Cion Peralta v. T. Dillard
2014 U.S. App. LEXIS 4226
| 9th Cir. | 2014Background
- Lancaster prison had severely limited dental staff and no technicians or hygienists; patient Peralta waited months for care despite complaints of pain and infection.
- Prison policy called for one dentist per 950 prisoners, but Lancaster’s ratio was approximately 1:1500 to 1:2000 when including care at other facilities.
- Peralta asked for dental care immediately and was placed on a routine waiting list with nine-to-twelve month delays; emergency care was limited.
- Over time, Peralta was treated intermittently: an extraction was scheduled but not performed, and he received limited ibuprofen and infection treatment.
- Peralta filed a §1983 damages claim against Dr. Brooks, Chief Dental Officer Dillard, and Chief Medical Officer Fitter for deliberate indifference; trial resulted in judgment for Brooks, with Dillard and Fitter granted judgment as a matter of law.
- District court and Ninth Circuit analyses focused on whether lack of resources can be a defense to damages under §1983 and how to apply the “deliberate indifference” standard to resource constraints.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether lack of resources can be a defense to damages under §1983. | Peralta argues budget constraints negate liability for deliberate indifference. | Brooks/Dillard/Fitter and district court contend lack of resources can excuse failure to provide care. | No; lack of resources is not a defense to damages for deliberate indifference. |
| Whether the jury instruction properly stated the law on resources and deliberate indifference. | The instruction correctly reflected resource constraints as relevant to fault. | The instruction was unsupported/misleading given trial evidence. | Instruction was proper and supported by evidence; not misled. |
| Whether granting judgment as a matter of law against Dillard and Fitter was appropriate. | Sufficient evidence could show supervisory responsibility and deliberate indifference. | No evidence showed actual knowledge; district court correct. | Judgment as a matter of law for Fitter and Dillard was upheld as to Dillard; Fitter affirmed due to qualified immunity. |
| Whether law-of-the-case and pretrial rulings foreclosed reconsideration of liability. | Law-of-the-case prevented reconsideration of liability. | Pretrial rulings can be revisited as record develops. | Law-of-the-case doctrine did not bar reconsideration; ruling did not alter outcome. |
Key Cases Cited
- Estelle v. Gamble, 429 U.S. 97 (U.S. 1976) (establishes deliberate indifference standard)
- Farmer v. Brennan, 511 U.S. 825 (U.S. 1994) (requires awareness and disregard of substantial risk)
- Wilson v. Seiter, 501 U.S. 294 (U.S. 1991) (constraints affect reasonableness of response to risk)
- Jones v. Johnson, 781 F.2d 769 (9th Cir. 1986) (budgetary constraints not a defense to cruel and unusual punishment)
- Snow v. McDaniel, 681 F.3d 978 (9th Cir. 2012) (reaffirms lack of resources as defense to damages)
- Spain v. Procunier, 600 F.2d 189 (9th Cir. 1979) (cost not a defense to cruel punishment; injunctive focus)
- Monell v. Dep’t of Soc. Servs., 486 U.S. 658 (U.S. 1978) (local government policy/Monell liability for damages)
- Quern v. Jordan, 440 U.S. 332 (U.S. 1979) (Eleventh Amendment sovereign immunity limits damages against states)
- Brown v. Plata, 131 S. Ct. 1910 (S. Ct. 2011) (California prison overcrowding and care issues cited)
- Hunt v. Dental Dep’t, 865 F.2d 198 (9th Cir. 1989) (deliberate indifference standard in prison dental care)
