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United States v. Jeffrey Dean Howard
381 F.3d 873
9th Cir.
2004
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*2 FISHER, Circuit Judge: Jeffrey When Dean pled guilty court, in federal district he was under the prescribed influence of a painkill- *3 er injuries due to leg severe from a motor- cycle accident consequently, claims, did fully understand the nature and consequences of his plea agreement. Howard appeals the district court’s denial § his 28 U.S.C. 2255 habeas petition, arguing that his performance constitutionally ineffective in permitting him, while incompetent, acquiesce in a plea agreement he had seen the first just time before he agreed to plead guilty. Because there is no dispute that Howard powerful drugs could have dulled his mental faculties and because he has alleged specific, credible in support facts of his ineffective assis- claim, tance of counsel we conclude that the district court should permitted Howard to develop these claims fully more in an evidentiary hearing. juris- We have 2253, diction § under 28 U.S.C. and we reverse and remand. Background

Factual and Procedural In October County Pierce Sheriffs deputies discovered a clandestine metham- phetamine-manufacturing laboratory at a Koch, Neilsen, David B. Broman & house Howard shared with his co-defen- Koch, PLLC, Seattle, WA, for the defen- dant Higgs Michael in Puyallup, Washing- dant-appellant. ton. Officers found inside a crawl Brunner, Helen J. Assistant United space house, under the along with a cooler Seattle, Attorney, WA, for the containing methamphetamine and cocaine. plaintiff-appellee. charged

Howard was on December with five counts a superseding (1) indictment: conspiring to manufacture methamphetamine in violation 21of U.S.C. (2) §§ 841(a)(1), (b)(1)(A), 846; establish- ing a drug manufacturing in vio- operation (3) lation 856(a)(1), (b); § of 21 U.S.C. NELSON, Before: D.W. KLEINFELD manufacturing methamphetamine in viola- FISHER, Judges. Circuit 841(a)(1), (4) tion (b)(1)(A); § of 21 U.S.C. take? you doWhat intent to COURT: with chemical a listed possessing in viola- methamphetamine manufacture Percocet. HOWARD: (5) 841(c)(1); pos- § 21 U.S.C. tion of Doctor’s order? COURT: intent methamphetamine sessing Yes. HOWARD: of 21 U.S.C. in violation distribute stuff; tough isn’t pretty That’s COURT: (b)(1)(C). 841(a)(1), it? the district February On going I am pain HOWARD: suppress evi- motion to heard tough. through pretty gov- and two dence, during which getting why you That’s COURT: district testified.1 The witnesses ernment *4 that, any Percodan; than it? Other isn’t motion. court denied others? Feb- begin on was set trial Howard’s No, sir.2 HOWARD: attorney morning, Howard’s That ruary 8. further inquire court did The district bargain, which plea a him with presented ac- effects and drug or its then to have seen until claims not Howard 1999, 18, plea. On June Howard’s cepted guilty to plead he would and under which Howard to 292 sentenced court the district superseding 1, 2, 5 of 3 and counts Howard later imprisonment. months condi- expressly The was indictment. sup- motion to denial of his appealed the from right appeal tioned on Howard’s affirmed. See United press, and we mo- denial of Howard’s court’s the district 99-30233, Howard, 2000 728234 WL No. waiting in jury The suppress. tion to 2000) 22, (unpublished). May Cir. government’s case Howard declined 23, 2001, filed a pro Howard On March time, experienc- Howard was At the offer. raising several petition, § habeas se 2255 leg injury, of a ing pain as result present ineffective including surgical grounds, undergone several he had which 27, August On of counsel claim. prescribed assistance and was procedures evidentiary hear- 2001, sought Howard an killer. use pain narcotic of counsel colloquy ing the ineffective assistance during the drug surfaced court denied the The district hearing: claim. at the holding an eviden- without 2255 morning, this you sit here As COURT: a certificate of and denied tiary hearing affect- the influence you under May appealability beverage way by any alcoholic any ined drug kind? or narcotic timely notice thereafter filed Howard No. HOWARD: a certificate appeal. granted You of hesitated. COURT: kind appealability on ineffective assistance counsel for Well, appointed a narcotic counsel I am under HOWARD: my Howard. pain that’s for medication. drug, but drug as we refer to these about shall "Percocet/Perco- judicial notice of facts 1. We take infra, drugs con- hearing district the two suppression from the discussed dan.” As underlying case. ingredient, oxycodone, criminal court record in the same active tain the Wilson, 201; see United States v. Fed.R.Evid. morphine. opioid with attributes similar an 118, (stating that in that Percocet two medications differ judicial rec- may notice of a court take acetaminophen, whereas Perco- also contains case). ords in another DESK aspirin. PHYSICIAN'S contains dan (2004). 1245-46 REFERENCE drug Per- identified the as 2. Because Howard Percodan, cocet, as identified it and the court Discussion Howard must therefore have permitting Howard to plead

