73 F.4th 143
2d Cir.2023Background:
- Residents filed 19 nearly identical state-court suits (2012–2017) alleging injuries from toxic exposure tied to remediation of the Love Canal Superfund site.
- Hooker/Occidental and the City performed CERCLA remediation; EPA and New York issued certifications/close-out reports (1999, 2004) finding the cleanup protective; residents later reported continuing health problems.
- Defendants removed two early cases to federal court in 2013 on federal-question grounds; the district court remanded in August 2013; the remaining cases stayed in state court.
- In January 2020 plaintiffs filed amended complaints adding three additional CERCLA-related sites as alleged exposure sources; defendants removed all 19 cases on Jan 31, 2020 asserting federal-officer and federal-question jurisdiction.
- The district court remanded as untimely under 28 U.S.C. § 1446(b)(3); the Second Circuit affirmed, holding the 2020 removal untimely and therefore not reaching merit jurisdictional questions.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Timeliness under 28 U.S.C. § 1446(b)(3) | Removal untimely—original complaints already made removability ascertainable; amendment did not create new basis | Amendment created new facts and restarted 30-day clock | Held: Untimely—amendment did not change removability; removability was ascertainable earlier |
| Whether amended pleading first made case removable | Amended facts merely added sources of same injuries; did not create new removability | Amended pleading first established removability for federal-officer/federal-question grounds | Held: Amendment did not first establish removability; defendants conceded same at argument |
| Revival doctrine (successive removal) | Revival inapplicable; defendants get one removal absent a newly removable complaint | Revival doctrine would allow removal when amendment makes complaint essentially new | Held: Court declined to adopt revival here; even if applied, amendments were not substantial enough to constitute a new lawsuit |
| Effect of 2013 remand and duty to raise jurisdiction sua sponte | 2013 remand does not bar defendants from later timely removal if statutory conditions met | 2013 remand was conclusive as to removability and district court should have sua sponte considered federal-officer grounds | Held: Majority rejected defendants’ position; concurrence explained district courts need not sua sponte find unraised theories for removability; timeliness remains dispositive |
Key Cases Cited
- Willingham v. Morgan, 395 U.S. 402 (1969) (rationale for federal-officer removal)
- Rivet v. Regions Bank of Louisiana, 522 U.S. 470 (1998) (scope of federal-question removal)
- BP P.L.C. v. Mayor & City Council of Balt., 141 S. Ct. 1532 (2021) (appellate review may consider all grounds when federal-officer removal is asserted)
- Taylor v. Medtronic, Inc., 15 F.4th 148 (2d Cir. 2021) (interpretation of § 1446(b)(3) and amended-pleading removal timing)
- Cutrone v. Mortg. Elec. Registration Sys., Inc., 749 F.3d 137 (2d Cir. 2014) (30-day removal timing principles)
- Agyin v. Razmzan, 986 F.3d 168 (2d Cir. 2021) (elements for federal-officer removal defense)
- Johnson v. Heublein, Inc., 227 F.3d 236 (5th Cir. 2000) (revival doctrine permitting successive removal in narrow cases)
- S.W.S. Erectors, Inc. v. Infax, Inc., 72 F.3d 489 (5th Cir. 1996) (new facts in later papers can change removability)
- Powerex Corp. v. Reliant Energy Servs., Inc., 551 U.S. 224 (2007) (policy against prolonged jurisdictional litigation after remand)
- Merrell Dow Pharm. Inc. v. Thompson, 478 U.S. 804 (1986) (federal jurisdiction cannot rest on plaintiff theories the plaintiff did not advance)
- Kokkonen v. Guardian Life Ins. Co. of America, 511 U.S. 375 (1994) (burden on party asserting federal jurisdiction)
