Plaintiff
pro se
David Bliven, an attorney who was a member of the public defender panel in New York City, appeals from a judgment entered in the United States District Court for the Eastern District of New York, Sandra J. Feuerstein,
Judge,
dismissing his action, brought principally under 42 U.S.C. § 1983, alleging that the individual defendants — judges and staff attorneys in the New York State (“State”) court system' — and the City of New York (the “City”) denied him due
I. BACKGROUND
The following description of the events is drawn from Bliven’s complaint, whose factual allegations we take as true for purposes of reviewing the dismissal pursuant to Rule 12(b)(6).
A. Bliven’s Claims
From 2000 until April 2005, Bliven was a member of New York City’s Assigned Counsel Panel, serving as a public defender principally in New York Family Court in Queens County. He was assigned cases in that court by individual family court judges and represented children, as their “law guardian,” or adults in cases involving child custody and support, family offenses, juvenile delinquency, and children in need of protection.
Defendants John Hunt, Barbara Salinitro, and Guy DePhillips were judges on the family court; Judge DePhillips was the supervising judge; defendant Joseph Lauria was a State Administrative Judge. Defendants Douglas Foreman, Julie Stanton, and Cheryl Joseph-Cherry were, respectively, staff attorneys for Judges Hunt, Salinitro, and DePhillips.
Under the assigned-counsel plan, established pursuant to State law, see N.Y. County Law art. 18-B (“Article 18-B”), §§ 722 and 722-a to 722-f, a municipality is required to' compensate attorneys assigned pursuant to Article 18-B at statutory rates — set as of January 2004 at $75 per hour for offenses above the misdemeanor level — “for time expended in court before a magistrate, judge or justice and ... for time reasonably expended out of court,” N.Y. County Law § 722-b(l), up to a maximum total of $4,400, see id. § 722-b(2), plus “reimbursement for expenses reasonably incurred,” id. § 722-b(l). The attorney’s compensation and reimbursement in a given case are to be “fixed by the trial court judge,” who, in “extraordinary circumstances ... may provide for compensation in excess of the [statutory] limits.” Id. § 722-b(3). Regulations provide that “[r]equests for reconsideration of any order of the trial court fixing compensation” may be “reviewed by the appropriate administrative judge, ... who may modify the award if it is found that the award reflects an abuse of discretion by the trial judge.” N.Y. Comp.Codes R. & Regs. tit. 22, §§ 127.3(c), 127.2(b).
Bliven commenced the present action in 2005, alleging principally that, beginning in March 2002, the individual defendants conspired to deny him the compensation to which he was entitled, in retaliation for his having made disfavored motions in approximately 15 child protective and foster care cases in 2001 to compel the disclosure of “the entire caserecord [sic ]” (Complaint ¶ 22) maintained by the Administration for Children’s Services (“ACS”)
(see, e.g., id.
¶¶ 22-32, 55). He alleged that between March and September 2002, “nearly every
Bliven also alleged that as a result of his complaining about the reductions of his vouchers, he was threatened that the judges would file a grievance against him. He alleged that he was thus forced to withdraw from the public defender panel, thereby losing two-thirds of his usual income. (See id. ¶¶ 46-47.)
The Complaint sought $16,637.39 from the City on a theory of breach of contract. (See id. ¶¶ 39-44.) In addition, it sought, inter alia, $5 million in compensatory damages from all of the defendants on each of seven causes of action on various theories, including hostile work environment (see id. ¶¶ 45^8), conspiracy to deprive Bliven of the compensation to which he was entitled (see id. ¶¶ 49-56), conspiracy to deprive him of equal protection and to deprive persons charged with child neglect and/or child abuse of effective assistance of counsel (see id. ¶¶ 57-61), denial of substantive and procedural due process (see id. ¶¶ 62-69), and failure of the City to train, investigate, and discipline the individual defendants (see id. ¶¶ 79-85). The complaint also sought $25 million on a “Class-Action-Right To Counsel” theory (id. ¶¶ 70-73), and sought injunctive relief (a) prohibiting the State and the City from requiring judicial approval of public defender vouchers, and (b) ordering that any such fee disputes instead be submitted to arbitration (see id., WHEREFORE ¶0).
