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Harry M. Sassounian v. Earnest Roe, Warden of Lancaster Attorney General of the State of California
230 F.3d 1097
9th Cir.
2000
Check Treatment
Docket

*1 1097 Monaco, 793, (3d Cir.1994), F.3d 800 prohibition Amendment’s of cruel un- and Third Circuit concluded that the 1993 punishment. usual Because we vacate De- § commentary amended U.S.S.G. 3B1.3 fendant’s sentence and remand for resen- applicability guideline restricts the tencing, we need not and do not reach that positions: to business argument. application notes to the 1988 ver- Judgment AFFIRMED; of conviction entirely § of not sion U.S.S.G. 3B1.3 are sentence VACATED and REMANDED clear, appears but their overall tenor for resentencing. encompass relationship employer employee, parent and and not child.

Any doubt resolved reference to notes, application which define position public or private trust “professional

involving or managerial Harry SASSOUNIAN, M. Petitioner- ... discretion.” No mention is Appellant, positions all of nonbusiness of trust.

(Footnote omitted.) v. appeals The other courts of that have ROE, Lancaster; Earnest Warden of At- reached different conclusions than we have torney General of State of Califor- either construed the older version of the nia, Respondents-Appellees. note, see, e.g., application United v. States No. 98-56747. (8th Cir.1994) Johns, 740, 744 15 F.3d (abuse of trust as stepfather role United Appeals, States Court of spiritual permits § advisor adjust 3B1.3 Ninth Circuit. ment), Ledesma, United States (11th Cir.1992) (use paren F.2d Argued and Submitted Oct. tal daughter influence involve in crime Filed Oct. qualifies position §as 3B1.3 abuse of As Amended Denial of Rehearing trust), application § or the 3B1.3 to a Dec. 2000.* position familial challenged by was not see, Ellis, appellant, e.g., United States (1st Cir.1991) (abuse n. 9

of position stepfather), of trust as Morin,

United States 935 F.2d (abuse Cir.1991) position of trust as uncle).

Because the role “mother” ais nonbusiness, purely position, familial 3B1.3 does authorize an offense level

adjustment an abuse of trust in the mother-daughter relationship, without

more.3 We therefore hold that the trial adjustment

court erred in making case. EIGHTH AMENDMENT Finally, argues Defendant that her 87- month sentence violates the Eighth * case, procedural posture Judge Judge In the we of this Thomas and Wardlaw voted need not and do not decide whether abuse deny rehearing Judge trusting relationship of a familial support can grant Silverman has voted to it. upward departure under some other sec- Sentencing tion of the Guidelines. *3 vagueness We evidence.

statute, and insufficient 28 U.S.C. under jurisdiction part. and reverse part affirm and we

I. Jurisdiction held recently Court Supreme An- by the enacted provision appellate Penalty Death and Effective

titerrorism at 28 (“AEDPA”) Act of *4 amended, all governs as § U.S.C. effective AEDPA’s initiated after appeals McDaniel, U.S. Slack See date. L.Ed.2d 473, 120 S.Ct. 2253(c)(1) that provides (2000). Section Sevilla, San Sevilla, Cleary & M. Charles of certificate judge issues a ...a “unless California, petitioner-appel- for Diego, taken not be appeal may an appealability, lant. a district from” appeals a court of Glassman, of the Attor- Office F. David Such case. a habeas final order court’s California, for General, Diego, San ney “only applicant if may issue certificate respondents-appellees. showing of a substantial has made id. right,” constitutional of a denial spe- which 2253(c)(2), “indicate must § and id. showing” satisfy the or issues cific issue 2253(c)(3). § rule, the pre-Slack Following our pro pre-AEDPA applied court district SILVERMAN, and THOMAS, Before: proba of “certificate and issued cedures WARDLAW, Judges. Circuit the is specify cause,” does ble WARDLAW; Partial by new by Judge required Opinion as appeal for sues by Judge Roe, Dissent Partial 2253(c)(3). and Fuller Concurrence See section Cir.1999) (9th (holding SILVERMAN. 699, 702 F.3d applies procedure appellate pre-AEDPA WARDLAW, Judge: Circuit court district filed petitions habeas of the denial appeals Harry Sassounian AEDPA). of date effective before corpus. habeas writ of petition for Witek, situation, and Schell Slack murdering of Sassounian jury convicted (en banc), Cir.2000) F.3d 1017 of Arikan, General the Consul Kemal notice construe we should indicate jury also Turkey. of Republic of certificate for a request as a appeal of killing be- of circumstance special true the of certificate and issue appealability, and origin, national nationality or cause of satisfy issues as to the appealability prison to life sentenced Sassounian Slack, 529 See for issuance. the standard parole. of possibility without (“As AED- at-, at 1603 spe- and the his conviction both challenges should Appeals the Court applied, PA six presenting finding, circumstance cial an appeal as the notice treated conviction that his argues He claims. appealabili- a [certificate for application prosecutorial for overturned be should (citing n. 4 at 1021 Schell, ty].”); and perjury; witness misconduct appeal a notice construing Slack finding should appeala- a certificate application misconduct, an because overturned (“A P. R.App. Fed. instruction, see also bility); abetting aiding improper HOI request addressed to the court of appeals The California Court of Appeal de- may be considered a circuit judge or scribed the crime as follows:2 judges, prescribes. as the court If no [A]s Arikan stopped at signal light express request filed, certifícate is at Comstock Wilshire, men, two appeal notice of constitutes a request each armed with a large caliber hand- addressed to the judges of the court of gun, approached (which the vehicle appeals.”).1 equipped with California “Consular AEDPA authorizes a certificate of Corps” plates), one from the appealability “if applicant has made a driver’s side and the other from the substantial showing the denial aof con side, passenger’s and fired a number of stitutional right.” 28 U.S.C. 2253. A rounds Arikan very from close range. showing” “substantial “includes showing Arikan died within very few minutes jurists reasonable could debate wheth from multiple gunshot wounds to the ... er should have been re head and chest. Following the shooting solved in a different manner or that the gunmen two ran south on Comstock, presented issues were ‘adequate to de deposited weapons their under a hedge ” *5 serve encouragement proceed further.’ and then made their escape in a grey Slack, at-, 529 U.S. 120 S.Ct. at 1599 ear. Unfortunately for defendant, the (quoting Estelle, v. 880, 463 U.S. Barefoot these events were witnessed a num- 894, 103 S.Ct. 77 L.Ed.2d 1090 ber people. (1983)); see Lambright Stewart, 220 (9th Cir.2000) F.3d 1022 At AED- least (describing eyewitnesses three made a PA’s “modest proceed”). standard to positive identification of the defendant as one of the two men who had been the Deeming appeal notice of to be a (1) seen waiting on the corner request a for a few certifícate of appealability, minutes before the shooting took place, we find that Sassounian has made a “sub- (2) standing by the passenger stantial showing of side of the denial of a constitu- Arikan’s vehicle right,” tional the 28 while 2253(c)(2), shooting § U.S.C. as to then, on going (3) each and of the six issues Schell, running south raised. See on 218 F.3d at Comstock 4; 1021 n. with his companion Garcia, Solis while (9th stuffing a Cir.2000). large 925-26 handgun into his We waist- grant therefore In addition, the band. request and a fourth eyewitness issue a certificate of appealability men, followed the two to each of watched them Sassounian’s hide claims. their guns under a hedge and drive away in the grey car. He noted the

