De Leon v. Marcos
659 F.3d 1276
| 10th Cir. | 2011Background
- De Leon represents a class of ~9,500 human-rights claimants against former Philippine President Marcos.
- The class obtained a Hawaii judgment for nearly $2 billion in 1995; it was registered in the Northern District of Illinois in 1997 and later revived in 2008, to remain effective until 2017 under Illinois law.
- In 2005 the Del Prado case in the Northern District of Texas sought to enforce the Hawaii judgment against Marcos estate property; Texas initially held Illinois judgment could not be registered elsewhere, but the Fifth Circuit reversed in 2010 permitting registration in other jurisdictions.
- De Leon filed a putative Colorado class action in September 2009 to enforce the Illinois judgment against Colorado real property allegedly owned nominally by Denman but beneficially by the Marcos estate.
- Denman moved to dismiss in October 2009, and in September 2010 the Colorado district court denied class certification and dismissed the sole claim against the Marcoses on the merits.
- Meanwhile, on August 13, 2010 the parties executed a settlement agreement providing a plan to dismiss the Colorado actions in certain terms; three days later De Leon filed stipulations reflecting that agreement.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the appeal is timely and properly before the court. | De Leon argues Rule 4 tolling via Rule 59(e) keeps period alive; withdrawal acknowledged. | Denman contends no tolling due to lack of proper disposal order. | Appellate jurisdiction valid; tolling applied due to district court's disposal acknowledging withdrawal. |
| Whether the stipulation of dismissal was self-executing under Rule 41(a)(1)(A)(ii) or required a court order under Rule 41(a)(2). | Stipulation was a self-executing dismissal under Rule 41(a)(1)(A)(ii). | Stipulation cited Rule 41(a)(2) and required court approval. | Stipulation was self-executing under Rule 41(a)(1)(A)(ii); district court’s merits dismissal void for lack of jurisdiction. |
Key Cases Cited
- Bowles v. Russell, 551 U.S. 205 (U.S. 2007) (timeliness as a jurisdictional requirement for appeals)
- Vanderwerf v. Smithkline Beecham Corp., 603 F.3d 842 (10th Cir. 2010) (withdrawal of Rule 59 motion tolling depends on district court disposition)
- Rodriguez v. United States, 892 F.2d 233 (2d Cir. 1989) (withdrawal/denial timelines affecting tolling under Rule 4(a)(4))
- Janssen v. Harris, 321 F.3d 998 (10th Cir. 2003) (stability of self-executing dismissal under Rule 41(a)(1))
- Smith v. Phillips, 881 F.2d 902 (10th Cir. 1989) (stipulation cannot be conditioned by court; ends action upon filing)
- Copar Pumice Co. v. Morris, 639 F.3d 1025 (10th Cir. 2011) (distinction for Rule 4(a)(4)(B) ripening when withdrawal not dispositioned)
- United States v. Garcia-Zambrano, 530 F.3d 1249 (10th Cir. 2008) (standard of review for contract interpretation; de novo if solely textual)
