983 F.3d 1108
9th Cir.2020Background
- In 2016 Stanislaus County’s Child Protective Services investigated injuries to minors D.X. and L.X.; the County produced the children’s juvenile records to its outside counsel (ASVG) during related civil litigation (the Separation Case).
- Plaintiffs (Nunes and Alves) sued under 42 U.S.C. § 1983 after learning the County and its attorneys accessed and disclosed the juvenile records without prior juvenile-court authorization as required by Cal. Welf. & Inst. Code § 827.
- Plaintiffs alleged violations of federal and state privacy rights (including medical privacy under HIPAA) and brought a Monell claim against the County for its policies/customs enabling such disclosures.
- Defendants moved to dismiss on qualified-immunity grounds; the district court denied qualified immunity, treating the claim as a Fourth Amendment privacy violation and relying on Gonzalez v. Spencer.
- The Ninth Circuit panel reversed, holding that Gonzalez did not clearly establish a constitutional privacy right in juvenile records and therefore defendants are entitled to qualified immunity; the court did not decide the merits of whether a constitutional privacy right exists.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a constitutional right protecting juvenile records was clearly established such that defendants lack qualified immunity | Gonzalez v. Spencer established that unauthorized access/disclosure of juvenile records violates constitutional privacy rights | Gonzalez is an opaque, two‑page opinion that did not identify or clearly establish a constitutional right; precedent did not place the issue beyond debate | Held: Not clearly established; qualified immunity applies to the individual defendants |
| Whether defendants’ conduct violated the Fourth or Fourteenth Amendment substantive privacy rights | Unauthorized access pursuant to § 827 is a Fourth Amendment (informational) privacy violation | Defendants disputed that § 827’s violation equates to a clearly established constitutional violation and preserved defenses | Held: Court declined to reach the merits; remanded with qualified immunity for the individual defendants (Monell claim against County remains pending) |
Key Cases Cited
- Gonzalez v. Spencer, 336 F.3d 832 (9th Cir. 2003) (per curiam opinion addressing unauthorized access to juvenile file but issuing opaque reasoning that did not clearly establish a constitutional right)
- Kisela v. Hughes, 138 S. Ct. 1148 (2018) (clearly‑established‑law standard requires controlling authority or robust consensus; avoid high‑level generalities)
- District of Columbia v. Wesby, 138 S. Ct. 577 (2018) (qualified immunity two‑part test and requirement that unlawfulness be clearly established)
- Pearson v. Callahan, 555 U.S. 223 (2009) (courts have discretion which qualified‑immunity prong to address first)
- Ashcroft v. al‑Kidd, 563 U.S. 731 (2011) (officials are entitled to fair notice; ambiguous precedent cannot clearly establish law)
- Mullenix v. Luna, 136 S. Ct. 305 (2015) (an official is not deprived of immunity where reasonable officials could disagree about legality)
- Monell v. Dep't of Soc. Servs., 436 U.S. 658 (1978) (municipal liability under § 1983 for customs or policies causing constitutional deprivations)
- Whalen v. Roe, 429 U.S. 589 (1977) (recognition of informational‑privacy interests under the Fourteenth Amendment)
- In re Crawford, 194 F.3d 954 (9th Cir. 1999) (describes the balancing of governmental interests when addressing informational‑privacy rights)
- Endy v. County of Los Angeles, 975 F.3d 757 (9th Cir. 2020) (reiterates that informational‑privacy rights are conditional and subject to governmental interest balancing)