B. The Decisions of the District Court
In an Opinion and Order dated December 12, 2005, reported at
The court also dismissed Bliven’s claims for injunctive relief against the individual defendants. It concluded that any such relief was unavailable because “‘in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable,’ ” and Bliven had failed to allege that a declaratory decree was violated or that declaratory relief was unavailable. Id. at 139 (quoting Federal Courts Improvement Act of 1996, § 309(c), Pub.L. No. 104-317, 110 Stat. 3847, 3853 (1996) (amending 42 U.S.C. § 1983)).
In a subsequent unpublished Opinion and Order dated June 28, 2006, the district court denied a motion by Bliven to amend his complaint to add an allegation that the individual defendants, at the relevant times, were acting not in their judicial capacities but instead in their administrative and/or ministerial capacities. Accepting and adopting the report and recommendation of the magistrate judge to whom the motion had been referred, which reasoned that all of the actions complained
Finally, in an Opinion and Order dated February 9, 2007, reported at
II. DISCUSSION
On appeal, Bliven contends that the district court erred when it ruled that the individual defendants are entitled to judicial immunity, arguing that the individual defendants’ determinations of compensation for court-appointed attorneys are employment-related, administrative decisions for which judicial defendants are not afforded absolute immunity. (See Bliven brief on appeal at 14-15.) Bliven also challenges the dismissal of his federal claims against the City, pursuing his contention that the individual defendants act as “municipal policymaker[s] for purposes of determining compensation for New York City public defenders.” (Id. at 21.) For the reasons that follow, we find no merit in Bliven’s contentions.
A. Judicial Immunity
It is well settled that judges generally have absolute immunity from suits for money damages for their judicial actions.
See, e.g., Mireles v. Waco,
Judges are not, however, absolutely “immune from liability for nonjudicial actions,
i.e.,
actions not taken in the judge’s judicial capacity.”
Mireles,
In employing this functional analysis, the Supreme Court has generally concluded that acts arising out of, or related to, individual cases before the judge are considered judicial in nature. Actions that are judicial in nature include issuing a search warrant,
see Burns v. Reed,
In contrast, a judge’s “[administrative decisions, even though they may be essential to the very functioning of the courts, have not similarly been regarded as judicial acts.”
Forrester,
A private actor may be afforded the absolute immunity ordinarily accorded judges performing their authorized judicial functions if the private actor’s role is “ ‘functionally comparable’ ” to the roles of those judges,
Butz v. Economou,
Bliven, in contending that the family court judges’ rulings on his vouchers were acts that were administrative rather than judicial in nature, relies heavily
(see
Bliven brief on appeal at 11, 16-20) on
Mitchell v. Fishbein,
in which we ruled that the screening committee (“Committee”) responsible for compiling a list of attorneys to be members of an 18-B Panel performed functions that were administrative and legislative, rather than judicial. His reliance is misplaced. The principal hallmark of the judicial function is a decision in relation to a particular case. In
Mitchell v. Fishbein,
the Committee simply assembled the 18-B Panel, certifying, recertifying, and decertifying attorneys who were willing and qualified to represent an indigent defendant charged with a crime, and who would, if appointed in the future, be entitled under Article 18-B to compensation for their services. The Committee did not determine which attorney would be appointed in any particular case; indeed, in any given case the court was free to appoint an attorney who was not on the 18-B Panel. Further, the Committee’s decision not to recertify Mitchell affected only his entitlement to compensation for cases to which he might be appointed in the future; the refusal to recertify did not affect any particular case, as it did not remove Mitchell from any case he was then handling.
See, e.g.,
the Screening Committee, in compiling a list of qualified attorneys, acts as an administrative body, rather than conducting proceedings that are judicial, and ... its denial of Mitchell’s application for recertification to the 18-B Panel was a decision that was not judicial but legislative.
Id. at 167-68.
In contrast to the Committee functions in
Mitchell v. Fishbein,
the determination by a judge as to whether a given fee request by an 18-B Panel member is reasonable is clearly case-related. Compensation for cases above the misdemeanor level is set “at a rate of seventy-five dollars per hour for time expended in court before a magistrate, judge or justice and seventy-five dollars per hour for time
reasonably
expended out of court,” N.Y. County Law § 722 — b(l)(b) (emphasis added), with a ceiling of $4,400,
see id.
