Cox v. Ayers
613 F.3d 883
9th Cir.2011Background
- Cox, a California prisoner, was convicted of four murders and sentenced to death.
- He filed a habeas petition under 28 U.S.C. § 2254 prior to AEDPA’s effective date, so AEDPA does not apply.
- The district court denied relief; the Ninth Circuit reviews de novo on habeas challenges to a state conviction.
- Petition asserts ineffective assistance of counsel during the guilt phase, claiming no defense was mounted against the special circumstance.
- Issues include whether trial counsel’s failure prejudiced Cox, whether Cox’s presence at certain proceedings was required, and whether any jury misconduct or shackling prejudiced the verdict.
- The court ultimately affirms the denial of relief in an amended memorandum disposition; a dissent argues for remand for an evidentiary hearing on the IAC claim.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| IAC prejudice for guilt-phase defense | Cox’s counsel failed to present a defense to the special circumstance. | Counsel’s performance could not prejudice Cox given overwhelming evidence of guilt. | No prejudice; reasonable probability not shown; no evidentiary hearing required. |
| Right to be present at side-bar conference | Petitioner was denied presence at a pivotal defense decision. | Conference was not a critical stage; presence not required. | No due process violation; conference not critical; no reversal. |
| Right to be present at restraints/hearing | Shackling and related proceedings violated presence rights. | Any error was harmless beyond a reasonable doubt. | Harmless error; no prejudice to outcome. |
| Juror misconduct and extrinsic information | Jurors knew about Burns’s conviction, a letter not admitted at trial, and spectators’ conduct. | Any prejudice was limited; instructions and overwhelming evidence mitigated effects. | Not prejudicial; no reversible error. |
| Remand for evidentiary hearing on IAC | There is a colorable claim of ineffective assistance requiring an evidentiary hearing. | Record shows no entitlement to relief; no hearing needed. | Majority declines remand; dissent would remand for an evidentiary hearing. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (establishes deficient performance and prejudice standard)
- Kentucky v. Stincer, 482 U.S. 730 (U.S. 1987) (presence right depends on usefulness to defense)
- Snyder v. Massachusetts, 291 U.S. 97 (U.S. 1934) (presence may be unnecessary in certain contexts)
- Hovey v. Ayers, 458 F.3d 892 (9th Cir. 2006) (not a critical stage for purposes of presence rights)
- United States v. Howard, 381 F.3d 873 (9th Cir. 2004) (requires considering record when evaluating denial of relief)
- Fields v. Brown, 503 F.3d 755 (9th Cir. 2007) (extrinsic evidence prejudice factors in habeas review)
- Sassounian v. Roe, 230 F.3d 1097 (9th Cir. 2000) (factors for prejudice from extrinsic evidence)
- Dickson v. Sullivan, 849 F.2d 403 (9th Cir. 1988) (extrinsic material prejudice evaluation framework)
- Jeffries v. Wood, 114 F.3d 1484 (9th Cir. 1997) (curative measures and prejudice considerations)
- Duncan v. Omoski, 528 F.3d 1222 (9th Cir. 2008) (reasonable probability standard for prejudice)
- Williams, 66 Cal. Rptr. 2d 573; 941 P.2d 752 (Cal. 1997) (the shooter identity and intent relevant to special-circumstance)
- Alcala v. Woodford, 334 F.3d 862 (9th Cir. 2003) (AEDPA retroactivity considerations on habeas petitions)
- McNeil v. Middleton, 344 F.3d 988 (9th Cir. 2003) (de novo review of state-court habeas denial when AEDPA not apply)
- United States v. Marks, 530 F.3d 799 (9th Cir. 2008) (prejudice and evidentiary hearing considerations)
