Commonwealth v. Dean-Ganek
461 Mass. 305
Mass.2012Background
- In Rodriguez, the court held a judge may reduce a sentence on a Rule 29(a) motion even with an agreed sentencing recommendation.
- This case asks whether the Commonwealth may force vacating a guilty plea when the plea involved a charge concession and a sentence below the recommendation.
- Defendant Aaron Dean-Ganek faced armed robbery; the Commonwealth reduced the charge to larceny from a person via partial nolle prosequi in exchange for a guilty plea and a two-year recommended sentence with conditions.
- At plea, the judge accepted the plea to the lesser charge; later, a different prosecutor sought to impose or reject the recommendation and asserted the reduction was contingent on sentencing.
- The judge imposed the agreed two-year sentence; the Commonwealth sought to vacate or remand for resentencing, arguing Rule 12 allowed it.
- The court held the Commonwealth cannot undo the plea or demand resentencing, citing double jeopardy and Rule 12's structure.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| May Commonwealth withdraw plea when judge imposes below recommendation | Commonwealth argues Rule 12 allows withdrawal/resentencing if judge deviates. | Dean-Ganek contends Rule 12 protects defendant, not allowing Commonwealth withdrawal. | Commonwealth may not vacate plea; Rule 12 does not permit withdrawal. |
| Double jeopardy bar to vacating guilty plea | Commonwealth contends no jeopardy bar if plea vacated. | Dean-Ganek asserts risk of retrial on greater charge. | Double jeopardy prevents vacating the guilty plea and re-prosecuting the greater charge. |
| Whether plea agreement terms bind the judge when charge concession occurred | Commonwealth says defendant conceded to lesser charge contingent on binding recommendation. | Dean-Ganek argues consent/understanding binding on judge was present. | Rule 12 contemplates binding recommendations; judge’s deviation cannot nullify the agreement. |
| Constitutional and procedure implications of art. 30 and judge’s role | Commonwealth argues judge usurped executive function by deviating. | Dean-Ganek argues art. 30 limitation applies to executive over prosecutors. | The court held no art. 30 violation; sentencing power remained judicial, not usurping executive. |
Key Cases Cited
- Commonwealth v. Rodriguez, No official reporter provided (Mass. 2012) (set framework for Rule 12 handling of plea agreements with sentence recommendations)
- Commonwealth v. Dormady, 423 Mass. 190 (Mass. 1996) (promises by the district attorney to be honored when defendant relies on them)
- Commonwealth v. Pelletier, 62 Mass. App. Ct. 145 (Mass. App. Ct. 2004) (consent issues in plea agreements; binding effects when accepted)
- Commonwealth v. Cabrera, 449 Mass. 825 (Mass. 2007) (conviction on lesser offense bars prosecution of greater offense)
- Commonwealth v. Given, 441 Mass. 741 (Mass. 2004) (double jeopardy aspects and lesser included offenses)
- Ariel A. v. Commonwealth, 420 Mass. 281 (Mass. 1995) (foundational rule on finality of guilty findings in pleas)
- United States v. Donahey, 529 F.2d 831 (5th Cir. 1976) (government may withdraw from plea bargain where breach occurs)
- Commonwealth v. Therrien, 359 Mass. 500 (Mass. 1971) (double jeopardy and plea procedures in Massachusetts)
- Commonwealth v. Gordon, 410 Mass. 498 (Mass. 1991) (ethics and prosecutorial promises in plea negotiations)
