ROBERT LYNN PRIDGEN v. THE STATE OF TEXAS
No. PD-0186-15
In the Court of Criminal Appeals, Austin, Texas
APRIL 13, 2015
ORAL ARGUMENT REQUESTED; ABEL ACOSTA, CLERK; On appeal from the 369th District Court, no. 29956, Anderson County, Texas, and the Tyler Court of Appeals, No. 12-13-00136-CR
James W. Volberding
SBN: 00786313
First Place (903) 597-6622
100 E. Ferguson Street (866) 398-6883 (fax)
Suite 500 e-mail: james@jamesvolberding.com
Tyler, Texas 75702
Attorney for the Petitioner, Robert Lynn Pridgen
Mr. Robert Lynn Pridgen, Petitioner, asks the Court to grant discretionary review, then acquittal or retrial of his murder conviction.
THE PARTIES AND THEIR COUNSEL
The following is a list of all parties to the trial court‘s judgment and the names and addresses of all trial and appellate counsel:
Petitioner
Mr. Robert Lynn Pridgen
Petitioner‘s Counsel
Mr. James W. Volberding
First Place
100 E. Ferguson Street
Suite 500
Tyler, TX 75702
(903) 597-6622
Petitioner‘s Trial Counsel
Mr. Jeff Haas
100 E. Ferguson, Suite 908
Tyler, TX 75702
State of Texas
State‘s Appellate Counsel
Ms. Allyson Mitchell
Anderson County District Attorney
500 N. Church Street, Room 38
Palestine, TX 75801
State‘s Trial Counsel
Mr. Douglas Lowe
Mr. Stanley Sokolowski
Mr. Scott Holden
Anderson Co. Asst. District Attorneys
Judges
Hon. Deborah Oakes Evans, 369th District Court, Anderson County
Hon. Bascom W. Bentley, III, 369th District Court, Anderson County
Justices
Hon. Chief Justice James T. Worthen
Hon. Justice Sam Griffith
Hon. Justice Brian Hoyle
/s/ James W. Volberding
_______________________________
James W. Volberding
CONTENTS
The Parties and Their Counsel ................................................................ iii
Authorities................................................................................................ vii
Statement Regarding Oral Argument ................................................... viii
Statement of Jurisdiction ....................................................................... viii
Statement of the Case............................................................................. viii
Statement of Procedural History ..............................................................ix
Grounds For Review ...................................................................................1
Statement of Facts ......................................................................................1
Argument.....................................................................................................8
Ground I. Albeit stating the proper standard, the appellate court erred by actually applying a constitutionally deficient and discredited standard of sufficiency review. .........................................8
A. The court of appeals’ favored items of proof did not come close to eliminating reasonable doubt. ................................... 10
B. The appellate court‘s analysis ignored undisputed facts inconsistent with murder. ......................................................... 15
Ground II. In assessing the case for self-defense, the appellate court erred by applying an unconstitutional hindsight viewpoint as to whether deadly force was necessary. ..................................................18
Ground III. The appellate court erred in holding that the decedent‘s photos of simulated sexual violence were inadmissible. ....................20
A. The photos are material to Pridgen‘s statutorily authorized defense.................................................................................. 21
B. The photos are probative of self-defense.................................. 22
C. The photographs speak loudly for themselves and 12 citizen jurors should be permitted to listen........................................ 23
D. The appellate court undertook its own impermissible fact-weighing and credibility assessment.........................................24
Conclusion .................................................................................................25
Relief Sought.............................................................................................26
Certificate of Compliance .........................................................................27
Certificate of Service.................................................................................27
Appendix....................................................................................................28
Tyler Court of appeals opinion Pridgen v. State, 2014 Tex. App. LEXIS 12915 (Tex. App. --- Tyler Dec. 3, 2014, pet. filed)....................................................................... A-1
Denied sexually explicit photographs by Rohne .................................... A-2
AUTHORITIES
CASES
Brooks v. State, 323 S.W.3d 893 (Tex. Crim. App. 2010) ............17, 24, 25
California v. Trombetta, 467 U.S. 479 (1984) .........................................25
Cooper v. State, 95 S.W.3d 488 (Tex. App.---Houston [1st Dist.] 2002, no pet.) .........................................................................................22
Craig v. Boren, 429 U.S. 190 (1976) ........................................................23
Crane v. Kentucky, 476 U.S. 683 (1986) ..................................................25
Holmes v. South Carolina, 547 U.S. 319 (2006) .....................................25
In re Winship, 397 U.S. 358 (1970) .........................................................17
Jackson v. Virginia, 443 U.S. 307 (1979) ....................................14, 17, 18
Miller v. State, 36 S.W.3d 503 (Tex. Crim. App. 2001) ............ 20, 22, 25
STATUTE
RULES
STATEMENT REGARDING ORAL ARGUMENT
The Court will benefit from oral argument. This fact-intensive murder/self-defense case pivots on two concepts. First, the case delineates the difference between the constitutionally mandated beyond-reasonable-doubt review standard of Jackson v. Virginia and the lower, forbidden civil-sufficiency standard. The court of appeals clearly applied the latter standard. But it never understood it was doing so, a mistake subject to repetition. Second, the case explores the legal framework for admitting pre-incident photos of simulated sexual violence. The jury was explicitly charged to consider evidence of the decedent‘s sexual assault on defendant Pridgen. The photos would have corroborated Pridgen‘s protest that the decedent carried a knife and intended sexual assault. When they were excluded, Pridgen was denied the ability to prove self-defense.