§ 722 — b(2)(b); and reimbursement is authorized “for expenses
reasonably
incurred,”
id.
§ 722 — b(l)(b) (emphasis added). “Each claim for compensation and reimbursement shall be supported by a sworn statement specifying,”
inter alia,
“the time expended, services rendered, expenses incurred.”
Id.
§ 722-b(4). Except with respect to services on appeal, the “compensation and reimbursement shall be fixed by the trial court judge,” who may award compensation above the normal ceiling in “extraordinary circumstances.”
Id.
§ 722-b(3). An attorney dissatisfied with the fee awarded may “request[ ] ... reconsideration,” N.Y. Comp. Codes R.
&
Regs. tit. 22, § 127.3(c), whereupon the amount awarded will be “reviewed by the appropriate administrative judge” who may modify the award if
Bliven also relies on the fact that the New York Court of Appeals in
Levenson v. Lippman,
Notwithstanding the New York Court of Appeals’ characterization of 18-B Panel fee awards as administrative for purposes of ensuring their reviewability, we are not persuaded that a judge’s decision as to a reasonable attorney’s fee is an administrative, rather than a judicial, decision for purposes of determining whether the judge is to have absolute immunity for that decision.
Cf. District of Columbia Court of Appeals v. Feldman,
Other statutes authorizing the court to award “a reasonable attorney’s fee” to a prevailing private party include 29 U.S.C. § 626(b) (for actions under the Age Discrimination in Employment Act (incorporating the remedies provided in id. § 216(b))); 42 U.S.C. § 2000e-5(k) (for actions under Title VII of the Civil Rights Act of 1964); id. § 2000a-3(b) (for actions under Title II (public accommodations provisions) of the Civil Rights Act of 1964); id. § 3613(c)(2) (for actions under the Fair Housing Act, Title VIII of the Civil Rights Act of 1968); id. § 1973.Z(e) (for actions under the Voting Rights Act); id. § 12205 (for actions under the Americans with Disabilities Act); 29 U.S.C. § 794a(b) (for actions under the Rehabilitation Act of 1973); 20 U.S.C. § 1415(i)(3)(B)(i) (“reasonable attorneys’ fees” for actions under the Individuals with Disabilities Education Act); 15 U.S.C. § 15 (for civil actions under the antitrust laws); 18 U.S.C. § 1964(c) (recovery on a civil Racketeer Influenced and Corrupt Organizations claim “shall ... includ[e] a reasonable attorney’s fee”); and 28 U.S.C. §§ 2412(d)(1)(A) and (2)(A) (under the Equal Access to Justice Act, in actions by or against the United States, “[e]xcept as otherwise specifically provided by statute, a court shall award to a prevailing party” attorneys’ fees, generally limited to $125 per hour, “unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust”).
In cases under the above statutes, the governing principles and procedures are essentially the same.
See, e.g., Hensley v. Eckerhart,
In all of these matters, the court performs a judicial function in assessing the attorney’s documentation as to how the hours charged were spent and determining whether, in light of the case itself, the fee requested is one that is “reasonable.” The result is an award — or a denial — of fees for work done in a particular case.
In sum, we see no principled difference between the nature of the task performed in setting reasonable fees under these federal fee-shifting statutes and the task performed by a family court judge in determining the fee to be awarded to the 18-B Panel attorney. In each instance, the focus is on a particular case; the attorney must document the hours he claims he spent on the issues in that case; the request is ruled on by the judge who presided over the case, and hence is familiar with the issues and the attorney’s submissions; the pertinent focus is on the reasonableness of the number of out-of-court hours spent on that case; and the amount awarded by the trial judge is renewable for abuse of discretion. Accordingly, we reject Bliven’s contention that the actions of the family court judges in ruling on his vouchers, and the supportive actions of their assisting court attorneys, were not judicial acts.
B. Municipal Liability
Bliven also contends that the district court erred in dismissing his federal claims against the City based on its conclusion that the defendant judges were not municipal policymakers. This contention is meritless.
The matter of whether a given official is a municipal policymaker is a question of law.
See, e.g., Jett v. Dallas Independent School District,
CONCLUSION
We have considered all of Bliven’s arguments on this appeal and have found them to be without merit. The judgment of the district court is affirmed.
