independent | Court: Speech + other acts formed campaign of harassment; jury reasonably found causation; no immunity |
| Whether Pickering balancing (government justification) was properly raised | Greisen: N/A (plaintiff met initial burden) | Hanken: government interests outweighed Greisen’s rights (raised late) | Court: Pickering defense waived by Hanken for failure to raise timely; not reviewed |
Key Cases Cited
- Connick v. Myers, 461 U.S. 138 (Sup. Ct. 1983) (framework for evaluating public‑concern speech by public employees)
- Garcetti v. Ceballos, 547 U.S. 410 (Sup. Ct. 2006) (speech pursuant to official duties not protected by the First Amendment)
- Pickering v. Board of Education, 391 U.S. 563 (Sup. Ct. 1968) (balancing employee speech interests against government interests)
- Staub v. Proctor Hospital, 562 U.S. 411 (Sup. Ct. 2011) (proximate cause when biased subordinate’s actions causally contribute to adverse employment decision)
- Allen v. Scribner, 812 F.2d 426 (9th Cir. 1987) (retaliatory campaign of harassment including defamatory media statements can support § 1983 retaliation claim)
- Eng v. Cooley, 552 F.3d 1062 (9th Cir. 2009) (five‑step test for public‑employee First Amendment retaliation claims)
- Karl v. City of Mountlake Terrace, 678 F.3d 1062 (9th Cir. 2012) (clarifies protected speech when not made pursuant to job duties)