II. Background (California number on the plate This case TER) concerns the highly publicized license No. 534 which information killing (herein of Kemal Arikan “Arikan”), given police. the A grey Chevro- the Consul General of Republic the of Tur- let bearing that license number was reg- key at Angeles, Los on January istered to the defendant. He was ar- in the Westwood area of Los Angeles. rested at about p.m. that afternoon 1. Our express Circuit preference Rules that it put question "better the to a court district court requests consideration of has read the briefs argu and heard oral ment than certificates of appealability: toss it back to a "The Court district judge may who forgotten Appeals what will not the act on a fuss is request for a certifi- States, about.” 639, Williams United 150 F.3d cate of appealability if the district court has 1998). Cir. not first request.” ruled on the Ninth Circuit 22-2(a). Rule Accordingly, may remand 2. We presume must correct the factual find- appropriate in other factual circumstances ings of the California state courts. See 28 Here, however, not before us. when an inter- 2254(d) (1995); U.S.C. Mata, Sumner v. vening Supreme law, changed case Court the 539, 546-47, 66 L.Ed.2d agree we with the Seventh (1981). Circuit's statement near the witness, also who was A fourth driving home his Pasadena near murder, time at intersection vehicle. gun at man shoot saw and shots heard Cal.App.3d People v. position. crouched slightly from the car (Cal.App.1986) 880, 883-84 Cal.Rptr. did but identify Sassounian could not She omitted). prosecution The (footnotes side as on driver’s man identify the murder. capital with Sassounian charged Saliba, Sassounian’s. friend Krikor shooting also witnessed Case fifth witness Prosecution’s A. Saliba, identified sixth and a and identified Testimony Eyewitness 1. “very who as someone trial at the testimo- introduced prosecution see- remember man I resembles much who described eyewitnesses of several ny the corner.” on ing Sassouni- identified and scene the murder and Investigation side Police passenger on gunman an as the Evidence Physical car. offered also stopped prosecution that while witness testified One investigation. police during Wilshire, she obtained and at Comstock light pro- the information up on followed Police southwest standing men two saw gun- who followed by a witness intersection, vided corners southeast run down them watched men crossing the other but each staring at hedge, in a guns their street, discard She contacted light. with street a license car grey in a away drive shooting heard she after police police searched TER. The plate of lineup and ain and identified Sassounian pistol caliber a .45 and retrieved hedge *6 vest a blue identified She also trial. at They matched pistol. a 9 millimeter brother Sassounian’s from recovered regis- grey a to Chevrolet plate by Sassounian. clothing worn in at residence his to Sassounian tered he while that testified witness Another Kri- observed police also The Pasadena. day he that Comstock driving on was other as the identified Saliba, was who kor running men two and saw shots six heard home, failed but at Sassounian’s gunman, a men wore One Comstock. down arrested police The him. apprehend wit- lineup, this aAt jacket or vest. blue driving the finding him after Sassounian Sassounian he “believed” that stated ness his home. near Chevrolet grey Sassou- identified He later man. that was searched Sassouni- police evening, That trial At at trial. lineup and photo in a nian addi- clothing and retrieved an’s home initial hesitant his explained the witness spoke with police also guns. tional high awas that there identification, stating brother, gave who them Sassounian’s man Sassounian that probability testified later officer police A vest. blue saw. he that told him brother Sassounian’s a red feelings at stopped “bad his brother witness he and A third both trial, At Wil- driving people.” on the Turkish while toward at Comstock light statement. making two and saw denied shots heard brother she when shire some- put of them away. One men run residue gunshot performed police initial anAt waistband. his thing into on residue and found Sassounian tests on identify Sassounian could lineup, hand, finding she consistent his left which vest gui- blue Hydroxy saw gun. she fired a recently but when having only broth- indicating from Sassounian’s negative, were police recovered tests noline holding the men been one could have er, remembered she Sassounian finger- no man Sassounian, Experts object. had been metal lineup, However, tests guns. car. She on prints side passenger of both fingerprints produced line- photo Chevrolet Sassounian later identified Saliba. trial. up