The decision in this case will affect scores of similar murder/self-defense appeals. This appears to be the first case addressing whether admission of intended rape evidence requires proof that the rapist was of the same gender.
STATEMENT OF JURISDICTION
This Court possesses jurisdiction under
STATEMENT OF THE CASE
Nature of the case Prosecution for murder, under
District court Hon. Deborah Oakes Evans, 369th District Court, Anderson County
Course and disposition of proceedings Mr. Pridgen pled not guilty. RR11:8-9. After the court denied his motion for directed verdict, a jury convicted Pridgen of murder, RR15:65; CR166, and sentenced him to 20 years incarceration, RR15:128; CR163, 164. The court denied Pridgen‘s motion for new trial, by operation of law. RR13:137; CR170, 174 (presented).
Properly certified, CR157, Pridgen timely appealed. CR177.
The Court of Appeals affirmed in a written unpublished opinion.
STATEMENT OF PROCEDURAL HISTORY
Date of court of appeals opinion December 3, 2014
Pridgen v. State, 2014 Tex. App. LEXIS 12915 (Tex. App. --- Tyler Dec. 3, 2014, pet. filed)
Date motion for rehearing filed January 20, 2015 (extension granted)
Date rehearing motion overruled January 30, 2015
GROUNDS FOR REVIEW
- Albeit stating the proper standard, the appellate court erred by actually applying a constitutionally deficient and discredited standard of sufficiency review. (Presented: Pridgen‘s Jan. 20, 2015, motion for rehearing at 1; Opening Brf. at 8-24; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
- In assessing the case for self-defense, the appellate court erred by applying an unconstitutional hindsight viewpoint as to whether deadly force was necessary. (Presented: Pridgen‘s motion for rehearing at 11; Opening Brf. at 8-24, 25-28; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
- The appellate court erred in holding that the decedent‘s photos of simulated sexual violence were inadmissible. (Presented: Pridgen‘s motion for rehearing at 13; Opening Brf. at 28-49; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
STATEMENT OF FACTS
Robert “Lynn” Pridgen shot and killed his friend, Paul Rohne, in Pridgen‘s home late at night.
In response to Pridgen‘s 911 call, police drove to Pridgen‘s Montalba home in which Rohne, recently divorced, rented a room. RR14:9. They found Rohne slumped on the love seat, dead. RR12:59, 60-62, 88-93, 121-22.
Nothing was knocked over; there was no sign of any struggle. RR12:139, 181-82; RR14:38, 116-17. When arrested, Pridgen cooperated completely. RR12:100.
At trial Pridgen, 55, a retired TDC prison guard, explained what happened. When his friend Paul Rohne, 40, divorced, Rohne and his ex-wife persuaded Pridgen to rent Rohne a room in Pridgen‘s Montalba house because of Rohne‘s heavy drinking. RR14:12-13, 53-55. Otherwise, they feared, Rohne was “going to kill somebody [with his drunk driving] ‘[i]f he keeps living up there in Tyler.‘” RR14:12, 47-48.
Pridgen retained the master bedroom and the right to come and go. RR14:13.