I. guilty was outside the wide range pro- fessionally competent assistance and that evidentiary seeks there is a reasonable probability that but hearing on his claim that his counsel was errors, for counsel’s the result pro- in permitting ineffective him to plead ceeding would been different. guilty while Howard was under the ad Strickland v. Washington, 668, U.S. PercoceVPercodan, verse effect of a nar 690, 694, 104 S.Ct. 80 L.Ed.2d 674 drug.3 cotic To demonstrate Lockhart, (1984); Hill v. 474 U.S. 58- district court erred not granting an (1985). S.Ct. 88 L.Ed.2d 203 (1) evidentiary hearing, al must Further, petition, files and record must lege specific which, true, facts if would not conclusively foreclose such a claim. (2) relief; him entitle The district court denied Howard’s claim files and record of the case cannot con found that it “the record clearly clusively show that he is entitled shows that the defendant competent *5 2255;4 § see also Unit relief. 28 U.S.C. to plead guilty and that his counsel advo- ed v. Rodrigues, 818, 347 cated appropriately F.3d 824 on his behalf at sen- (9th Cir.2003). tencing.” A The district claim pal must be court thus made “so (1) findings regarding pably competen- incredible or patently frivolous as (2) cy to plead and profession- to warrant summary dismissal” in order performance. al We address each in turn.5 justify to the refusal of an evidentiary Leonti, United States v. hearing. 326 A. Howard’s Competency to Plead Guilty 1111, Cir.2003) F.3d 1116 (quoting Schaflander, United States v. 743 F.2d To establish provided counsel 717(9th 714, Cir.1984)). in light ineffective assistance of Howard’s 3.The COA certified the merits of Howard's § The Judicial Code peti- describes claim, ineffective assistance of counsel rather ("Un- tions as § "motions.” 28 U.S.C. 2255 whether deny- than the district court erred in less the motion and the and records files evidentiary Howard’s motion for an hear- conclusively prisoner the case show that the ing. Because we must resolve Howard’s con- relief, entitled to no grant shall ... tention that the district court erred in not ....”) hearing added). a prompt (emphasis granting evidentiary hearing an before deter- reference, however, For ease we utilize the merits, mining the we assume that the COA popular “petition” "petitioner” terms and encompasses challenging his claim the denial here and elsewhere. evidentiary hearing. See v. Tillema Long, (9th Cir.2001) 253 F.3d 502 n. 11 5. do not address whether Howard’s (treating question as certified a alleged should vacated because of his in- meaning language within 28 U.S.C. competency or because district court may 2244(d)(2) question "clearly sufficiently inquired compe- into his comprehended” issue); in the certified Jones tency; these claims are scope outside the Smith, (9th Cir.2000) v. 231 F.3d argued and were not COA before us. ("[I]n grants cases where a district court a appeal issue is the indirect claim that respect COA to the merits aof constitu- performance Howard's counsel’s fell below respect tional claim but the COA a is silent with procedural professional to by permit- claims that reasonable standard must be resolved if merits, panel ting is to plead guilty reach the incompe- we will Howard to when encompasses any assume the COA also tent. procedural claims that must be addressed on appeal.”). 1971) remanding for evi- and (reversing must first incompetency, cases Although these hearing). incompe- dentiary indeed

