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Bracci v. Becker
1:11-cv-01473
N.D.N.Y.
Jan 9, 2013
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Background

  • Plaintiffs allege a pattern of retaliation and bias by Judge Becker and seek declaratory, injunctive, and monetary relief against Becker, Mulvey, Lippman, the State, and OCA.
  • Plaintiffs filed their initial complaint on Dec. 17, 2011 and an amended complaint on Jan. 24, 2012.
  • The action targets Becker’s rulings across family, county, and supreme court matters and seeks various constitutional challenges to New York’s judicial discipline framework.
  • Defendants moved to dismiss; Plaintiffs moved to supplement the amended complaint.
  • The court addresses—among others—judicial immunity, Eleventh Amendment immunity, standing, abstention doctrines, vagueness/due process challenges to § 130-1.1(c) and § 130-1.2, and supplemental state-law claims.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether defendants are immune from suit on federal claims. Becker/Mulvey/Lippman acted in judicial capacity. Absolute judicial immunity applies; claims barred. All defendants enjoy absolute judicial immunity for acts in their judicial capacity.
Whether Eleventh Amendment immunity bars the claims and whether Plaintiffs have standing. Claims against NY state actors seek relief against state policies. Sovereign immunity bars monetary and prospective relief; standing lacking. Eleventh Amendment bars monetary and non-prospective relief; Plaintiffs lack standing to challenge NY discipline laws.
Whether Younger and Rooker-Feldman doctrines bar relief for state-court judgments. State judgments should be reviewable in federal court. Abstention and preclusion principles apply. Rooker-Feldman and Younger abstention bar the requested relief and federal review of state dispositions.
Whether 22 N.Y.C.R.R. § 130-1.1(c)(2) and § 130-1.2 are void for vagueness or violate due process. Sections are vague and unconstitutional as applied. Sections provide explicit standards and notice; due process satisfied. Sections are not void for vagueness and do not violate due process as applied.
Whether the court should exercise supplemental jurisdiction over state-law claims and allow supplementation. State-law claims should be considered. Federal claims dismissed; court should decline supplemental jurisdiction. The court declines supplemental jurisdiction and dismisses state-law claims without prejudice; supplemental amendment denied as futile.

Key Cases Cited

  • Mireles v. Waco, 502 U.S. 9 (U.S. 1991) (absolute judicial immunity protects judicial acts; immunity extends to injunctive relief limitations)
  • Bliven v. Hunt, 579 F.3d 204 (2d Cir. 2009) (judicial immunity applies to official acts; mere malice or error not enough to pierce)
  • Ex parte Young, 209 U.S. 123 (U.S. 1908) (allows prospective relief against state actors enforcing federal violations)
  • In re Dairy Mart Convenience Stores, Inc. v. Nickel, 411 F.3d 367 (2d Cir. 2005) (Ex parte Young connection requirement and state-officer suit)
  • O'Shea v. Littleton, 414 U.S. 488 (U.S. 1974) (abstention doctrine principles guiding Younger-related relief)
  • Kaufman v. Kaye, 466 F.3d 83 (2d Cir. 2006) (abstention when relief would intrude into state court administration)
Read the full case

Case Details

Case Name: Bracci v. Becker
Court Name: District Court, N.D. New York
Date Published: Jan 9, 2013
Docket Number: 1:11-cv-01473
Court Abbreviation: N.D.N.Y.