Pridgen and Rohne, who often drank together, RR14:16-17, 47-49, 52-53, 57, did so this time. Rohne had his own beer and vodka. RR14:17-18; 71-74; SX82, 23 (photos). They drank and smoked until late, watching TV and discussing fishing, hunting, women, politics and the war. RR14:19, 61-64.
Talk turned to sex. A week earlier, Rohne told Pridgen that he hired a couple of Dallas prostitutes to chain him with leg-irons and hand-cuffs to a bed. RR14:20-21, 66-67, 125. This time, Pridgen asked Rohne to tell details. RR14:21-22, 66-67:
I asked Paul, . . . “Tell me what those whores did to you.”
And he said, “Oh, no, I‘m not going to.” Probably 20 minutes later, I said, “Come on, Paul, tell me what they did to you.” And he said, “Oh, you would be surprised.” And a short time
after that, he said to me, “Lynn, you seem to be showing an awful lot of interest in that. You ought to try it some time.” And I said, “You‘ve got to be fucked up.” And that was the end of the conversation regarding any of that.
RR14:22, 26, 68-70 (Grammatical marks inserted for clarity. First paragraph outside jury, but before jury on page 68).
Discussion turned to other subjects. RR14:39-40, 70-71.
Pridgen fell asleep around 11 p.m., upright on the love seat. RR14:30-32, 35, 65, 83-84.
Near 1:25 a.m., he awoke to find the much larger Rohne (Rohne was 6‘, 4-1/4” and weighed 270 pounds; Pridgen is 5‘, 8” and ninety pounds lighter, RR14:38, 50) in unfastened shorts, pressed against Pridgen, with his left hand rubbing Pridgen‘s genitals. RR14:30-32, 34, 85-86, 120 (see photos SX9, 54). (Rohne had recently shaved his pubic hair (RR12:234-35; SX63 (autopsy report, p. 3).) Rohne cooed, “Don‘t get up. Just relax and enjoy the pleasure.” RR14:30-32, 87, 114.
Frightened, Pridgen leapt up and ran the several steps to the sliding glass door, locked. RR14:31-21, 62-63, 88, 90-92. When he turned, he saw Rohne with a knife in his right hand rising from the love seat, eyes toward him. RR14:33, 92-94, 116, 121, 123. Surmising he was
For some minutes Pridgen, very drunk and dazed, stared at Rohne. RR14:36, 99-101. In retrospect, he was suffering shock. RR14:36, 99, 103, 105. He touched nothing. RR14:37. He called 911. RR14:36, 101.
He had never before seen Rohne‘s knife. RR14:37. He certainly did not plant it. RR14:37, 116.
Throughout trial, the State argued—incredulously—that Pridgen had killed Rohne as a means to evict him, and then—in the midst of his deep, drunken stupor somehow managed to fabricate self-defense by:
- planting a knife without leaving any trace of his DNA or prints;
- reading a self-defense article from a gun magazine;
- delaying calling 911;
- calling his brother to concoct self-defense;
falsely claiming attack in the 911 call; and - falsely claiming that Rohne stood from the love seat when his feet were crossed.
See supra and RR15:19-33, 54-64. The State argued that Pridgen made up the account of Rohne‘s sexual advances. According to the State, Rohne was just a good ‘ol boy, like so many of the jurors, and Pridgen‘s contrary testimony was unbelievable.
To counter these arguments and prove self-defense, Pridgen sought to corroborate his testimony about Rohne‘s homosexual attack. He offered photographs taken by Rohne himself and found in Rohne‘s room. The photos cataloged Rohne‘s (1) practice of simulated sexual violence, (2) use of sexual-fantasy toys, and (3) wearing of sexual roleplay clothing—including a “French maid” outfit, suggesting a transsexual lifestyle. (See Appendix A-2.) The trial court barred the proof‘s admission, finding it irrelevant—even under the minimal threshold of
ARGUMENT
Respectfully, the court of appeals’ analysis falls short in three critical respects:
- It applies a constitutionally deficient standard of review.
- It misapplies the substantive elements of self-defense.
- And it gets the admission-of-evidence analysis entirely wrong.
I. Albeit stating the proper standard, the appellate court erred by actually applying a constitutionally deficient and discredited standard of sufficiency review. (Presented: Pridgen‘s Jan. 20, 2015, motion for rehearing at 1; Opening Brf. at 8-24; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
While saying that murder must be proved and self-defense rejected beyond all reasonable doubt – i.e., to a near-certainty – the court of appeals actually applied a constitutionally prohibited “no evidence” standard. The court searched only for a scintilla or mere modicum of allegedly incriminating evidence and, on finding such proof, called it a day.
