UNITED STATES OF AMERICA, Appellee, v. DEJUAN RABB, a/k/a SLIM, Defendant, Appellant.
No. 18-1678
United States Court of Appeals For the First Circuit
October 30, 2019
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE [Hon. George Z. Singal, U.S. District Judge]
Julia M. Lipez, Assistant United States Attorney, with whom Halsey B. Frank, United States Attorney, was on brief, for appellee.
I.
The Guidelines define a “career offender” to be an individual over eighteen years of age at the time of the offense of conviction whose offense of conviction is at least their third felony conviction -- whether state or fеderal -- for either a “crime of violence” or a “controlled substance offense” or a combination thereof.
(1) has as an element the use, attempted use, or threatened use of physical force against the person of аnother, or
(2) is murder, voluntary manslaughter, kidnapping, aggravated assault, a forcible sex offense, robbery,
arson, extortion, or the use or unlawful possession of a firearm described in 26 U.S.C. § 5845(a) or explosive material as defined in18 U.S.C. § 841(c) .
The first clause in the “crime of violence” definition is known as the “elements clause,” or the “force clause.” The second clause is commonly referred to as the “enumerated offenses clause,” as it lists a series of crimes, “robbery” among them.
The United States Probation Office‘s Second Revised Presentence Investigation Report (“PSR“) in Rabb‘s case found that he had the requisite number of prior felony convictions to be a “career offender” under the Guidelines. The PSR found that he had committed a “controlled substance offense” based on his 2014 conviction under New York state law for criminal possession of a controlled substance in the third degree. The PSR also found that he had committed a “crime of violence” based on his 2000 conviction for second-degree robbery in violation of
The PSR specifically determined that his 2000 New York state law robbery conviction was for a “crime of violence” because the enumerated offenses clause of the “crime of violence” definition in the Guidelines included “robbery.” The PSR relied
The PSR followed the Guidelines’ instruction to group related counts of conviction -- which Rabb‘s two counts are -- pursuant to
At his sentencing hearing, Rabb argued that his 2000 New York state law robbery conviction did not qualify as a “crime of
Having made that determination, the District Court adopted the PSR‘s determination that Rabb‘s offense level for the group of convictions was 31 and thus that his sentencing range under the Guidelines was for a prison sеntence of 188 to 235 months. The District Court varied downwards, however, and imposed a 140-month prison sentence for each conviction to be served concurrently, to be followed by six years of supervised release. Rabb now appeals.
II.
The only issue that we must resolve on appeal is whether “robbery” in the enumerated оffenses clause of the “crime of violence” definition in the Guidelines encompasses the variant of robbery under New York law that Rabb was convicted of in 2000.
The parties agree that we must apply what is known as the “categorical approach” to resolve this issue. Taylor v. United States, 495 U.S. 575, 600-02 (1990). Under that approach, we focus on the lеast of the conduct encompassed by the assertedly qualifying offense for which Rabb was convicted and not on the “particular facts underlying the conviction.” United States v. Davila-Felix, 667 F.3d 47, 56 (1st Cir. 2011) (quoting United States v. Piper, 35 F.3d 611, 619 (1st Cir. 1994)). In doing so, however, we must focus on whether there is “a realistic probability, not a theoretical possibility,” that the least of the conduct that offense criminalizes is grеater than the conduct encompassed by “robbery” as it is used in the enumerated offenses clause of the Guidelines’ definition of a “crime of violence.” Gonzales v. Duenas-Alvarez, 549 U.S. 183, 193 (2007).
In undertaking this categorical inquiry, “we apply an historical approach.” Steed, 879 F.3d at 447. Thus, we look to “the state of New York law as it stood at the time that [Rabb] was convicted оf attempting to commit that crime.” Id.; see also United States v. Faust, 853 F.3d 39, 57 (1st Cir. 2017), reh‘g denied, 869 F.3d 11 (1st Cir. 2017). Moreover, we must determine whether the underlying criminal offense is “divisible,” in the sense that the statute defining the offense “sets out one or more
The parties agree that New York law, as of the time of Rabb‘s conviction, defined a number of distinct variants of the offense of robbery. The parties further agree that Rabb was convicted of a specific, divisible variant of second-degree robbery under New York law, namely, the variant that is set forth in
Neither party contends, however, that the additional element set forth in
parties in training our focus on the scope of
As of that time, just as now,
A person forcibly steals property and commits robbery when, in the course of committing a larceny, he uses or threatens the immediate use of physical force upon another person for the purpose of:
1. Preventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking; or
2. Compelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny.
The critical question, then, is whether “robbery” as listed in the enumerated offenses clause of the Guidelines’ definition of “crime of violence” encompasses even the kind of purse snatching per se that Steed held that
of the conduct encompassed by “generic robbery” in 2016, which is when the Guidelines that Rabb was sentenced under in 2018 went into effect, see Taylor, 495 U.S. at 593-94 (determining the generic elements of burglary under the Armed Career Criminal Act (ACCA), which was enacted in 1984, by looking to the “generic 1984 definition of burglary“),4 encompasses even such a sudden purse snatching.
