Martinez v. QuartermanMartinez v. Quarterman
Rеspondent-Appellant Nathaniel Quar-terman (“Quarterman”) appeals the opinion and order of the district court granting Petitioner-Appellee Virgil Euristi Martinez’s (“Martinez”) petition for a writ of habeas corpus based on a claim of ineffective assistance of counsel. Martinez alleged, and the district court agreed, that his trial attorneys, Jerri Yenne and Stan McGee, provided ineffective assistance of counsel by inadequately investigating temporal lobe epilepsy (“TLE”) as mitigating evidence at the punishment phаse of his trial. However, we conclude that reasonable professional judgments supported counsel’s limited investigation into TLE and that Martinez failed to establish prejudice as a result of counsel’s limited investigation. The Texas Court of Criminal Ap
I. FACTUAL AND PROCEDURAL HISTORY
This is the second time that this court has considered Martinez’s petition for ha-beas corpus. 1 Martinez alleges that his counsel provided ineffective assistanсe at the punishment phase of his trial because they failed to fully investigate TLE as mitigating evidence. Martinez contends that the TLE evidence “would have rebutted the State’s case of future dangerousness, provided the jury with a vehicle to spare his life, both in terms of future dangerousness and mitigation, and provided an explanation for his behavior and violent crime.” Ill Fed.Appx. at 225. In support of his claim, Martinez submitted affidavits from Drs. Theodore Pearlman and Anand Mehendale, in which the doctors opined that TLE played a role in Martinez cоmmitting the murders. Although the state habeas record contained affidavits from Martinez’s trial counsel, those affidavits did not clearly demonstrate the extent of counsel’s investigation into and knowledge of TLE.
Given the indeterminacy of the record, we vacated the district court’s denial of habeas and remanded for further development of the record. We instructed the district court to conduct an evidentiary hearing to determine “whether counsel’s investigation of Martinez’s temporal lobe epilepsy was unreasonably deficient аnd, if so, whether counsel’s failure to investigate this condition and produce evidence relating to it amounted to ineffective assistance of counsel.”
Martinez
A magistrate judge held a two-day hearing on June 6-7, 2005, and the parties submitted additional deposition evidence to the court. The magistrate judge determined that Yenne read Dr. Pearlman’s report and knew of his diagnosis of TLE. The report and recommendation concluded that Yenne did not understand the relationship between TLE and post-seizure aggression or Martinez’s future dangerousness because she failed to ask Dr. Me-hendale his medical opinion on these subjеcts. The magistrate judge also found that, though Yenne read the school records, she never asked either Dr. Pearlman or Dr. Mehendale about how TLE might explain Martinez’s behavioral problems in school. According to the magistrate judge, counsel’s failure to further investigate TLE constituted ineffective assistance of counsel. The report and recommendation concluded that counsel’s failure to fully investigate TLE prejudiced Martinez because, with further investigation,
On February 7, 2006, the district court issued an opinion and order accepting the magistrate judge’s report and recommendation and granted Martinez’s petition for habeas relief. Quarterman now appeals the district court’s opinion and order.
II. STANDARD OF REVIEW
In a habeas appeal, this court reviews the district court’s findings of fact for clear error and its conclusions of law de novo, applying the same standards to the state court’s decision as did the district court.
Busby v. Dretke,
Martinez filed his habeas petition after the effective date of the Antiterrorism and Effective Death Penalty Act (“AEDPA”), 28 U.S.C. § 2254; therefore, AEDPA governs this appeal.
Lindh v. Murphy,
Ten years after AEDPA’s enactment, its standards are by now familiar, but Quar-terman vigorously objects that neither the magistrate judge nor the district court applied AEDPA deference. We need not decide this particular issue because we are persuaded that, irresрective of AEDPA deference, the district court erred in finding ineffective assistance under
Strickland v. Washington,
III. DISCUSSION
In
Strickland,
the Supreme Court articulated the standard for establishing an ineffective assistance of counsel claim. Martinez must demonstrate both that: (1) his counsel’s performance was deficient; and (2) counsel’s deficient performance prejudiced his defense.
Strickland,
In addition to deficient performance, Martinez must demonstrate prejudice. Deficient performance results in prejudice when “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.”
Strickland,
1. Deficient Performance and Inadequate Investigation
The gravamen of Martinez’s ineffective assistance of counsel claim is that his counsel prejudiced his defense by failing to conduct a reasonably adequate investigation of TLE as mitigating evidence. The magistrate judge found that counsel read Dr. Pearlman’s report and knew of Dr. Pearlman’s opinion that Martinez committed murder during the course of a TLE-induced seizure. Nevertheless, both Martinez and the district court fault counsel for not further investigаting TLE and discovering the links between TLE and post-seizure aggression, TLE and Martinez’s poor disciplinary record at school, and how TLE could have explained Martinez’s bizarre and, at times, violent behavior at the Kerrville State Hospital. However,
Strickland
does not require counsel to fully investigate all mitigating evidence. The
Strickland
Court recognized there would be times when “reasonable professional judgments supported] limitations on investigation.”