This is no mere technicality. When examined under the correct standard of review, the proof here misses the required mark (guilt
The scientific proof about the knife – the only probative evidence respecting how it came to be in Rohne‘s hand – was that it was at least equally probable that Rohne wielded the knife as that he didn‘t. See RR12:224 (Pathologist “I wouldn‘t even speculate.“). The responding officers’ comments (about a so-called death grip, etc.) were pure surmise, categorized as non-probative nonsense by the pathologist. RR12:224. This is critical because if Rohne held a knife, the case for murder crumbles, regardless how the Court might analyze any other fact.
The State has not even suggested that a murder conviction could be sustained if Rohne wielded the knife. And it cannot. The remaining items of the State‘s “evidence” (such as the absence of a struggle) either are so flimsy as to be utterly incapable of sustaining any inference at all of murder, or they are so weakly suggestive of it that the unresolvable uncertainty surrounding the knife simply swamps whatever slight
A. The court of appeals’ favored items of proof did not come close to eliminating reasonable doubt.
The reasonable doubt that Rohne‘s knife established was not defeated by any other proof. For its contrary holding, the appellate court listed nine items of evidence that it says “permit[ed] a rational jury to conclude that deadly force was not immediately necessary,” slip op. at 8:
- Bruises on Rohne
- Lack of signs of struggle
- Rohne and Pridgen were intoxicated
- 911 call
- Absence of prior confrontations
- Rohne‘s mellow demeanor
- Weapon discharged at elevated position
- Rohne‘s position on loveseat with ankles crossed
- Pridgen‘s testimony he thought only of Rohne and the knife
| Evidence | Supposition | Rational Test |
|---|---|---|
| Bruises on Rohne | That Pridgen assaulted him |
|
| Lack of signs of struggle | That Pridgen assaulted him |
|
| Evidence | Supposition | Rational Test |
|---|---|---|
| Rohne and Pridgen were intoxicated | In a stupor, Pridgen decided to murder his friend |
|
| 911 Call | Pridgen’s callousness shows lack of remorse |
|
| Absence of prior confrontations | That Rohne did not pull knife |
|
| Evidence | Supposition | Rational Test |
|---|---|---|
| Rohne’s position on loveseat with ankles crossed | That Rohne was sitting when shot |
|
| Pridgen’s testimony he thought only of Rohne and the knife, not rape | That Pridgen shot Rohne only because he had a large knife, not for fear of rape |
|
| Weapon discharged at elevated position | That Pridgen was standing while Rohne was sitting |
|
| Rohne’s mellow demeanor | That Rohne did not pull the knife on Pridgen |
|
While the appellate court was entitled to presume the jury resolvedly conflicting inferences in favor of the prosecution, Jackson v. Virginia, 443 U.S. 307, 326 (1979), this did not authorize the jury to speculate its way into a criminal conviction, any more than it authorized the appellate court to speculate its way to affirmance. And yet that is exactly what has happened. The appellate court has parlayed what is at best a “mere modicum” of proof into the basis for a murder conviction. Constitutional due process forbids this. “[I]t could not be argued that such a “modicum” of evidence could by itself rationally support a conviction beyond a reasonable doubt.” Jackson, 443 U.S. at 320 (emphasis added).
Any attempt to rationalize a murder verdict in this case hinges on speculation that the knife was planted – by the same drunk who made
B. The appellate court’s analysis ignored undisputed facts inconsistent with murder.
The appellate court ignored seven items of incontestable fact:
| Evidence | Proof of Self-Defense |
|---|---|
| The knife |
|
| Pridgen’s home |
|
| Evidence | Proof of Self-Defense |
|---|---|
| The difference in size, age and condition of the two men |
|
| Pridgen’s prison guard training |
|
| Officer’s testimony that shooting in response to knife wielder within 21 feet is appropriate self-defense |
|
| Rohne changed to shorts which he unfastened |
|
| The government’s weak attempt at motive – to expel a renter |
|
The appellate court’s review of cherry-picked evidence—the kind of ‘no-evidence’ review afforded in civil cases—is precisely barred in this criminal case. In re Winship, 397 U.S. 358, 363 (1970) (“[A] person accused of a crime . . . would be at a severe disadvantage, a disadvantage amounting to a lack of fundamental fairness, if he could
II. In assessing the case for self-defense, the appellate court erred by applying an unconstitutional hindsight viewpoint as to whether deadly force was necessary.