demonstrate to competence issue of v. the direct Sandgathe involved See guilty. plead to tent 379(9th than indirect guilty rather plead Maass, F.3d counsel, they of defen- assistance denial of ineffective court’s (affirming district must what Howard of counsel to are instructive as assistance ineffective dant’s incompe that he was had offered establish to allege defendant claim because that his demonstrating to incompetence tent, predicate asserted evidence taking psycho- a result was ineffective. guilty as counsel plead drugs). tropic alleged that the petitioner Lopez, the In a pre- him given had authorities prison as the is defined

Competence consisting phe- chemical cocktail scribed proceedings ability understand day on the nobarbitol, and musline dilantin defense. preparing counsel to assist claimed at 999. He plea. States, 362 U.S. Dusky v. United more “docile and consequently he was (1960) 788, 4 L.Ed.2d 824 402, 80 S.Ct. him suggestions put to” prone to Moran, curiam); also Godinez see (per counsel, stuporous” “numb felt 2680, 125 389, 396, 113 S.Ct. 509 U.S. his acts. fully appreciate” “unable (1993). analyzing “When L.Ed.2d 321 this claim court denied The district Id. we look to guilty, plead competence psychiatrist’s hearing, relying on without ability to has ‘the a defendant whether hearing transcript of report, the alter among choice make a reasoned ” was examined defendant which him.’ Miles presented natives *6 care,” from trial an affidavit great (9th Cir.1997) “with 1109, 1112 Stainer, 108 F.3d Lopez was belief that stating his counsel States, F.2d v. United 656 Chavez (quoting personal judge’s trial competent and the Cir.1981)). is This standard 512, 518 the time petitioner at observations for Dusky the standard than higher reversed plea. Id. at 998. We (citing Id. Go trial. to stand competence hearing, con- evidentiary an 2680). remanded 402, dinez, at 113 S.Ct. U.S. 509 cluding: that the argues Percocet/Perco- nor report, psychiatrist’s Neither the incompetent to make him dan rendered affidavit, the nor the record of to ac whether judgment about reasoned sentence, nor the plea and arraignment, offer, lawyer and his cept guilty plea Lopez at personal observation of court’s In him to do so. have allowed should not conclusively show- can be taken as has forth set evaluating whether Howard no relief. Lopez is entitled to evidentiary hearing an enough to warrant evidentiary, not conclusive. They are rebuts and whether record on his claim omitted). 1000(citations at Id. claim, guided by cases we are several contrast, in Sasser “made petitioner In to set petitioners § 2255 moved in which under that he had assertion” been bald convictions voluntariness aside their Librium, tranquilizer, at to the the influence claiming incompetence grounds, due plea and guilty guilty. the time he entered pleading ingestion drugs before in States, the court’s See, questions he answered F.2d e.g., United 452 Sasser Cir.1972) way he was instructed 1106(9th colloquy (affirming district “the the tran- by defense counsel to” petition 2255 without court’s denial 1105-06. 452 F.2d at quilizer’s effects. hearing); Lopez v. United holding a “case-by-case” rule States, looked 999-1000 Cir. We F.2d 439 879 circuits that a hearing other is re- These decisions suggest bald, quired evidentiary where no conelusory facts are al- or inherently incredible leged drug assertions use do support allegations require bald of incom- evidentiary hearing, but petitioner once a petence, but that a hearing is required asserts a claim, more detailed about which petitioner where the raises detailed there are facts, controverted an evidentia- controverted of fact. Id. at issues 1106 ry hearing granted. must be We now alia, (citing, inter United States v. Mi- make explicit what implicit is in Sasser and randa, (2d Cir.1971)). 1258 Lopez. §a petitioner’s When rule, Applying this we concluded that an of incompetence due ingestion to the evidentiary was not hearing required be- drugs conelusory or inherently incredi cause Sasser had not alleged facts indicat- ble, a district court has the discretion to ing how he could have received the tran- dismiss without a hearing. quilizer in custody. while When allegations beyond bald, move adopted First Circuit has a similar conelusory or assertions, incredible howev rule the context of waiver of the right to er, a hearing required unless the peti trial, present relying on our ruling in tion, flies and record conclusively demon Luther, Sasser. See Dziurgot F.2d strate petitioner that the was competent to (1st curiam) (per plead guilty. Specific, credible evidence (“[W]here a petitioner’s allegations of that an individual was under the influence drug-induced powerful waiver conelusory or in- narcotic drugs suffices to move herently a claim incredible, beyond a certainly bald the district assertion of incom petence. judge Dziurgot, need not incur the time F.2d at 1225. and expense of further proceedings. In that situation Here, as in Dziurgot, there is no judge has the discretion to dismiss dispute that Howard was under the influ petition without a hearing based on the ence of strong painkiller during judge’s personal recollection that the waiv- hearing. Howard told judge the district appeared er knowing, intelligent vol- during plea hearing that he was *7 untary.” Sasser, (citing 452 F.2d at Percocet/Pereodan, judge which recog the 1106)). Dziurgot claimed that his waiver nized “strong” was medication. Howard was not knowingly, intelligently and volun- explained further court, before the district tarily made because he was “under the and again appeal, that he taking was influence of prescribed serious pain-killing the drug to relieve the pain he was suffer drugs, Demerol,” Percodan and at time surgical after two procedures resulting of the waiver. at Id. 1223. The First injuries from leg severe sustained dur he Circuit noted that Dziurgot’s allegations ing a motorcycle Clearly, accident. How “by were no conelusory, means or ard has indicating inher- “facts how he ently came particularly under the drugs of at because influence incredible”— Sasser, the time of dispute plea.” there was no his Dziurgot that 452 F.2d at was 1106. prescribed painkillers at the time of his waiver. Id. at 1225. It also Moreover, Howard alleged under oath held that the district court rely could not petition that he was “incapable solely” “almost on its own of observations of understanding the nature and conse- Dziurgot reject his claims and re- thus quences plea” because he was “un- manded for an evidentiary hearing. at Id. der the influence of a drug.” He 1225-26. further elaborated in his initial memoran- abili- physical and may impair the mental support