H03 expert firearms testified that bul- questioned whether Busch was a trusty, found in lets body Arikan’s were consistent whether he would have had access to a with those test-fired high-profile from the recovered murder suspect like Sassouni- an, guns, that the .45 caliber and whether pistol was fired Sassounian would have from the to a passenger confessed stranger. side of the car and Charles Laughlin and two other that the 9 inmates pistol millimeter testified from the driv- Busch fabricated er’s side. Sassounian’s Over the confession and defense’s objection, he was a notorious liar. expert expressed Laughlin ex- opinion that the plained that gave he Busch newspaper assassins had tactic, used “stall man” clippings the names of two person Armenian one stands in front of the acquaintances help him fabricate the victim’s car to slow down and allow for story. The defense also introduced evi- more accurate shooting. dence that Busch’s version the assassi- nation was incorrect on several Sassounian’s matters. Confession Busch incorrectly identified Tejerían and prosecution introduced the testimo- Yeghoian, the names that Laughlin testi- ny Jeffrey Busch, jailhouse informant, fied had provided, as the names of that Sassounian confessed the crime. partners. Sassounian’s Busch also incor- Busch testified that as an “trusty,” inmate rectly stated that the assassination took jail, within the he talked to place in Century City, near the former who told Busch that he committed the location of the Turkish consulate. The crime. Busch testified that he was selling speculated defense that Busch got the ad- candy and cigarettes to other inmates dress from an out-of-date book. when a man identified himself as Sassouni- Sassounian did not testify. an and asked for help with his case. Ac- cording Busch, Sassounian explained C. Jury Deliberations and Verdict that he worked for the Justice Commandos guilt phase, jury deliberated for the Armenian Genocide, a terrorist or- days. fifteen On January 1984, the ganization, and that he and two partners last day deliberations, sent a killed Arikan in a political assassination to *7 note to the court: “get revenge on what the people Turkish If the defendant was not the actual killer did to people.” inmate, Another Dan- gun, the but was involved in the ny Gruytch, testified that he saw Busch crime, can he be considered to have and Sassounian talking but that when he killed the victim as stated in the special heard they that were discussing a murder circumstance of nationality and country he decided did not want to get involved. of origin in that he was a Turkish Na- tional? B. The Defense’s Case Also if we agree can verdict, on a but Sassounian’s counsel argued that po- the agree cannot on any of the special cir- had lice the wrong man. Three witnesses cumstances, what would our procedure testified that they could not identify Sas- be? sounian as the gunman. fourth, Judith Answering the second question, the court Jones, stated positively that Sassounian stated that if the jury could not agree on was not the man who had been on the the special circumstances, they should re- southeast corner of Comstock and Wil- turn a verdict addressing only the issue of shire. Three alibi witnesses who knew guilt. To address question, the first the Sassounian testified that they had seen prosecutor then suggested that the court him in Pasadena around the time of the give an additional aiding abetting in- murder. struction. The judge did give the re- Sassounian’s counsel vigorously also at- quested Instead, instruction. he stated on tacked Busch’s credibility. The defense the record that he was unsure what the meant, Juror her note what asked then When He first question. by the jury meant deliber- was jury that testified room Rankins jury jury returned circum- special nationality At p.m. about ating 2:40 its deliberations resume She instruction. jury re- the related day, the same stance on the p.m. 3:50 verdict. its testified: turned ... that of first in the instruction it stated guilty And found you that true the reason other were no and also there if murder degree of kill the because did of murder the defendant why say can special but did not origin, of his nationali-

nationality or national because Consul Turkish special cir- the other most on go for a verdict you should reach that ty, wait, CaLPenal see lying Well, I had reason.... reasonable cumstance'— charge that 190.2(a)(16> on that based Code —or beginning doubt the com- gun a used defendant kept that And I testimony. Busch’s on crime, § 12022.5. see id. mission while, but until a quite for doubt verdict, sort ju- up, brought of the was receipt Following statement penal- to return my excused mind. changed were rors day or Late that January phase on ty as to question court’s response to the sent next, Dylane Rankins early the to, Juror referring she was statement what read: judge which to the note a testified: further Rankins my change Honor, late it too is Your that mentioned jurors Well, one circumstances? on one vote to the made phone there was I 4th, was was ill. I Wednesday, On concerning threat- Consulate Turkish my because clearly to think unable there be why would and said ening call other from the pressure and the illness At call. reasons, assuming the other over, except is my sickness Now jurors. just I guess I really sick I was time I clearer. I think can coughing. for the So was home. goof to kind wanted based Also an error. made I have feel know, said, I you ISo pressure. lot of brought out evidence some on why, reason any other think couldn’t evidence wasn’t deliberations in our But was doubt.... though there even in court. out brought my sickness now that realizing, after Rankins, the note from receiving the After clearer, I over, I think can juror. Several each interviewed court believe don’t deliberations, during jurors stated I this is what And in court. out brought to the call made juror mentioned on, that statement. my decision taking threatening Consulate Turkish court, three by the interviewed When victim. assassination credit *8 and Walk- Castillo jurors Kennelly, other — had trial, prosecution During call phone of discussion er—recalled that evidence introduce attempted to did remainder but the during deliberations call on phone received reporter UPI remembered she Kennelly said not. Juror who 1982, an individual from January phone of introduction on behalf the assassination credit for took publicity having to do call the Ar- Commandos the Justice of Ken- that Juror may It be assassination. at argument After Genocide. menian argument the sidebar nelly overheard had excluded judge sidebar, the trial inadmissible.3 call ruled which the tes- reporter never UPI testimony and the Sassounian, Cal.Rptr. at People See tified. counsel, Mr. Ger- defense script and includes lengthy that question is no There 3. long does asking away, "How walking Depart- agos, place inside bar took side contentious proffered the Superior Angeles go Ms. Rubin on?" of the Los this No. ment reporter, who Attorney Doyle, Rubin's a UPI testimony of Mr. following District Court Doyle.” James min- People call fifteen approximately testify that “the statement was to tran- pages of trial occupies ten colloquy