(Presented: Pridgen’s motion for rehearing at 11; Opening Brf. at 8-24, 25-28; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
When it comes to self-defense, the appellate court did not even get the substantive elements right. The nub of the court’s analysis, on page eight of its slip opinion, is that certain cherry-picked proof “permit[ted] a rational jury to conclude that deadly force was not immediately necessary ....” Slip op. at 8. But the question is not whether a jury could in hindsight conclude that deadly force was unnecessary. It is whether a jury rationally could conclude to a near certainty that Pridgen – clearly drunk and reacting in real time – could not have formed a reasonable belief that deadly force was necessary, see
The question, as respects self defense under Penal Code Section 9.32, is what Pridgen himself, in the critical instant and faced with the particular circumstances, might reasonably have believed when he pulled the trigger.
III. The appellate court erred in holding that the decedent’s photos of simulated sexual violence were inadmissible.
(Presented: Pridgen’s motion for rehearing at 13; Opening Brf. at 28-49; Directed verdict, RR15:65, MNT, RR13:137; CR170-174).
“A defendant has a fundamental right to present evidence of a defense as long as the evidence is relevant and is not excluded by an established evidentiary rule.”
Evidence in a criminal trial is “relevant” if it has “any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.”
A. The photos are clearly relevant to Pridgen’s statutorily authorized defense.
“The photographs, I’ll concede, there are some images of sexual violence. We are dealing with bondage and S&M nature, where people are in a superior position and an inferior position, where someone was being sometimes violently abused, and someone was receiving that violent abuse.”
Prosecutor, RR2:11-12.
The photos—which depict Rohne role-playing bizarre, violent sexual fantasies—directly addressed the statutory defense jurors were charged to decide: “[a] person is justified in using deadly force ... to prevent the other’s imminent ... sexual assault or aggravated sexual assault.” Jury Charge, CR152-53. The government conceded this indirectly at trial, stating that the photos included “images of sexual violence” and “bondage.” RR2:11-12. The photos counter the government’s contention that Pridgen fired to evict a tenant. They go a long way to answering the prosecutor’s rhetorical question: “And who knows what went on that night?” RR15:62-63. And, of course, the photos are vitally necessary to rebut the government’s cries that
B. The photos are highly probative of self-defense.
To be probative, “the proffered evidence must tend to make the existence of the fact ‘more or less probable than it would be without the evidence.’” Miller, 36 S.W.3d at 507. So what facts are made more or less probable by the photos?
- That Rohne was capable of sexual assault.
- That Rohne had a knife.
- That Rohne grabbed Pridgen’s genitals.
- That Rohne whispered ““Don’t get up. Just relax and enjoy the pleasure.”
- That Rohne’s bruises may have been self-inflicted when using his sex toys (see his chains and clamps, App. A-2).
- That Rohne and Pridgen’s lack of prior confrontation is consistent and explained with the secret and threatening activities Rohne knew of but Pridgen did not.
C. The photographs speak loudly for themselves and 12 citizen jurors should be permitted to listen.
Remarkably, the appellate court erected an artificial barrier to sexual assault evidence: the evidence must be of a homosexual nature when the victim and perpetrator are of the same gender. See slip op. at 10 (“There are no images contained in Defense exhibits 1 through 27 that show Rohne acting as an aggressor or engaging in homosexual conduct.“) This is not only wrong—at least one photo (see App. A-2) showed the giant Rohne cross-dressing in a maid costume—but is a violation of the Equal Protection Clause of the Fourteenth Amendment. See Craig v. Boren, 429 U.S. 190 (1976).
Whether Rohne is homosexual is beside the point. Who is to say that Rohne did not see this encounter with Pridgen as a fresh opportunity to branch out from female prostitutes to male participants? What rational distinction can (or should) be made between simulated violence against women and men, censuring the one, and sanctioning the other?
Further, as the government conceded, RR12:11-12, the photos do show Rohne as an aggressor:
7 of the photos (see App. A-2) show Rohne inflicted pain on himself with a genital clamp (proof his bruises may be self-inflicted); - 3 photos show that Rohne used restraint devices to simulate bondage and pain.