dum in of poten- Percocet/Percodan, performance for the required he ties ingestion of his PHYSICIAN’S tasks. tially so hazardous clouding,” was “mental from suffered (2004).7 1245-46 count, REFERENCE was unable to DESK befuddled re- adverse frequently of sensi- observed “almost devoid The most “incoherent” and dizziness, light-headedness, “in full speech, was not actions include meaning” in ble faculties,” other ad- sedation, vomiting; was nausea and his mental possession dys- and fully euphoria under- not include and “did verse reactions “narcoticized” argua- of his at least consequences 1246. It is nature and Id. at phoria. stand true, if leading to some of allegations, These dose that a normal agreement.”6 ble not com- seriously Howard was inter- establish reactions would have would these conclusory or in- make they ability are not Howard’s petent with fered they are suffi- Thus alternatives herently incredible. among choice reasoned Miles, a claim. to state 108 F.3d at cient him. presented 1225. The at 1112; Dziurgot, 897 F.2d turn to whether next acknowledging the although district conclusively disprove and record court— files drug nature of “pretty tough” The dis- incompetency. —did Howard’s dosage inquire about Percocet/Per- demon- that the record court found trict it, taken whether codan, when Howard had find- competence. This Howard’s strated had mixed the Howard the court’s Percocet/Percodan upon based ing presumably and, impor- most drugs hearing with non-narcotic of the record review competence. during tantly, effects on Howard its Howard’s and its observations information, cannot con- conclu- we record does not such colloquy. The Absent compe- Howard was sively clusively determine whether establish tent, adversely affected however. Percocet/Percodan plead guilty. competency to Howard’s alleg