Without a doubt, Dr. Pearlman’s report brimmed with information which could have been useful to Martinez’s mitigation case, but it also teemed with damaging information which convinced counsel not to pursue TLE any further.
2
Pearlman’s report сontained information which counsel rightly did not want the jury to hear. First and foremost, counsel thought that it would be more harmful than beneficial for the jury to learn that Martinez had a mental disorder which, in Dr. Pearlman’s words, caused “savage and uncontrolled” aggressiveness. Yenne Dep. Vol. 8 at 160-61. Counsel believed that this might cause
The TLE evidence failed to impress counsel not only because it suggested that Martinez was prone to aggressiveness, but also because counsel feared that the jury simply would not believe it. Counsel suspected that the jury would not accept that epilepsy caused the murders becausе epilepsy is a fairly common disorder and, in most people’s experience, does not result in such catastrophic violence. Yenne Dep. Vol. 6. at 33.
4
Further, Yenne believed that Martinez’s lack of violent incidents in jail was inconsistent with someone who could not control his behavior.
Id.
Vol. 6 at 38. Counsel were also skeptical of Dr. Pearlman’s opinion that Martinez committed the murders while having a seizure.
5
McGee questioned how a seizure could last long enough to encompass four murders in which the victims were shot multiple times, rеquiring Martinez to reload. McGee Dep. at 64-65. The law permits counsel to question Dr. Pearlman’s conclusions based on their review of the evidence.
See Riley v. Dretke,
In addition to suggesting that Martinez was prone to aggressiveness, Dr. Pearl-man’s report was based, in part, on school records which showed that Martinеz engaged in antisocial behavior from a young age. Counsel feared that letting Dr. Pearlman testify about TLE would open the door to Martinez’s troubling school records. A fairly representative sample of those records noted that Martinez (1) exhibited “explosive behavior,” (2) “thinks about and plans what he can do to get back at those who have bothered him,” and (3) once brought live .22 caliber cartridges to class. Res. Ex. Vol. 1 Tab E at 666, 676,
&
625. Dr. Pearlman’s report gave
Finally, Dr. Pearlman’s report contained information which counsel believed undermined their overall trial strategy. The report referenced a quotation from Martinez’s mother in which she stated that Martinez was jealous in his love for Veronica Fuentes. Counsel concluded, not unreasonably, that this provided the State with a motive for the murders where before it did not have one. Yenne Dep. Vol. 8 at 158. Counsel believed that evidence of jealousy or stalking would have cinched the death penalty for Martinez.
Id.
at 177. The report also mentioned Martinez’s confession to Pearlman that he had killed John Gomez.
6
Counsel believed that conceding Martinez had killed Gomez would have conflicted with their strategy of arguing mistaken identity at the guilt/innocence phase of the trial. While there is certainly no formal rule against switching theories between the punishment and guilt/innocence phases of the trial, in this case, counsel believed that switching theories would make them lose credibility with the jury and appear hypocritical. Yenne Dep. Vol. 8 at 151. Indeed, Stan McGee testified that, in his experience, juries did not react well to a switch in theories between the different phases of the trial. Counsel chose to argue residual doubt rather than presenting inconsistent theories to the jury.
See e.g., Moore v. Johnson,
After reading Dr. Pearlman’s report, counsel knew that Dr. Pearlman believed that Martinez suffered from a mental disorder which made him prone to aggressive behavior and that Martinez committed the murders during a seizure.
7
Therefore, this case is unlike
Lockett v. Anderson,
in which we found that counsel provided ineffective assistance where counsel failed to discover evidence of brain abnormalities because counsel did not follow up on evidence which suggested psychological problems.
Despite counsel’s reasonable reservations about presenting TLE to the jury, counsel did make some attempts to follow up on the TLE evidence discovered in Dr. Pearlman’s report. Jerri Yenne met with Dr. Mehendale and asked the doctor what he thought of Dr. Pearlman’s opinion that Martinez committed the murders during an epileptic seizure. Dr. Mehendale responded that he believed it was unlikely that Martinez committed the murders while Martinez was having a seizure. Faced with conflicting expert testimony about the role that TLE played in the commission of the crimes, it wаs reasonable for counsel to conclude that TLE was
Nevertheless, the district court and Martinez both fault counsel for not asking Dr. Mehendale about post-seizure aggression or how TLE might explain Martinez’s poor behavioral record at school and at the Kerrville state hospital. To fault counsel for not asking these particular questions is to engage in the kind of hindsight second-guessing that
Strickland,
warned against.
Instead of pursuing TLE, counsel made the strategic choice to argue residual doubt at the punishment phase. Counsel believed that they had a strong chance of prevailing on a direct appeal with respect to some exclusion of evidence issues. Yen-ne Dep. Vol. 8 at 168. Counsel also supposed that they might prevail on direct appeal because of insufficient evidence to conclude that Martinez murdered the children.
Id.