- And other photos (DX7 and DX12) (see App. A-2) display rope, penis clamps, handcuffs and chains --- designed to inflict pain and recognized as deadly weapons. See Hill v. State, 913 S.W.2d 581, 583 (Tex. Crim. App. 1996) (chain is deadly weapon); Castro v. State, 2006 Tex. App. LEXIS 704, 7 (Tex. App. --- Houston [1st Dist.] Jan. 26, 2006, no pet.) (rope is deadly weapon); Smith v. State, 186 N.C. App. 57 (N.C. App. 2007) (handcuffs as deadly weapon).
D. The appellate court undertook its own impermissible fact-weighing and credibility assessment.
The appellate court wrote, “Appellant testified that he shot Rohne because he ‘was in fear of his life and thought Rohne was going to kill him.’ But as the sole judge of witness credibility and the weight to be given their testimony, the jury was free to disbelieve Appellant’s contention that he feared for his life.” Slip op. at 8. But the court withheld an entire class of evidence relevant to whether Pridgen in fact feared for his life. The photos were unique and would have been critical to the “witness credibility” and “weight” determinations on which the
The exclusion of the photos was more than error; it denied critical constitutional rights. “[T]he Constitution guarantees criminal defendants ‘a meaningful opportunity to present a complete defense.’” Crane v. Kentucky, 476 U.S. 683, 690 (1986). As this Court explained in Miller, exclusions of evidence under Rules 401 and 402 implicate the Due Process and Confrontation Clauses of the Sixth and Fourteenth Amendments. See Miller, 36 S.W.3d at 506. By dismissing the photographs of Rohne on mere relevance grounds and refusing retrial, the court of appeals violated Pridgen’s right to present a complete defense, in contravention of Holmes v. South Carolina, 547 U.S. 319 (2006), and the Due Process and Confrontation Clauses of the Sixth and Fourteenth Amendments. See California v. Trombetta, 467 U.S. 479, 485 (1984).
CONCLUSION
A former prison official with no criminal record, standing in his own home, shot a transsexual who pulled a knife and grabbed his
RELIEF SOUGHT
Pridgen seeks discretionary review followed by acquittal or new trial. Respectfully submitted this 6 day of April 2015,
By: /s/ James W. Volberding
___________________________________
JAMES W. VOLBERDING
SBN: 00786313
First Place
100 E. Ferguson Street
Suite 500
Tyler, Texas 75702
(903) 597-6622
(866) 398-6883 (fax)
e-mail: james@jamesvolberding.com
Attorney for Appellant,
Mr. Robert Lynn Pridgen
CERTIFICATE OF COMPLIANCE
I certify that this document is written in 14-point font and contains 4,238 words, as measured from the Statement of Facts through the Relief Sought, plus about 200 words in pages containing exhibits.
/s/ James W. Volberding
____________________________
James W. Volberding
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of this pleading has been delivered this 6 day of April 2015 to:
Anderson County District Attorney
500 N. Church Street, Room 38
Palestine, TX 75801
State Prosecuting Attorney
P. O. Box 13046
Austin, Texas 78711-3046
by the following means:
- _____ By U.S. Postal Service Certified Mail, R.R.R.
- _X___ By First Class U.S. Mail
- _____ By Special Courier _______________________
- _____ By Hand Delivery
- _____ By Fax before 5 p.m.
- _____ By Fax after 5 p.m.
- _____ By email.
/s/ James W. Volberding
____________________________
James W. Volberding
APPENDIX
Tyler Court of appeals opinion Pridgen v. State, 2014 Tex. App. LEXIS 12915 (Tex. App. --- Tyler Dec. 3, 2014, pet. filed) .......................................................................................... A-1
Denied photographs of Rohne ................................................................... A-2
Opinion of the Court of Appeals
IN THE COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT
TYLER, TEXAS
ROBERT LYNN PRIDGEN, APPELLANT
V.
THE STATE OF TEXAS, APPELLEE
§ APPEAL FROM THE 3RD
§ JUDICIAL DISTRICT COURT
§ ANDERSON COUNTY, TEXAS
MEMORANDUM OPINION
Robert Lynn Pridgen appeals his conviction for murder. He raises three issues on appeal. We affirm.
BACKGROUND
An Anderson County grand jury indicted Appellant for the murder of Paul Rohne alleged to have occurred on or about January 27, 2009. It is undisputed that Appellant fired the shot that led to Rohne’s death, but he contends that he was acting in self-defense.