First, then said Howard hearing behavior at had taken es now that he Percocet/Perco- —-to points as conclu- government which made adverse dan. The district competen- sively demonstrating Howard’s taken that he had not finding suggesting question. The cy' not resolve the narcotic painkiller. some amount of the —does transcript hearing reveals contain the and Percodan Both Percocet as he to be appearing times as befuddled oxycodone, an ingredient opioid active others, been; at to have now which claims morphine attributes similar under the Howard, fact pro in the dis- contested proceeded se who *8 plea at the court, support of influence in Percocet/Percodan trict not file affidavits did merely hearing. His unsworn memoranda subsequent a re- this initial memorandum augment allegations. memorandum, those government has ply the sufficiency challenged of Howard's not the do allegations ground. judicial We these on this therefore medical take notice We Percodan, alle- regarding Howard's unsworn which address whether Percocet and facts gations determin- properly considered in in memorandum on are Howard has raised his hearing. Orange, evidentiary County We 351 ing right appeal. Lolli v. to an Cir.2003) ("Well-known (9th § 2255 419 do note that F.3d Howard's by types penalty perjuiy of matters of properly “signed facts are the under medical taken.") 2(b) (quot- may judicial notice petitioner.” of the Rules which the See Rule Indep. Dealers Ass’n Cal. Proceedings. ing Auto. His Barnes Governing 2255 Section Plan, 64 F.3d incred- Health & allegations neither bald sworn nor Welfare Benefit Cir.1995)). (9th 2 supported by un- 1395 n. the ible assertions and are

881 possession seems to have been full of his dum in support of he further say faculties. thus cannot on the basis that counsel until “waited the ‘elev- hearing that transcript Howard was enth negotiate hour’ to plea agreement competent to a guilty plea. present enter Howard, Nor is its terms to” without judge’s trial petition- recollection of a informing plea Howard of the agreement performance er’s plea hearing at a “until immediately conclu- prior to the hour that sive in whether the determining petitioner jury trial was scheduled to commence.” competent plea. to enter a See Sand- Howard also testified under oath at the States, 1, 20, ers v. United 373 plea U.S. hearing that he had gone (1963) (“That 1068, 10 through S.Ct. L.Ed.2d 148 plea agreement “a little bit” judge may thought [petition- have that and could not answer the question court’s acted with intelligence er] as to understand- “what’s in them.” responding judge’s to the inquiries The late timing proffer show,’ cannot ‘conclusively as the statute not, the plea itself, does support an requires, is no there merit in his ineffective assistance of counsel claim. claim.”); present see Lopez, also 439 F.2d When combined with Howard’s uncontro- (holding at 1000 personal that court’s ob- verted drug use and allegations of incom servation of petitioner at hear- petence, however, the claim has sufficient ing, evidence, combined with other did merit to justify an evidentiary hearing. relief). conclusively foreclose When counsel has question reason to government’s argument client’s competence to plead guilty, failure district court had the opportunity to ob- to investigate further may constitute inef serve suppression Howard at hearing fective assistance of counsel. Rohan v. Cf. days held four before the discussion Woodford, 334 F.3d fails for the same reason. That judge (“Whether trial counsel were constitution may thought have that Howard acted with ally ineffective failing pursue [for intelligence and understanding at competency hearing] may depend on their hearing is insufficient to show conclusively [petitioner]. interactions with The more that Howard’s later obvious his incompetence time, at the plea hearing Sanders, merit. lacks 373 more likely they deficient were 20; Lopez, U.S. 439 F.2d at 1000. failing it.”); recognize Douglas v. Woodford, Cir.

