Arthur Brown, Jr. v. Rick Thaler, Director
2012 U.S. App. LEXIS 11908
| 5th Cir. | 2012Background
- Arthur Brown, Jr. was convicted of capital murder in Texas for the June 1992 killings in Houston that left four dead, including a pregnant wife; two surviving victims identified Brown and Dudley as shooters.
- At punishment, the State reintroduced guilt-phase evidence plus Brown’s prior Tuscaloosa armed robbery, jail extortion, and jail assault; defense offered Brown’s low IQ, learning disabilities, and the maturational reform theory via Dr. Lewis and school records.
- Brown’s defense called only one witness at punishment; Brown declined to call his mother to testify; several sisters testified during guilt phase about coercion; defense argued mitigation but the jury found no mitigating special issues supported.
- Post-trial, Brown’s state habeas petition asserted ineffective assistance for failure to fund investigation; the Texas courts denied relief, citing limited funds and strategic trial decisions.
- Brown sought federal habeas relief; the district court denied a COA; the Fifth Circuit reviews the state-court decision under 28 U.S.C. § 2254(d) and applies deference to Strickland v. Washington standards.
- The court ultimately denied Brown a COA, holding reasonable jurists could not conclude the state court’s decision was debatable under Strickland or that prejudice existed from counsel’s actions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court erred in addressing state-habeas proceedings as part of the § 2254(d) analysis | Brown asserts district court should scrutinize state-proceeding deficiencies for reasonableness. | Brown's view conflicts with deference standards; court should focus on the state court's merits decision. | District court properly applied deference; no reversible error found. |
| Whether Brown’s ineffective assistance claim was adjudicated on the merits and reviewable under § 2254(d) | Brown argues Strickland-based claims were merits adjudications requiring de novo review. | Texas Court’s merits ruling was final and reviewable under § 2254(d). | Claim adjudicated on the merits; standard applied under § 2254(d). |
| Whether the state court’s application of Strickland was unreasonable | Brown contends counsel failed to investigate mitigating evidence and that funds were inadequately provided. | Counsel reasonably limited investigation; strategic choices fall within reasonable professional judgment. | No unreasonable application; district court not debatable in its conclusion. |
| Whether any additional mitigation evidence would have changed the outcome | Milstein’s and Brown’s mother’s affidavits could have mitigated to life; more experts could assist. | Even if presented, evidence was not enough to establish a reasonable probability of a different result. | No reasonable probability the sentence would change; prejudice not shown. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (establishes deficient performance and prejudice a 'reasonable probability' standard)
- Williams v. Taylor, 529 U.S. 362 (U.S. 2000) (strives to assess investigations and mitigation evidence under Strickland)
- Wiggins v. Smith, 539 U.S. 510 (U.S. 2003) (limits on investigation and reasonable-strategy boundaries)
- Rompilla v. Beard, 545 U.S. 374 (U.S. 2005) (cases for reasonable deficiency and strategy in mitigation)
- Harrington v. Richter, 131 S. Ct. 770 (U.S. 2011) (requires deference to state-court findings under Strickland)
- Cullen v. Pinholster, 131 S. Ct. 1388 (U.S. 2011) (limits federal review to record before state court)
- Martinez v. Quarterman, 481 F.3d 249 (5th Cir. 2007) (disproves per se cause based on collateral proceedings in some contexts)
- Ladd v. Cockrell, 311 F.3d 349 (5th Cir. 2002) (double-edged mitigation considerations in evaluating prejudice)
