Commonwealth v. Smith
460 Mass. 318
Mass.2011Background
- Defendant was convicted in 1995 of first-degree murder on a theory of extreme atrocity or cruelty; conviction affirmed on direct appeal (Commonwealth v. Smith, 426 Mass. 76 (1997)).
- In 2009 the defendant moved for a new trial challenging the extreme atrocity/cruelty instruction and the reasonable provocation instruction as to murder and manslaughter.
- The trial judge granted the motion for a new trial; the Commonwealth sought leave to appeal under G. L. c. 278, § 33E, and a single justice granted leave.
- The Commonwealth appeals the order granting a new trial; the court vacates the order and denies the motion for a new trial.
- Factual underpinning: the defendant and victim, dating about six weeks, argued after the victim was found to have engaged in oral sex with another man; the defendant later strangled the victim in his Brockton apartment; death by manual strangulation.
- The evidence showed a prolonged struggle, bruising, and the defendant’s indifference to the victim’s suffering; the confession and timing placed the events on May 21, 1994, with death occurring by strangulation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the extreme atrocity or cruelty instruction was erroneous | Commonwealth urged Hunter error; Cunneen factors not exclusive. | Defense argued instruction error created substantial risk of miscarriage. | Error in instruction; but substantial risk standard governs collateral review; remanded for denial of new trial. |
| Whether the provocation-based voluntary manslaughter instruction was appropriate | Acevedo framework applied; evidence could support provocation. | No adequate cooling-off or legally recognizable provocation. | Court abused discretion; provocation instruction insufficient; order vacated and motion denied. |
| Standard of review and gatekeeping under G. L. c. 278, § 33E | Single justice properly allowed appeal; plenary review applied to substantial issues. | Review should be limited by § 33E standards; issues not new should be curtailed. | Single justice allowed appeal; substantial risk and new and substantial questions framework governs; plenary review applied to direct issues. |
Key Cases Cited
- Commonwealth v. Cunneen, 389 Mass. 216 (1983) (factors for extreme atrocity or cruelty standard)
- Commonwealth v. Hunter, 416 Mass. 831 (1994) (erroneous Cunneen-based instruction)
- Commonwealth v. Semedo, 422 Mass. 716 (1996) (same unobjected instruction did not create substantial likelihood of miscarriage of justice)
- Commonwealth v. Acevedo, 427 Mass. 714 (1998) (Acevedo error; provocative instruction framework)
- Commonwealth v. Boucher, 403 Mass. 659 (1989) (malice and provocation mutually exclusive principle)
- Commonwealth v. Simpson, 434 Mass. 570 (2001) (voluntary manslaughter instruction not required when provocation lacking)
- Commonwealth v. Groome, 435 Mass. 201 (2001) (cooling off and provocation standard; actions after discovery matter)
- Commonwealth v. Mercado, 452 Mass. 662 (2008) (cooling off sufficient to negate provocation)
- Commonwealth v. Zagrodny, 443 Mass. 93 (2004) (cooling off and provocation principles)
- Commonwealth v. Latimore, 423 Mass. 129 (1996) (precedent on plenary review and gatekeeping)
- Commonwealth v. Francis, 411 Mass. 579 (1992) (gatekeeping under § 33E; review standards)
- Commonwealth v. Wright, 411 Mass. 678 (1992) (thorough plenary review obligation)
- Commonwealth v. Angiulo, 415 Mass. 502 (1993) (context for plenary review)
- Dickerson v. Attorney Gen., 396 Mass. 740 (1986) (review standards in collateral contexts)