The record reveals that Howard was 2003) (“Trial duty counsel has a to investi under powerful the influence of a gate a defendant’s mental state if there is drug that could affected cognition; have evidence suggest that the defendant is only question whether it actually did. impaired.”). Howard’s statement that he That he could have been rendered incom- was under the strong influence nar petent, and specifically and credibly claims cotic trigger was sufficient to an inquiry so, been is sufficient to tip the into competence plead guilty unless scales in evidentiary favor of hearing possessed his counsel some other knowl aspect this of his claim. *9 edge that suggesting was compe Howard B. performance Counsel’s tent.

Howard in alleged his that his The district court found that the record counsel “improperly allowed to conclusively [Howard] established that Howard’s enter a plea while under the influence of a counsel appropriately “advocated on his narcotic drug.” In his initial memoran- behalf sentencing.” at To the extent this to consider ternatives, able being such as was that counsel say to means

finding im- he was not when agreement plea the medication Howard’s about knowledgeable dissent, But we do at 12144. paired. to competency Howard’s on its effect and alter- a better there know whether was agree- not plea the approve understand present- was plea agreement native. The does not The record ment, disagree. we set his trial was day on the to much ed Howard knew how counsel indicate whether his believed Howard’s If counsel or to start.8 had taken his client Percocet/Percodan might have he incompetent, client to be compe- to client he believed whether afternoon, or the a recess until is there asked Nor medication. despite the tent to ascertain attempt to morning, the next had reviewed Howard indication that any and, were if Howard competency plea agree- all terms accepted the permit the to incompetent, the Percocei/Perco- was not under he at a time when ment know that run its course. lat- dan This influence Percocet/Percodan. continuance, did not seek such counsel crucial in Miles ter circumstance sug- nothing in record (9th Cir.1997), but there Stainer, 108 F.3d In done so. could not have gest not inef- that counsel was we held where merely un- short, dissent’s assertion petitioner be- to ask the failing in fective develop- for the further the need derscores he was hearing whether plea fore evidentiary hear- in an the record his ment of to maintain required medication as whether questions such to answer peti- bring the issue or to competency effects aware atten- counsel was to the court’s competency tioner’s not, and, if on Howard There, record 1113. tion. 108 F.3d Percocet/Percodan into whether inquire failed to op- why counsel discussed Miles’ that “counsel showed plead guilty competent his client was at a time when with him tions his use of acknowledged after plead decided to Howard that he competent, at the the court questioned by drug of some when exchange for dismissal in guilty hearing. (emphasis plea him.” Id. against the counts added). ac- counsel had acted Because II. instruc- chent’s “reasoned

cording to her com- question Miles’ tions,” her failure prong, prejudice satisfy Strickland’s To to do unreasonable when was not petency for counsel’s allege must that but bargain, jeopardize so “would trial gone to errors, he would either have In the wishes.” Id. against her client’s bargain. See a better or received here, evidence any such record absence Baramdyka, 95 F.3d United files we conclude that Cir.1996). 846-47 How- conclusively foreclose record do the district reply brief pro se before performance ard’s court: of reason- objective standard fell below obvious; prejudice is resulting The ableness. a trial right waived [Howard] presented jury, to have evidence that our reliance dissent asserts beyond a rea- proven him and against there is misplaced Miles doubt, jury decide and to al- sonable had that Howard better evidence yet and the district begun had Although that “the selection the district court stated members, door,” likely referring to venire right district jury is outside case, States v. United jurors. court docket rather than Howard, 98-Cr-05442, suggests jury No.

883 which elements of the charged offense district court to determine after an eviden- that would expose and, him to a penalty tiary hearing. The record does not conclu degree. to what sively establish that there is no “reason able probability” that Given pro Howard’s se would pursu status when gone to that, § trial and petition his 2255 thus before the district coun court, errors, sel’s interpret we shall the result allegation this as proceeding a sufficient would statement have been different. Strickland, would not 690, 104 have entered 466 plea and U.S. at would have tak S.Ct. 2052.