HQ5 (Johnson, J., concurring in part and The Court Appeal appointed referee, dissenting part). Castillo, in Juror the who held an evidentiary hearing and found foreman, remembered someone had Busch’s trial testimony credible. The phone mentioned the the jury- after Court of Appeal affirmed. Justice John- asked question about being unable again son dissented questioned wheth- to agree a special on circumstance. Ac- er the referee “adequately performed the cording Castillo, to Juror “we felt that he mission was assigned.” Supreme since it wasn’t court, mentioned in it Court affirmed in a published opinion, stat- wasn’t something we could elaborate on.”4 ing if even Busch’s trial testimony was credible, the error was The trial harmless judge, be- without explanation, de- cause he was vigorously impeached by clared “there was no Sas- jury misconduct.” At sounian’s counsel and overwhelming evi- conclusion of the penalty phase, the dence supported conviction. See In re returned verdict life without pos- Sassounian, 9 Cal.4th sibility parole.5 Cal.Rptr.2d 446, 454, (Cal.1995). 887 P.2d 527 D. Procedural History Sassounian then filed this federal habeas The California Court of petition Appeal affirmed in district court. Although Magis- Sassounian’s conviction and trate sentence. See Judge Eick recommended that relief People 182 Cal.App.3d 361, granted because of jury misconduct, Cal.Rptr. (Cal.App.1986). Judge Byrne Justice denied petition in full. Johnson dissented part, arguing appeal This followed. misconduct should result in a III. Discussion reversal circumstance find Id. at ing. (Johnson, J., 913-22 concurring We review the district court’s deni in part and in part). dissenting al of a petition habeas de novo. Spi See Rocha, vey 194 F.3d 974-75 Sassounian filed a state petition, habeas Cir.1999). Because part Sassounian filed based a declaration from Busch petition April 24, before opera he recanted his testimony about AEDPA, date tive we look jailhouse pre-AED Sassounian’s confession. The PA precedent state assess the responded merits of his with a later declaration petition. See Lindh v. Murphy, from Busch reversing his recantation. 320, 327, 117 S.Ct. The Court Appeal L.Ed.2d 481 denied relief. (1997). Sassounian filed a similar in the California Supreme Court. Supreme A. Guilt Phase Issues Court remandéd the case to the Court 1. Prosecutorial Misconduct Appeal to address whether Sassounian’s petition should be granted based on the argues that his convic new information about Busch’s testimony. tion must be overturned prose- because of utes after killing, anony- received pp. But see it is where shown infra phone mous call from someone who took statement Juror Castillo was being credit for a Justice Commando for the made with reference to a different Armenian Genocide for the Arikan assassina- *9 call—not the one which subject was the tion. Ms. sought Rubin introduce this tes- misconduct. timony to supposed link this co-conspirator, who being Commando, admitted to a Justice applicable law, Under the California first to Mr. Sassounian. It was also intended to degree death, murder penalty carried a of life reinforce confidential informant Busch's ear- possibility without parole, twenty-five testimony lier that "defendant told him years that to life. See § Cal.Penal Code he was a member of group (1982). the terrorist called degree In a first murder case in

The Justice Commandos." In view of Juror jury which the stance, true the circum- Kennelly's testimony, the speaks record loud required the law that penalty the and clear as to the source of the extrinsic either death or life without possibility pa- evidence. 190.2(a). See role. id. regarding allegation third habeas Sassounian’s misconduct. cutorial prose- prosecutorial prosecutorial miscon- misconduct is the granted will be misconduct “so infected told the that the defense coun- only duct when the cutor to make the trial with unfairness as Saliba’s sister iden- up the sel made evidence. pro- a denial due resulting conviction tified his car and stated the license Wainwright, TER, U.S. plate. cess.” Darden proper not the plate, 534 was 2464, 91 L.Ed.2d 144 counsel, noting getaway that the Defense (1986) DeChristoforo, Donnelly v. (quoting missing plate, license car was front 637, 643, 94 S.Ct. 416 U.S. missing had put that Saliba argued (1974)); see Bonin v. Calder- L.Ed.2d 431 plate on car and that Saliba’s (9th Cir.1995). on, car, Sassounian’s, geta- in fact the was prosecutor argued The that this way car. prosecutorial allegations misconduct The “trick,” implying that First, a Sassounian’s was categories. three Sassouni- fall into up photograph. had set counsel prosecutor intentionally an that the argues expert’s testimony introduced prosecutor’s None of the actions man without foundation. the stall tactic process level of a due violation. rose represented to the trial prosecutor supporting of the other evidence light pro- subsequent court that a witness would was conclusion that murder an expert’s man vide foundation for stall assassination, the stall man evidence added theory, testimony gun- i.e. that one of the prosecution’s case. Evidence little to the front of car. The trial stood in men particular used a tech assailants testimony judge allowed the over defense nique tends to indicate that it was an witness, how- objection. The foundational assassination, in not a murder the course ever, testify predicate to the fact.' failed But this fact did not other crime. some prosecutor conceded that she had implicate specifically nor did introducing mistake in honest Furthermore, light shed on his motive. argues stall man evidence. Sassounian because other witnesses testified that the was intentional misconduct because in were fired from front of the first shots prosecutor knew from the foundation car, prosecution may have had suffi hearing preliminary testimony witness’s despite the foundation cient foundation provide foundation for that she would not testify expected. witness’s failure to expert’s opinion. Many prosecutor’s comments Second, argues Laughlin’s lying appropriate were prosecutor improper questions asked context, response admis Laughlin’s who Laughlin. Laughlin, defense witness Miller, that he lied. Greer v. sions See Busch, prison served time in testified 756, 765-66, 107 S.Ct. story helped that he Busch fabricate (1987) importance of (noting L.Ed.2d 618 Laughlin’s Because about Sassounian. context). viewing alleged misconduct every testimony part contradicted prosecutor stray-beyond proper did a crucial testimony, Busch’s de- advocacy during by, example, the trial During Laughlin’s fense witness. cross- opinion Laughlin her own introducing examination, the prosecutor several times liar implying that defense coun At being point him of liar. one accused trial sel had fabricated evidence. The retorted, “isn’t that nobody she because however, correctly judge, sustained several your in- believed information?” She also objections alleged to the misconduct. quired grudge against whether he Cf. Sarkisian, United States v. 197 F.3d they police “proved because he was (9th Cir.1999) “the (stating defendants liar,” and referred to “when we found out *10 they prejudiced fail to show that were The your judge lies.” trial sus- about pros- the district court sustained objection and informed the because tained testify. objection the an- not defendant’s and struck ecutor that she should

