08-00 063
08-00 063
| Board of Vet. App. | Feb 28, 2017Background
- Veteran served on active duty July 1979–January 1990 and appealed VA RO rating decisions from 2006 onward for service‑connected degenerative joint disease (DJD) of the lumbar spine and bilateral ankles.
- Initial service connection and ratings: low back DJD 20% (effective July 6, 2005); bilateral ankle arthritis 10% (effective July 6, 2005); later separate right ankle 10% (effective March 7, 2011).
- Veteran sought increased ratings; multiple Board remands (2011, 2014, 2016) and VA examinations were obtained, including private July 5, 2011 notes and VA exams in May 2011 and July 2016.
- Key objective findings: severely limited lumbar flexion (e.g., 10–20 degrees forward flexion) but no unfavorable ankylosis or physician‑prescribed bed rest for IVDS; ankle plantar flexion reduced to about 10 degrees bilaterally on July 2016 exam with pain and functional loss.
- Board concluded: lumbar spine rating increased to 40% (effective July 5, 2011) but not to higher than 40%; ankles increased to 20% each effective July 12, 2016; prior periods remain at 10% ankles.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether lumbar DJD warrants >40% | Veteran argued more severe limitation/IVDS justifies >40% | VA argued no unfavorable ankylosis or IVDS incapacitating episodes ≥6 weeks | Denied: no >40% (40% is highest warranted absent ankylosis or ≥6 weeks IVDS) |
| Whether left ankle warrants >10% before 7/12/2016 | Veteran sought increased rating for greater limitation/function loss | VA relied on May 2011 exam showing only moderate limitation | Denied for period prior to 7/12/2016 (remains 10%) |
| Whether left ankle warrants higher rating from 7/12/2016 | Veteran argued functional loss and pain justify higher rating | VA relied on July 2016 exam showing marked limitation (plantar flexion ~10°) | Granted 20% from 7/12/2016 (marked limitation) |
| Whether right ankle warrants parallel increases | Veteran sought increased rating for right ankle similarly | VA presented symmetrical exam findings supporting marked limitation as of July 2016 | Granted 20% from 7/12/2016; prior to that remains 10% |
Key Cases Cited
- Grantham v. Brown, 114 F.3d 1156 (Fed. Cir. 1997) (full grant of service connection for a condition is a final adjudication)
- Scott v. McDonald, 789 F.3d 1375 (Fed. Cir. 2015) (notice requirements)
- Moore v. Shinseki, 555 F.3d 1369 (Fed. Cir. 2009) (VA must obtain relevant VA medical records)
- Golz v. Shinseki, 590 F.3d 1317 (Fed. Cir. 2010) (scope of relevant records)
- Sullivan v. McDonald, 815 F.3d 786 (Fed. Cir. 2016) (VA must obtain identified VA records even if not apparently relevant)
- DeLuca v. Brown, 8 Vet. App. 202 (Vet. App. 1995) (functional loss and flare‑ups must be considered for ROM ratings)
- Johnston v. Brown, 10 Vet. App. 80 (Vet. App. 1997) (application of 38 C.F.R. §§ 4.40, 4.45 considerations)
- Lichtenfels v. Derwinski, 1 Vet. App. 484 (Vet. App. 1991) (painful motion can equate to limitation of motion)
- Thun v. Shinseki, 572 F.3d 1366 (Fed. Cir. 2009) (extraschedular referral standards)
- Johnson v. McDonald, 762 F.3d 1362 (Fed. Cir. 2014) (consideration for extra‑schedular evaluation based on combined effects)