Vol. 6 at 41. Counsel concluded that having Dr. Pearlman testify would be counter-productive to this potential appeal because he would have to admit that Martinez confessed to killing Gomez and, more importantly, the TLE testimony would have suggested that TLE-induced aggression also prompted Martinez to kill the children. The district court attempted to discount this strategic choice when it notes that Martinez “was convicted with the support of significant eyewitness testimony concerning thе identity of the murderer.” R. Excerpts Tab E at 6. While this may have been true with respect to Veronica Fuentes and John Gomez, this was not true for the children, who were killed in a trailer away from the eyes of witnesses. Residual doubt, especially as it concerns the children, was therefore a strategic choice entitled to deference.
See Moore,
After the evidentiary hearing, there is no doubt that counsel both knew of Dr. Pearlman’s opinion that TLE played a role in the commission of the murders and failed to fully investigate TLE. However,
2. Prejudice
Martinez cannot prove that his counsel’s decision not to fully investigate TLE resulted in prejudice. In determining prejudice, we must decide “whether there is a reasonable probability that, absent the errors, the sentencer ... would have concluded that the balance оf aggravating and mitigating circumstances did not warrant death.”
Strickland,
First, as has been previously discussed, rather than cutting solely in favor of Martinez, the TLE evidence was double-edged. As the Supreme Court has noted, “[mitigation, after all, may be in the eye of the beholder.”
Burger,
The TLE evidence also suffered from the fact that Martinez’s experts disagreed over significant aspects of the TLE evidence. Drs. Pearlman and Mehendale broadly agree that TLE-fueled aggression played a role in Martinez’s commission of the murders, but the devil is in the details. First, Dr. Pearlman believes that Martinez committed the murders while having a seizure, but Dr. Mehendale believes that scenario is unlikely. Instead, Dr. Mehendale opines that Martinez murdered while experiencing post-seizure aggression. Second, Dr. Pearlman does not believe that TLE contributed to Martinez’s antisocial behavior in school, whereas Dr. Mehendale contends that TLE was obtusely related to those behaviors. Finally, Dr. Pearlman’s report states that with treatment, “there is no likelihood that [Martinez] will commit future acts of dangerousness to society.” Dr. Mehendale’s affidavit is less definitive, stating that Martinez’s future dangerousness could be “somewhat diminished” with treatment. Further, at his deposition, Dr. Mehendale conceded that there was a possibility that Martinez’s TLE disorder could not be controlled — there were no guarantees. Mehendale Dep. at 56. Faced with significant disagreement between Martinez’s experts, a jury might well have been unimpressed with TLE as mitigating evidence.
After considering all of the mitigating evidence, we hold that the additional mitigating evidencе was not so compelling, especially in light of the horrific facts of the crime, that the sentencer would have found a death sentence unwarranted. At the very least, the Texas Court of Criminal Appeals’s decision finding no ineffective assistance of counsel was not “objectively unreasonable.”
IV. CONCLUSION
For the reasons stated above, we REVERSE the decision of the district court.
REVERSED.
Notes
. A jury convicted Martinez of murdering his ex-girlfriend Veronica Fuentes; Veronica’s two children, five-year-old Joshua and three-year-old Cassandra; and a bystander Jоhn Gomez. The jury subsequently sentenced Martinez to death. Martinez properly pursued and exhausted his stale remedies. The Texas Court of Criminal Appeals ultimately denied Martinez's application for habeas relief. Our previous opinion contains a fuller account of the factual and procedural history.
See Martinez v. Dretke,
. In the words of Stan McGee, “my sense of our investigation about mitigation and future dangerousness was everything that we came up with or everything that Ms. Yenne came up with seemed to me to be — it hurt more than it helped.” McGee Dеp. at 47.
.Admittedly, Dr. Pearlman’s report states that with treatment "there is no likelihood that [Martinez] will commit future acts of dangerousness to society,” but it is counsel’s decision to decide whether, on balance, the TLE evidence was more helpful than harmful. See
Johnson v. Cockrell,
. Martinez and the district court accuse counsel of not understanding the distinction between TLE and other types of epilepsy or the relationship between TLE and violence. These objections are overstated because, as will be discussed in the section on prejudice, scientists currently do not have a complete understanding of how TLE relates to violence, especially the catastrophic violence of this case.
. Counsel’s skepticism about Dr. Pearlman’s explanation for the murders was reasonable, for Dr. Mehendale also disagrees with it.
. Counsel also worried that it would come out that Dr. Pearlman did not believe Martinez’s account of the murders. Yenne Dep. Vol. 8 at 153.
. The district court found that counsel "simply did not know the link between TLE and violence.” R. Excerpts Tаb E at 5. This finding of fact is clearly erroneous because it is not supported by the record. While it is true that counsel did not know the relationship between TLE and post-seizure aggression, after reading Dr. Pearlman’s report, counsel knew that Dr. Pearlman believed Martinez committed murder while having a seizure and that TLE caused aggressive behavior.
. The relationship between TLE and Martinez's behavioral problems in school is far from self-evident. Dr. Mehendale believes that TLE contributed to Martinez's antisocial behavior in an "obtuse way,” but Dr. Pearl-man does not agree that Martinez's childhood behavior was caused by or a sign of TLE. Mehendale Dep. at 29; Pearlman Dep. at 100-01.