HQ7 swer”). judge “Yeghoian,” also instructed the The individuals who had no con- argument and are lawyers’ comments the crime nection to but who had been Furthermore, evidence. id. not Laughlin. of acquaintances Cf. points to a few in misconduct isolated declaration, In a June 1991 Busch re- Whitley, v. F.2d the trial. Hall 935 Cf. testimony. canted all of his He stated that (9th Cir.1991) (“Put 164, proper in 165-66 had story help he fabricated the with from context, were mo- the comments isolated a fellow inmate and that he had never had trial.”). day in a three We cannot ments with any contact He Sassounian. stated deprived say prosecutorial misconduct police that a detective filled him in on the a fair trial. Sassounian case, gave details of the him also car, money, promised him bought a to Perjury 2. Witness help 1991, him with In his ease. October argues also that his however, Busch recanted his recantation overturned conviction should be because and stated in another declaration that he story Busch fabricated entire his truthfully at had testified trial. Sassounian, meeting and that The government contends that this court prosecution knew about at least some must findings defer the factual by government Perjury Busch’s lies. “if Appeal. trial is a requires witness new there California Court of On habeas probability review, reasonable presume [without we must correct “a deter- proceedings the result evidence] hearing mination after a on the merits of a been would have different.” Franklin issue, by factual made State court (N.D.Cal. Duncan, 1435, F.Supp. 884 1456 competent jurisdiction in a proceeding 1995), 75, on adopted appeal, 70 applicant which the for the writ and the Cir.1995) (9th (quoting United States agent State or an officer or thereof were Young, 17 F.3d 1203-04 Cir. 2254(d) (1995). parties.” 28 U.S.C. 1994)). Sassounian’s should Appeal, California adopting Court granted perjury if “undermines confidence report, referee’s that Busch was in the outcome of the trial.” United States credible in his trial testimony. court 667, 678, Bagley, S.Ct. government also found that the witnesses (1985). 87 L.Ed.2d 481 they they were credible when testified that noted, Supreme As the Court California promises sup- did make to Busch or apparently Busch “was dubious on cir- press Supreme evidence. The California cumstances” Sassounian’s confession Court, however, did not address factu- on several “wrong “[a]s matters” findings al of Appeal. Court Sassounian, the substance.” In re 37 Cal. Sassounian, Cal.Rptr.2d In re at See Rptr.2d at 887 P.2d 527. There were Rather, Supreme 527. P.2d questions about whether would that, if Court found even Busch fabricated Sassounian, high-profile access testimony, his the error was be- harmless prisoner in relatively tight custody, and testimony vigorously cause Busch’s trusty. whether he was a Busch incorrect- impeached already overwhelming evi- ly testified that took assassination supported guilt dence Sassounian’s toas place Century City, previous loca- finding. In See tion the Turkish consulate. Busch also Sassounian, Cal.Rptr.2d at re pis- stated that used 9 mm assassins P.2d 527.6 tols, gunman when one fact used a .45 court, addition, relying caliber In The district gun. identified Busch Procunier, case, partners “Tejerían” Sassounian’s and Fifth Circuit see Craker v. Supreme report supported by also criticized the ref- the record. See Court were including ''inflammatory eree immate- Cal.Rptr.2d re findings report, rial'' but did not P.2d 527. comment on whether the conclusions in the *11 1108 (5th Cir.1985), mis and as such constituted 1212, de- evidence 1213-14

756 F.2d findings People the Court v. Cal. conduct.” 226 ferred to decide, however, Thus, need not Appeal. only We issue Rptr. 900. before 2254(d) requires deference whether section harmless; us is whether the error factual find- state court makes when one is, had a the extrinsic information whether affirms the state court ings higher and a injurious or influ “substantial and effect findings. In- relying on the case without determining jury’s in ence verdict.” stead, Su- agree with California we Abrahamson, 623, 619, Brecht preme is not a reasonable that there Court (1993); 123 L.Ed.2d 353 cf. that, probability without Busch’s testimo- (9th Cambra, 204 F.3d Bains would have different. ny, result been Cir.2000) join “we now the vast (stating strong evi- prosecution produced by deciding majority of our sister circuits As the guilt. dis- dence of Sassounian’s uni apply the Brecht should standard trict court concluded: corpus habeas cases formly all federal 2254”). overwhelmingly es- trial evidence

