On Mаy 10, 1994, the defendant, Michael L. Dormady, was indicted by a grand jury for larceny by false pretenses. The incident giving rise to the indictment occurred while Dormady was a Duxbury police officer and resulted in
Michael Dormady was employed as a Duxbury police officer from 1974 until his dismissal in January, 1994. In 1991, he signed a purchase and sale agreement to purchase real property in Duxbury which lacked direct acсess from town roads. On several occasions, apparently twice while in uniform, Dormady visited Hilda Grace, a woman in her late seventies who owned real estate adjacent to Dormady’s lot. At Dormady’s request, Grace signed a deed granting Dormady a right of way over her property. Dormady subsequently began to construct a road over the right of way, tearing down a building in the process. Grace’s niece filed a complaint with the Duxbury police claiming that Grace never intended to grant the right of way, but rather that Dormady represented to Grace that the deed was a document authorizing Dormady to attempt to sell Grace’s proрerty on her behalf.
The Duxbury police department began an internal affairs investigation, during which Dormady received two letters demanding a written report in response to questions. The letters each stated that, “[fjailure to comply with any part of this order could result in disciplinary action.” Dormady provided a two-pagе written response to the inquiries. On June 29, 1992, police Chief Enrico Cappucci found the allegations against Dormady to be unfounded. More than a year later, on October 12, 1993, Chief Cappucci reopened the investigation due to new information. An internal affairs hearing was held on October 22, 1993. A subsequent public hearing before a town hearing officer to determine just cause for disciplinary action was held on November 29, and December 21, 1993. Dormady, represented by counsel, testified at both hearings. He was later dismissed.
Prior to the commencement of the internal affairs hearing,
Counsel for Dormady: “My cliеnt and I will comply obviously but ... as you know under that Springfield case [Carney v. Springfield,403 Mass. 604 (1988)] as he is asked any questions, he has a right to be assured, cause there is no criminal intent to turn this into a criminal investigation whatsoever and it is strictly an administrative proceeding. You know I just want those assurances obviously now. . . . And again if [there] is any intent here to establish you know, I don’t know how it would be done (inaudible) any criminal investigation, I would want it understood on the record that he would have this appropriate immunity.”
Chief Cappucci: “I understand.”
Officer Allen Gilbert was also called as a witness at the internal affairs hearing. Prior to being questioned, Gilbert’s attorney requested assurances from counsel for the town of Duxbury:
Counsel for Gilbert: “Under thе Springfield case, if he’s asked to and ordered to be answering questions, he’s pretty much [guaranteed] immunity from criminal prosecution . . . right there.”
Town Counsel: “Right.”
Counsel for Gilbert: “So we have your verbal assurances and your understanding (inaudible) that immunity as well.”
Chief Cappucci: “That’s correct.”
During the public hearing concerning disciplinary action against Dormady, Dormady’s attorney sought to prevent Chief Cappucci from calling Dormady as a witness. The following colloquy ensued:
Town Counsel: “I think that Officer Dormady is entitled to assurances under the Carney case that any*193 testimony that he might have is not going to be used as a basis for criminal prosecution, and if and when he receives those assurances from the police department, then at that time I believe it is a civil case and he can be called by either side to testify .... I don’t think you can deny the police chief the right that he has in this hearing to call and ask the questions that he might have. And I think that’s what we’re dealing with, but I think those Carney assurances should be put on the record first anyway.”
Counsel for Chief Caрpucci: “We have no objection to that, and I assume you’re referring to what would be in the nature of use immunity as to just the use of whatever testimony he gives at this proceeding. . . .”
Counsel for Dormady: “Well in terms of Carney, I would suggest that both — not only Carney but any other cases regarding any kinds of immunity, whether transactional or use, whatever thе current law is, is that he be provided with all the assurances provided by the current law.”
The Commonwealth argues that the Superior Court judge erred in dismissing the indictment against Dormady because (1) Dormady failed adequately to assert his art. 12 privilege against being compelled to furnish evidence against himself, (2) the police chief and town counsel lacked authority to grant Dormady transactional immunity for his testimony, and (3) Dormady should receive “use” and “derivative use” immunity only, which would not require dismissal of the indictment. We disagree.
A public employer has the power to compel the testimony of a public employee regarding that employee’s ability directly to perform required governmental tasks or the employee’s general fitness for public service. Broderick v. Police Comm’r of Boston,
The judge’s findings that Dormady’s testimony was compelled, and that he sufficiently asserted his privilege against compelled self-incrimination embodied in art. 12 were not clearly erroneous and will be upheld. See Kendall v. Selvaggio,
No particular words are required to raise the privilege under art. 12. See Quinn v. United States,
The Commonwealth next argues that any grant of transac
We have, in the past, upheld promises made by a district attorney or one representing the district attоrney’s office to a defendant who detrimentally relied on the promise. See Commonwealth v. Mr. M.,
The indictment against Dormady based on conduct which was the subject of his compelled testimony cannot stand. To hold otherwise would be to thwart thе fundamental principle that the sovereign is to be held to the highest ethical standards. See Matter of DeSaulnier (No. 2), supra; Commonwealth v. Benton, supra at 449. See also Raley v. Ohio;
Our conclusion mаkes immaterial the Commonwealth’s claim that use and derivative use immunity would sufficiently protect Dormady’s interests should he be prosecuted. We note, however, that for the reasons extensively reviewed in Attorney Gen. v. Colleton,
So ordered.
Notes
In Counselman v. Hitchcock,
General Laws c. 233, §§ 20C-20I (1994 ed.), vests the рower to grant immunity to grand jury witnesses for certain enumerated crimes in a Justice of the Supreme Judicial Court. See Grand Jurors for Middlesex County for the Year 1974 v. Wallace,
The Commonwealth does not rely in its principal brief on the contention that Dormady waived any art. 12 privilege by replying to the original
Baglioni v. Chief of Police of Salem,