en the case to trial if his counsel not had permitted him to plead while incompetent. III. See United v. Seesing, 234 F.3d allegations Howard’s are sufficiently (“Pro complaints se and specific to meet the low threshold for an motions from prisoners are be liberally to evidentiary hearing on his claim ineffec- construed.”). specific This allegation, if tive assistance of counsel. record The be- true, would prejudice. establish See Bar fore us is insufficient to show conclusively amdyka, 95 F.3d at 846-47.9 Bouchil Cf. that Howard is not entitled relief. Collins, lon v. Cir. Thus the district court erred in denying 1990) (holding mentally incompetent § without having petitioner had met prejudice prong of the held an evidentiary hearing. Strickland test “because if [he] was incom petent plea his ineffective REVERSED and REMANDED for prejudiced by entry”). its proceedings further consistent with this government attempts to show con- opinion. clusively that Howard would opt- not have ed against entering plea, arguing that KLEINFELD, Circuit Judge,

the evidence against Howard was “over- dissenting: whelming,” that his defense was to I respectfully dissent. suppress evidence that Howard re- ceived a “substantial by benefit” pleading Were question whether an evidentia- doing because so reduced his sentencing ry hearing should have been held deter- range from 360 months to life to 292 to 365 mine whether Howard was denied due months. As with government’s expla- process of an because inadequate inquiry nations for Howard’s behavior at the regarding his competence at the time of hearing, arguments these are plausible plea, might I well concur. I share the may correct, be factually but that is for majority’s concern about the inadequacy of above, 9. As noted we do not reach deter implicit tion is at most pro in his se mination of whether Howard’s claim must be he1 plea, seeks to vacate his supported entirely by allegations sworn be stating tantamount that he would have government cause the argue did not this been going better off to trial. That Howard point. government Had the waived this might have refused enter into the however, argument, question of whether agreement notion, an incredible howev Howard had sufficiently alleged prejudice er. by Nor is it refuted In the record. present would question. the closest any argument absence of government provided specific allegations factual under disregard that we specific, should un- oath incompetency and his regard, sworn claims this his statements in performance. contrast, counsel's By he made reply justify memorandum suffice to specific, no such sworn factual assertions evidentiary hearing. Instead, regard prejudice. such asser *11 showing is his bur- This prejudice. is and My problem inquiry. court’s the district to an evidentia- den, not entitled and he is lawyer. blaming the any showing, of absence hearing in the ry tak- was that Howard learned judge The possibility. speculative a merely because of have should Percocet, probably he liberally, papers his construing Even whether about thoroughly inquired more deficiency preju- or allege not either does doing. was he what understood Howard he was says that petition, In dice. his or bro- pulled had teeth has Anyone who drug. the narcotic influence of under the pain- has treated taken ken bones any time was that there He does not claim dull they sometimes knows killers and lawyer presented could have that his them, if sharpen also They can the wits. him enter to him had agreement plea narcot- excruciating that the so pain is influ- he was not under plea when something on the mind focus ics enable for his old medication of the narcotic ence judge learned pain. The other than injury. motorcycle painkiller on narcotic that Howard gets one than what stronger medication lawyer was with his Howard’s problem Howard and extractions. for root canals not How- sentencing prediction, for fif- hospitalized repeatedly had been The incompetence. supposed ard’s resulting from complications years for teen law- against makes his accusation Howard in a motor- leg his fractures to compound improp- that “Counsel yer in his evidently accident, Percocet and the cycle extent of his erly advised Petitioner pain. leg for That plea guilty.” exposure under us, a chal- would such is not before nor concedes, that “we though, majority accuses his He also lenge be successful.2 plea whether do not address failing to failing appeal, lawyer of alleged vacated because should be drug laws unconstitutionality of the argue the district or because incompetency methamphetamine, cocaine and sufficiently inquired into his may not have too, claims, before us. not but those judge did What competency.”1 change at the done should have for, look in an ineffective we What must before us is question us. The not before in- petitioner’s assistance claim based assis- lawyer rendered whether Howard’s is an plea, the time competence at by standard tance below Strickland would not petitioner allegation that take the while letting deal al- for counsel’s pleaded guilty3 drugs. painkilling possibly impaired him do so while leged allowing error in dif- altogether lawyer did is an What the something mentally incompetent.4 That is judge did. from what the ferent issue say so He never claims. does say so and does assistance To relief ineffective obtain it, he has other Without papers. of his establish two counsel, Howard has to did, from the allegation prejudice lawyer deficiency in what his things: advice on gain with "erroneous combined Op. at 877 fn. 5. 1. trial”). going to probable effects of Keller, United States v. 52, 60, Lockhart, 106 S.Ct. 474 U.S. 3. Hill (holding that erroneous (1985). 88 L.Ed.2d 203 regarding a are deficient predictions sentence Stainer, F.3d "gross only they mischaracteri- 4. Miles if constitute Cir.1997). likely bar- zation of the outcome” *12 ineffective assistance. This is fatal to his that he had no adequate time to study the petition. plea agreement and relied on counsel’s advice, and lawyer that his initially pre- say