[T]he under petitioner’s guilt on the first tablished merits, turning Before degree charge. murder The deletion of may must what be we determine evidence testimony, a more Busch’s or effective jury’s evaluating considered consid testimony, impeachment would of this improper eration of the evidence. Federal Multiple changed nothing. eyewit- have 606(b) provides Rule of that: Evidence petitioner. positively identified nesses juror any may testify not as to [A] eyewitness watched the shoot- Another occurring during matter or statement away in a guns ers hide their drive jury’s or the course deliberations plate. exhibiting petitioner’s car anything upon to the effect that or guns The recovered fired bullets juror’s or any other mind emotions Testing that killed the victim. revealed juror or influencing the to assent petitioner’s hand. gunshot residue dissent from the verdict or indictment or short, testimony, without Busch’s there processes concerning juror’s mental probability not a reasonable therewith, except in connection that a different. result would been juror may testify question on the wheth- Special B. Circumstance Issues prejudicial information er extraneous brought jury’s improperly Jury Misconduct attention.... Sassounian contends A long precedent distinguishes line of be- jury’s consideration of facts not juror testimony tween about the consider- invalidated the circumstance find evidence, may ation extrinsic which be ing. question Juror is mixed misconduct fact, court, by reviewing of law and reviewed de novo. See considered Marshall, Rodriguez v. F.3d subjective about the testimony effect Cir.1997). particular juror, evidence on the See, may e.g., Rodriguez, not. 125 F.3d at juror’s communication of extrin Sullivan, 744; Dickson v. F.2d implicates sic facts Confrontation (9th Cir.1988) (“the question preju- Wood, Clause. See F.3d Jeffries objective, subjec- dice is an rather than (9th Cir.1997) (en banc). tive, one”); Bagnariol, United States v. juror in effect becomes an unsworn wit (“Ju- (9th Cir.1981) 884-85 ness, subject to not confrontation or cross may testify regarding rors extraneous government examination. See id. The prejudicial improper or out- information concedes, and the Ap California Court of They may ques- side influences. found, that peal “the reference to [the] process tioned the deliberative phone call introduced into the delibera subjective tions matter which was into of extraneous informa- not admitted effects

H09 tion, deliberations; (5) any such information be consid other nor can matters courts.”); by appellate the trial or ered may bear on the issue of the Spain, v. 464 121 n. Rushen U.S. reasonable ex- possibility whether the (1983); 453, 78 L.Ed.2d 267 Mat 104 S.Ct. material trinsic affected the verdict. States, 140, 149, tox United Dickson, 849 F.2d at 406 (quoting Marino (1892). 36 L.Ed. As Justice S.Ct. v. Vasquez, F.2d Cir. noted, having ignore the most Johnson 1987)). pointed We have also to other prejudice—Rankins’ direct evidence of tes “might factors nonetheless suggest timony that she relied on the extrinsic potential prejudice that the of the extrinsic “Alice information—lends Wonder particular information was diminished in a quality land to the discussion of whether Jeffries, case.” 114 F.3d at 1491. These actually prejudiced by [Sassounian] include: jury People the admitted misconduct.” the prejudicial [1] whether statement Cal.Rptr. at 914. Never theless, authority weight and sound ambiguously phrased; [2] whether See, policy support e.g., reasons this view. the extraneous information was other- jective McDonald Therefore, mony concerning sider evidence was evidence. Even with this ever, analysis of the relevant factors com finality impact jurors’ testimony although may consider of verdicts 59 L.Ed. 1300 considered, Pless, whether we 238 U.S. improperly admitted supports we limitation, about the sub (1915) (noting may 264, 267-68, improper not con rule). testi how Id. at 1491-92 wise admissible or merely whether a curative instruction was given or some other ciently prejudicial given the issues and other evidence adduced at [5] whether prejudice; the case. (footnotes omitted). [4] step statement was insuffi- the trial taken to ameliorate cumulative context; trial; [3] Here, there is no doubt the re- pels the conclusion that fact that four the improper ju- ceived evidence. Four jurors call, discussing phone recalled occurred, phone when how taking the nature of rors testified that call the extrinsic evidence it introduced into credit killing up during for the came delib- the deliberations and the weakness of the Although jurists erations. other in the bearing trial evidence on the cir special long course of these proceedings have been cumstance, injuri had a “substantial and quick to note Juror Castillo testified effect on the cir ous or influence” phone that the call not was mentioned but finding. cumstance considered, reading a close of that testimo- ny reveals that Juror Castillo was re- bright

