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Daniel P. Roberts v. State of Maine
2014 ME 125
Me.
2014
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Background

  • Daniel P. Roberts was tried in 2007 for the murder of Melissa Mendoza, convicted by a jury, sentenced to 55 years, and his conviction was affirmed on direct appeal. Post-conviction review petition raised Sixth Amendment public-trial claims.
  • At a pre-voir dire hearing, defense counsel requested individual questioning outside the presence of other prospective jurors; the court conducted individual voir dire in chambers with defense counsel, co-counsel, and one jury-selection consultant present; Roberts did not object at trial.
  • The court implemented a courthouse screening rule barring apparel with certain colors/logos (aimed at preventing display of Hell’s Angels insignia); one Roberts supporter was asked to turn a T-shirt inside out and then admitted; Roberts’s counsel had consented.
  • During the trial the court admonished spectators for disruptive behavior and marshals began requiring late arrivals to wait until breaks to enter the courtroom; some supporters said they were kept out during testimony or could not get in for the verdict.
  • Post-conviction court denied relief, finding (1) trial counsel waived objection to voir dire closure as a reasonable tactical choice, (2) screening of apparel was consented-to and reasonable to protect a fair trial, (3) temporary restrictions on entry during testimony were reasonable (not a constitutionally significant closure), and (4) courthouse doors were not locked before the verdict was announced.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Closure of individual voir dire in chambers Roberts: voir dire closure violated Sixth Amendment; counsel ineffective for consenting and appellate counsel ineffective for not raising issue State: defense counsel agreed to in-chambers questioning as a tactical choice; waived the claim Held: No ineffective assistance; counsel’s tactical consent was reasonable; claim is procedurally defaulted on PCR
Courthouse apparel screening Roberts: screening was at least a partial closure requiring Waller findings State: screening did not exclude the public; it was a reasonable, narrowly tailored measure to protect a fair trial Held: Screening was a permissible, limited condition on access, not a constitutional closure
Restricting entry during testimony Roberts: barring late arrivals during testimony was a partial closure without findings State: restrictions were temporary, aimed at preventing disruption and did not exclude the public Held: Restrictions were reasonable courtroom-management measures, not a Sixth Amendment closure
Doors locked at time of verdict Roberts: courthouse doors were locked before verdict, excluding public State: evidence supports finding doors locked only after verdict; witnesses uncertain of arrival time Held: Post-conviction court’s finding that doors locked after verdict is supported; no closure shown

Key Cases Cited

  • Waller v. Georgia, 467 U.S. 39 (U.S. 1984) (four-part test for closing criminal proceedings to the public)
  • Press-Enterprise Co. v. Superior Court, 464 U.S. 501 (U.S. 1984) (public-trial presumption extends to jury selection; courts must consider alternatives to closure)
  • Presley v. Georgia, 558 U.S. 209 (U.S. 2010) (Sixth Amendment right to public trial extends to voir dire)
  • Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (U.S. 1980) (trial judges may impose reasonable limitations on access in interest of fair administration)
  • Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (standard for ineffective assistance of counsel)
  • Gannett Co. v. DePasquale, 443 U.S. 368 (U.S. 1979) (public-trial principles and purposes)
  • In re Oliver, 333 U.S. 257 (U.S. 1948) (public-trial value statements)
  • Bucci v. United States, 662 F.3d 18 (1st Cir. 2011) (procedural default/structural-error discussion re: courtroom closure)
  • Owens v. United States, 483 F.3d 48 (1st Cir. 2007) (total closure during jury selection is structural error)
  • State v. Pullen, 266 A.2d 222 (Me. 1970) (voir dire as part of the trial)
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Case Details

Case Name: Daniel P. Roberts v. State of Maine
Court Name: Supreme Judicial Court of Maine
Date Published: Nov 6, 2014
Citation: 2014 ME 125
Court Abbreviation: Me.