What Howard does is that “the max- dicted a sentence of 120 months, to 180 imum sentence petitioner should have been probably toward the lower end because of exposed to as result guilty of his his medical condition.5 He claims it months,” was was 240 not the 292 months he ineffective assistance “for counsel got. says put And to he that “had counsel not petitioner position misrepresented petitioner making to exposure rushed judgment,” especially [to 292 when months] Petitioner would not have pleaded under the guilty.” medication, influence of Howard says never he to would not “mislead” him pleaded have about guilty but his sentencing for his ex- impairment, posure. But just complaints medication-induced these cannot suf- that pleaded he would not allege have fice to guilty had he ineffective assistance unless realized his sentence could be 292 months. counsel had some more desirable alterna- Construing papers though as he tive. had There nothing record, is in the noth- claimed he would not pleaded have guilty the allegations, nothing anywhere, to but for the narcotics is not a “liberal” suggest that he did. reading, it reading what he said as First, nothing there is to suggest that though he had something said quite differ- the plea agreement was any available at ent. earlier time. This change of plea was The case does need an evidentiary made jury with waiting in the ante- hearing with no allegation prejudice, so room, on the scheduled day of first trial. nothing more needs to be considered. But It cut exposure Howard’s to a maximum of (as majority goes further it must to months, harsher than what Howard grant a hearing), and makes I think what says lawyer predicted, probably is a mistake. majority The opinion says than better what he facing was without the that timing the late of the proffer of the deal, 360 months life. judge asked plea, combined with Howard’s uncontro- Howard, “Is you this what want do? If drug verted use and allegations of incom- don’t, you Howard, jury Mr. right petence, is justify sufficient to an eviden- outside the door.” There is nothing at all tiary hearing. It rests this conclusion suggest that the deal was available at proposition that Howard’s attorney any time, that, earlier jury may given ineffective assistance waiting in, to come that it could be deliber- stopping the proceedings investigate upon ated any until later time. There is his client’s competency once Howard stat- nothing in the record to suggest that How- ed he was under the influence of drugs. lawyer, ard’s than rather prosecutor, That strikes me anas insupportable propo- responsible was for the last minute pres- sition, inadequately reflecting prac- sure to make a deal or go to trial.

ticalities what lawyers defense must deal with. Nor is anything there in the record to complains in his suggest to the brief there would have been court, district majority which the treats as better time for Howard to deliberate about though it part his sworn the deal. He strong prescrip- alleges however, ing, counsel assured him that ”[i]t looks like it comes parents and his would receive 120 to down to 188 months.” 180 months. Counsel stated at hear- we cannot lawyer, this on for his wits allegedly dulled medicine

tion assis- he did ineffective it, pain call what assuming properly pain. Without prescription justify enough tance. was severe pain painkillers, powerful

for these *13 his abili- impaired

presumably would excruciating person A

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Case Details

Case Name: United States v. Jeffrey Dean Howard
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Aug 25, 2004
Citation: 381 F.3d 873
Docket Number: 02-16228
Court Abbreviation: 9th Cir.
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