“There is no line not test i.e., determining call, ferring whether a defendant has to the same the call prejudice ju suffered from an instance of embassy claiming the Turkish credit for ror Rodriguez, misconduct.” 125 F.3d at Rather, the Arikan assassination. Juror (9th Cir.1997). However, place “we referring telephone Castillo was to another great weight the nature the extrane a map related to drawn informant information ous that has been introduced Busch, which ac- contained references to (citing Id. Jeffries, into deliberations.” against tions taken Turkish government 1490). at We have identified the discussions, properties. During map following inquiry: factors as relevant jurors spoke “the incidents that (1) actually whether the material was there, somebody were written down (2) so, received, how; length and if up responsibility had called and claimed (3) jury; of time it was available to the for those.” the extent to which the discussed Moreover, (4) jurors, at least two it; and considered whether the mate- they Kennelly, Rankins and testified that rial was introduced before verdict was reached, point and if into thought so what call had been received alone information pivotal timing of two, possibly only Although evidence. it was conclusion compels the hearing about remembered three, jurors *13 preced- deliberations Lengthy information, number harmless. “[t]he improper the relatively quick not does a the misconduct the misconduct by ing affected jurors strongly for calculus misconduct prejudice the the heavily following weigh verdict Marino, influenced improperly F.2d 812 juror’s single See prejudice. even suggest unpreju of an defendant jury the re- deprives vote when (granting at 505 v. Lawson verdict.” diced, unanimous had juror, who shortly after verdict turned Cir.1995); (9th see 608, 613 F.3d Borg, 60 im- considered days, thirty out held (“If one only 408 at Dickson, F.2d 849 compel- evidence). more But even proper in improperly or unduly biased was juror was dis- the evidence fact that ling is the his sixth fluenced, deprived was Dickson Rankins’ to Juror response cussed panel.”); impartial to an right amendment instruction jury on based question (9th 970, 973 Calderon, F.3d 151 v. Dyer reason” reasonable “most about guaran Cir.1998) Amendment (“The Sixth call phone “evi- improper The killing. by im a verdict defendants criminal tees rea- “reasonable supplied the thus dence” or bias The jurors. indifferent partial, needed convict. Rankins Juror son” would juror single even or prejudice improper evi of the very nature The trial.”); Unit to a fair right Dyer’s violate prejudiced it (9th suggests 1109 Gonzalez, F.3d dence also 214 v. ed States argues government F.2d 895 The Borg, Cir.2000); v. Sassounian. Tinsley relief, the Cir.1990) (“Even only one if granting (9th in other cases unlike 523-24 directly im prejudiced, or not unduly biased information did juror extrinsic right 114 Jeffries, his constitutional is denied See defendant defendant. plicate (internal quotations jury.”) jury impartial where granted (petition 1484 F.3d 395 California, omitted); Harrington v. criminal prior defendant’s learned L.Ed.2d (9th 60 F.3d record); Borg, v. Lawson must re that “we (1969) (recognizing im jury Cir.1995) where granted (petition single imagine can if we verse violent); was defendant told properly up been have might mind whose (9th 1180, 1191 5 F.3d Blodgett, Jeffries Bosby’s [inadmis Cooper’s because jury where Cir.1993) granted (petition would otherwise and who confessions sible] pri- committed had defendant learned unconvinced”); in doubt remained Dickson, F.2d robbery); armed F.2d Delaney, States United that de told where (petition granted Cir.1984) (“If juror is single (8th crime); a similar committed fendant is as influenced, verdict improperly F.2d 499 Cir. Vasquez, Marino were.”). if all unfair juror did 1987) where (petition granted jury’s discus of the timing fire could she whether testing experiment was critical. evidence improper of the sion review position). particular ain gun deliberations, 1:55 at days of fifteen After however, cases, re government’s what jury asked January p.m. on considered evi improperly veals that a verdict but on agree if it could do should damaging. more even was here dence special cir any of agree not could bad acts prior Unlike back to sent jury was cumstances. cases, the evi in those prejudicial during the 2:40. It jury room an ele supplied call phone dence returned hour, the verdict before next being deliberated. issue very of the ment jury discussed p.m., that at 3:50 related Sas- directly phone Turkish Con reason as the phone call in the at issue motive, which was sounian’s considering even Without was killed. sul was convicted. for which special circumstance phone statement Rankins’ Juror at 744 Rodriguez, Cf holding out stop her caused . call is what juror misconduct (stating that reversible finding, the circumstance special on the

HU usually “directly to a relates material as- status, kan’s official by revealed pect added) (emphasis case” (citing plates reading only Corps,” “Consul does 885)). Bagnariol, 665 F.2d at ju- Three not specifically implicate Sassounian. By rors testified contrast, to the same call—this the phone call only demon- phone call only could have been the one strates that the killers targeted Arikan discussed during the lengthy and because conten- of his nationality, but also directly tious side bar described in connects footnote 3. In Sassounian to the crime and the proffer, her prosecutor the state repre- motivation corrob- *14 sented that reporter orating the UPI received a Busch’s testimony that Sassounian phone call which killed Arikan named the while working Justice Com- for the Justice mandos for the Armenian 'Commandos for the Genocide as the Armenian Genocide. organization Because the taking phone provided credit for the significant crime. Thus, probative the call specifically pointed evidence of a nationality-based to a na- Sassounian, motive tionality-based it motive. reasonably This reference could profound had a was all the more significant effect on the jury. because it corroborated Busch’s testimony that Sas- Finally, the judge never had an opportu- sounian committed the for the crime Jus- nity to diminish the prejudicial effect of Commandos, tice group the same men- the extraneous information. Because he in Thus, tioned the call. phone the call not did not know that jury the found out about only powerfully suggested that the killers phone the call until verdict, after the the acted based on the nationality of the vic- jury was never told not to consider it. tim, but also rehabilitated Busch’s thor- We therefore conclude jury miscon- oughly impeached testimony about Sassou- duct had a “substantial injurious and ef- nian’s confession a political killing. fect” on the special circumstance finding. It cannot be said that the other evidence We believe that the dissent misapplies the amassed at trial was so overwhelming that injurious “substantial and effect” test jury would have reached the same presented facts here. Rejecting the result if even it had not considered the standard established in Chapman v. Cali- extraneous material. Although jury fornia, 386 U.S. did hear other evidence related spe- (1967), to the L.Ed.2d 705 the Supreme Court in circumstance, cial all of it was either Brecht imported cir- the harmless-error stan- cumstantial or challenged trial. dard States, Kotteakos v. United prosecution presented Sassounian’s broth- S.Ct. 90 L.Ed. 1557 (1946), er’s statement that he and into his brother had review of petitions. habeas In Kotteakos, bad feelings for Turkey, testimony explained Busch’s Court applica- about Sassounian’s tion of the membership in substantial injurious an Ar- and effect menian test: organization, terrorist and evi- dence that Arikan traveled in an if official one say, cannot with fair assurance, diplomatic