“The Government bears the burden of establishing that a prior conviction qualifies as a predicate offense for sentencing enhancement purposes.” Davila-Felix, 667 F.3d at 55; see also United States v. Bryant, 571 F.3d 147, 157-58 (1st Cir. 2009). The government identifies no authority, however, that indicates that generic robbery, as оf 2016, encompassed such snatchings.
In fact, the government has set forth substantial authority to indicate that generic robbery requires a type of force
penalties of the robbery offense.“). The government does not explain how a snatching that occurs in such a sudden manner as to merely make the victim “aware” of the perpetrator‘s presence constitutes the type of conduct that suffices to engender serious fear for safety in the victim or to place the victim in immediate danger. Indeed, substantial authority indicates that generic robbery does not encompass conduct of that kind. See, e.g., 3 Wayne R. LaFave, Substantive Criminal Law § 20.3(d)(1) (3d ed.) (“The great weight of authority, however, supports the view that there is not sufficient force to constitute robbery when the thief snatches property from the owner‘s grasp so suddenly that the owner cannot offer any resistance to the taking.“).
Moreover, the government appears to have accepted as much in the course of responding to Rabb‘s invocation at sentencing of United States v. Fluker, 891 F.3d 541 (4th Cir. 2018), in which the Fourth Circuit held that Georgia robbery was construed “more broadly than generic robbery” because it included “sudden snatching[s],” which only require the force “necessary for the robber to transfer the property taken frоm the owner to his possession.” Id. at 547-49. The government contended in response that Fluker was distinguishable from Rabb‘s case precisely because the offense of conviction under the Georgia robbery statute at issue in Fluker could be committed “by sudden snatching, so there wasn‘t any force involved in their statute by definition,” thereby rendering the Georgia robbery statute “broader than generic robbery.”7
The Supreme Court‘s recent decision in Stokeling v. United States, 139 S. Ct. 544 (2019), also points against the government‘s position. There, in the course of holding that a state robbery offense that requires the defendant to overcome the victim‘s resistance qualifies as a predicate violent felony under the ACCA‘s elements clause, the Court explained that “Congress . . . defined robbery as requiring the use of ‘force or violence’ -- a clear reference to the common law of robbery. And the level of ‘force’ or ‘violence’ needed at common law was by this time well established: ‘Sufficient force must be used to overcome resistance.‘” Id. at 551 (internal citations omitted). The Stokeling Court then looked to the states’ definitions of robbery and found that “[i]n 1986, a significant majority of the States defined nonaggravated robbery as requiring force that overcomes a victim‘s resistance.” Id. at 552. There is no indication that a robbery of that kind includes one committed in
The government at oral argument contended for the first timе that “robbery” in the enumerated offenses clause must be construed to encompass even the kind of sudden purse snatchings described in Steed for a different reason. The government contended that “robbery” must be construed that way because, if the level of force required by “robbery” under the enumerated offenses clause is the samе as that required by the force clause, then the listing of the enumerated offense of “robbery” would not be adding any additional type of crime to the definition of a “crime of violence” in the Guidelines and so would be superfluous.
The government identifies no authority, however, that indicates that an offense that a state labels “robbеry” qualifies as a “robbery” under the enumerated offenses clause without regard to how much of an outlier such an expansive definition of “robbery” turns out to be. Yet, the logic of this late-breaking argument by the government would appear to require that even such an outlier definition of “robbery” would qualify. In any event, the government has waivеd this argument both by raising it only at this late juncture, see United States v. DeMasi, 40 F.3d 1306, 1320 n.14 (1st Cir. 1994), and by failing adequately to develop it, see United States v. Zannino, 895 F.2d 1, 17 (1st Cir. 1990).
III.
Accordingly, we vacate the sentence and remand for resentencing consistent with this opinion.
