13-22 452
13-22 452
| Board of Vet. App. | Oct 31, 2017Background
- Veteran served July 1980–November 1981 and pursued service connection for PTSD with alcohol abuse stemming from a November 2009 claim.
- VA granted service connection and initially assigned a 30% rating prior to September 28, 2010, later increased to 70% effective September 28, 2010 (December 2016 rating decision).
- Veteran sought a rating above 70% for PTSD (from Sept. 28, 2010) and a total disability based on individual unemployability (TDIU) prior to Sept. 28, 2010.
- The record includes VA examinations (Dec 2010; Feb & Apr 2013; Dec 2016), VA and non-VA treatment notes, GAF scores varying mostly in the 50s–70s, and a temporary inpatient hospitalization/detox in Aug–Sep 2013 (brief 100% temporary rating for that period).
- Evidence shows some severe symptoms at times (passive suicidal ideation, periodic detoxification/incarceration), but overall social and occupational functioning (relationships, part-time/occasional work with family/friends) persisted.
- Board concluded the preponderance of the evidence does not show total occupational and social impairment since Sept. 28, 2010; denied rating above 70% and remanded the TDIU issue prior to that date to VA Compensation Service for initial adjudication.
Issues
| Issue | Appellant's Argument | Secretary's/VA Argument | Held |
|---|---|---|---|
| Whether PTSD with alcohol abuse warrants a rating >70% from Sept. 28, 2010 | PTSD symptoms (including hospitalizations, suicidal ideation, substance use, impaired functioning) justify a 100% rating for total occupational and social impairment | Record evidence (exam findings, GAF scores, treatment notes, ongoing relationships and activities) does not show sustained total occupational/social impairment | Denied — rating higher than 70% from Sept. 28, 2010 not warranted; preponderance against 100% and reasonable doubt not for claimant |
| Whether Veteran is entitled to TDIU prior to Sept. 28, 2010 | Veteran reported inability to work due to PTSD and sought TDIU effective earlier dates | Veteran does not meet percentage requirements for TDIU before Sept. 28, 2010; procedural requirement: Board must refer claims not meeting % thresholds to Director, Compensation Service for initial TDIU consideration | REMANDED — case referred to VA Director of Compensation Service for adjudication of TDIU prior to Sept. 28, 2010 (and supplemental SOC if denied) |
Key Cases Cited
- Rice v. Shinseki, 22 Vet. App. 447 (addresses TDIU as part and parcel of the initial rating)
- Hartman v. Nicholson, 483 F.3d 1311 (Fed. Cir. 2007) (VCAA notice not required once service connection is granted)
- Dunlap v. Nicholson, 21 Vet. App. 112 (VCAA duty to notify/assist principles)
- Palczewski v. Nicholson, 21 Vet. App. 174 (VA need not obtain a new exam solely due to passage of time)
- Gilbert v. Derwinski, 1 Vet. App. 49 (preponderance of evidence standard in VA adjudication)
- Fenderson v. West, 12 Vet. App. 119 (staged ratings where condition varies over time)
- Mittleider v. West, 11 Vet. App. 181 (attribution of symptoms when non-service conditions present)
- Mauerhan v. Principi, 16 Vet. App. 436 (examples in rating criteria are illustrative)
- Collier v. Derwinski, 1 Vet. App. 413 (SSA findings are not binding on VA)
- Bowling v. Principi, 15 Vet. App. 1 (Board must refer claims not meeting percentage thresholds to Compensation Service for TDIU consideration)
- Kutscherousky v. West, 12 Vet. App. 369 (appellant may submit additional evidence after remand)