limousine with plates. after pondering all happened with- However, stand, on the out stripping brother denied the erroneous action from making whole, the statement his feelings about the judgment was not Turkey. addition, substantially vague swayed by error, expres- it is ill impossible sions of will are not nearly probative conclude that substantial as a rights definite were not responsibili- statement taking affected. inquiry ty cannot for the killing merely on behalf of an whether there anti- ivas enough result, Turkish to suppoH the organization. apart terrorist Because from phase the defense error. It vigorously cross-examined is affected rather, so, Busch even whether the error introduced itself evidence that he was had liar, so, substantial If notorious influence. or if Busch’s credibility was one is left grave in suspect. doubt, the As conviction Justice explained, Johnson cannot stand. Busch’s “testimonial thread” was “tat- tered.” People v. Kotteakos, 226 Cal. 328 U.S. at 66 S.Ct. 1239 Rptr. (Johnson, J., at 917 added). concurring in (emphasis Here, all when is said part and dissenting part). done, in Finally, Ari- simple these remain: facts after consis- court, proceedings and remand jury of deliberation days fifteen disposition. tent with circumstances. special of the each hung on Rankin’s Then, to Juror response SILVERMAN, Judge, Circuit for the the “reason” searching question part: dissenting part concurring improper extrinsic killing, deliberations. into was introduced Wardlaw’s Judge in most of I concur true the hour, jury found one Within disagree respectfully but opinion, excellent murder because harmful- analysis majority’s with origin hung but national nationality question misconduct. ness of circumstances. charged the other each of has carried petitioner whether assurance, say, fair call inci- “cannot that the proving We burden happened without ef- injurious all pondering after a substantial dent the im- deliberations from the stripping” enough It is not the verdict. fect on Com- of the Justice introduction proper incidental have had some may shotv *15 call, special circum- that the phone judge mandos that with the district agree I effect. substantially not was verdict im- stance met the burden not petitioner has the “it im- is Id. Thus by the error. swayed by Brecht. posed that substantial conclude to possible pointed starters, Byrne Judge For life difference between rights” —the mention not out, call did alleged phone the parole “were the possibility life without altogether not all. It is petitioner the reciting list By Id. affected.” not about heard jurors the exactly what clear that the conclusion to “evidence” reach the testi- call, majority quotes the the but his nationali- killed because of was “Arikan said, Rankins, who juror Dylane mony of J., (Silverman, dis- at 13544 ty,” see infra that mentioned “Well, jurors of the one improperly only not the dissent senting), Turk- to the phone call was a there jury, the in the role of itself places threatening call concerning a ish Consulate ’ that admonition Kotteakos disregards rea- be other there would why and said merely whether inquiry cannot “the Kennelly sons, the call.” Juror assuming result, the support enough there phone been a there had “... that testified by the er- affected phase from the apart they know who I don’t publicity. call for the district We therefore reverse ror.” Id. something to do it was But phoned.... circumstance. special the court as publicity.” record shows is all Special it. That Related to That’s 2. Issues Other ^ to the the call jurors heard about Finding that the Circumstance insinuation The Consulate. Turkish juror misconduct we find Because a sidebar have overheard jurors must circumstance special relief on warrants aof testimony proposed of the summary not Sassounian’s need address we finding, wholly speculation utter reporter UPI special circumstance arguments themselves. jurors unsupported because of invalidated should be finding instruction,7 those, example, abetting is not like aiding and case This improper improperly informed special circumstance vagueness of rec- criminal prior evidence. own statute, sufficient lack of or the defendant’s Wood, ord, Jeffries IV. (9th Cir.1997), or told that defendant violence, Lawson history of has a conviction, AFFIRM we As to the himself Cir.1995). 608, 612 Borg, 60 F.3d special circum- to the court. As district found, at most Byrne Judge As the district finding, we REVERSE stance error, argument to his he confines the con- structional Although asserts finding. special in- based on overturned should be viction alleged phone tioner, call only [t]he relates attempt no to rob or kidnap, in dispute facts were not at trial. and no any evidence of other motive. phone purported to be either a When this compelling evidence is assassination, threat future or stacked up against the fleeting mention of taking of responsibility for the assas- cryptic call, phone the conclusion is clear: sination after the fact. It pur- did not call incident cannot be found to port why to say the assassination would have had a injurious substantial and effect occur, participated did nor who in the jury’s required verdict as by Brecht actual assassination. The fact that Ari- whodunit, This case awas whydunit. not a kan was dispute, assassinated was not in was, view, in my correctly nor was the fact that he was a Turkish particulars, denied all therefore, I national and the Consul General. The respectfully dissent from portion call did in any way relate to whether majority’s decision granting relief with re- petitioner participated in the assassi- spect finding circum- so, nation and if what might motive stances. have been. The call had no connection petitioner. Thus, to the the reference to alleged phone call is similar to

misconduct that has not resulted in the

granting petition. of the habeas Motion, Order Denying Sep- Petitioner’s *16 (citations omitted). tember 1998 at 33 In determining whether the momentane- ous mention of the likely had a PERSON; Earl Juneau; OLD Carol injurious substantial and effect or influ- Whitehead; Bill Elk; Herman Red ence in determining jury’s 'verdict Williams; Ronald Margaret Camp- Brecht, required by bell; essential view it Main; Meyers; Andrea Donald in the context of entirety Joseph the case. MacDonald; Padilla, Jeannine says that majority the evidence Plaintiffs-Appellants, con- cerning circumstance was less than overwhelming. respect, With all due COONEY, Mike Secretary of State for suggest I there was mountain Montana; Racicot, State of Marc mostly undisputed evidence that Arikan Governor Montana, for the State of was killed nationality: because Defendants-Appellees. (cid:127) previously Petitioner expressed his ha- tred for the Turkish people. No. 98-36157.

(cid:127) Arikan was a Turkish dip- national and United Appeals, States Court of lomat. Ninth Circuit. (cid:127) Arikan drove a car bearing the distinc- tive Corps” “Consul plate. Argued Aug. and Submitted (cid:127) The pre-positioned two assailants Filed Oct. themselves either of an side inter-

section in Arikan’s usual course of travel and awaited his arrival. (cid:127) When Arikan’s car arrived at the in-

tersection, he immediately was am- men,

bushed two assassination style. (cid:127) There was no personal evidence of a

relationship between peti- Arikan and

Case Details

Case Name: Harry M. Sassounian v. Earnest Roe, Warden of Lancaster Attorney General of the State of California
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Dec 6, 2000
Citation: 230 F.3d 1097
Docket Number: 98-56747
Court Abbreviation: 9th Cir.
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