Appellant pleaded “not guilty,” and his first trial resulted in a hung jury. In his second trial, the jury rejected Appellant’s claim of self-defense, found him guilty, and assessed punishment at twenty years of imprisonment. This appeal followed.
SUFFICIENCY OF THE EVIDENCE
In his first two issues, Appellant contends that the evidence is legally and factually sufficient to support his “affirmative defense of self-defense.” Appellant contends that he is entitled to an acquittal because the evidence established his “affirmative claim of self-defense . . . as a matter of law.”
Standard of Review
Appellant contends that the standard of review in this case is governed by the holding in Matlock v. State, 392 S.W.3d 662 (Tex. Crim. App. 2013), but his reliance on Matlock is misplaced. In Matlock, the court of criminal appeals reaffirmed that the civil standards of review apply when an appellant raises a legal or factual sufficiency challenge to a jury‘s adverse finding on his affirmative defense. See Matlock v. State, 392 S.W.3d 662, 668-70 (Tex. Crim. App. 2013). This is because, in a criminal case, a defendant must prove an affirmative defense by a preponderance of the evidence—the civil burden. See id.
Under Matlock, the standard for reviewing the legal sufficiency of the evidence supporting an adverse finding on an affirmative defense is as follows:
When an appellant asserts that there is no evidence to support an adverse finding on which [he] had the burden of proof, we construe the issue as an assertion that the contrary was established as a matter of law. We first search the record for evidence favorable to the finding, disregarding all contrary evidence unless a reasonable fact[]finder could not. If we find no evidence supporting the finding, we then determine whether the contrary was established as a matter of law.
See id. at 669 (citations omitted). When examining whether an appellant established his factual sufficiency claim, the appellate court views the entirety of the evidence in a neutral light, and may sustain a factual sufficiency challenge on appeal
only if, after setting out the relevant evidence and explaining precisely how the contrary evidence greatly outweighs the evidence supporting the verdict, the court clearly states why the verdict is so much against the great weight of the evidence as to be manifestly unjust, conscience-shocking, or clearly biased.
See id. at 671 (citing Meraz v. State, 785 S.W.2d 146, 155 (Tex. Crim. App. 1990) (en banc)). However, the standards set forth in Matlock do not apply to the current case because self-defense is a defense rather than an affirmative defense. Zuliani v. State, 97 S.W.3d 589, 594 (Tex. Crim. App. 2003).
The issue of self-defense is a fact issue to be determined by the jury, and a jury‘s verdict of guilt is an implicit finding that it rejected a defendant‘s self-defense theory. Saxton v. State, 804 S.W.2d 910, 913-14 (Tex. Crim. App. 1991) (en banc). In reviewing the sufficiency of the evidence to support the jury‘s rejection of self-defense, we examine all of the evidence in the light most favorable to the verdict to determine whether any rational trier of fact could have
Applicable Law
The use of deadly force is justified as self-defense under certain circumstances. Morales v. State, 357 S.W.3d 1, 7 (Tex. Crim. App. 2011). An actor is justified in using deadly force against another if (1) the actor would be justified in using force under Section 9.31 of the penal code, and (2) when and to the degree the actor reasonably believes that deadly force is immediately necessary to protect the actor against the other‘s use or attempted use of unlawful deadly force, or to prevent the other‘s imminent commission of murder, sexual assault, or aggravated sexual assault. See
Self-defense is an issue to be determined by the jury. Saxton, 804 S.W.2d at 913. “Defensive evidence which is merely consistent with the physical evidence at the scene of the alleged offense will not render the State‘s evidence insufficient since the credibility determination of such evidence is solely within the jury‘s province and the jury is free to accept or reject the defensive evidence.” Id. at 914.
When a defendant raises self-defense, he bears the burden of producing some evidence to support his defense. See Zuliani, 97 S.W.3d at 594 (citing Saxton, 804 S.W.2d at 913); see also McCurdy v. State, No. 06-12-00206-CR, 2013 WL 5433478, at *3 (Tex. App.—Texarkana Sept. 26, 2013, pet. ref‘d) (mem. op., not designated for publication). Once the defendant produces some evidence supporting his defense, the state then bears the burden of persuasion to “disprove the raised defense.” Zuliani, 97 S.W.3d at 594; see also Tidmore v. State, 976 S.W.2d 724, 729 (Tex. App.—Tyler 1998, pet. ref‘d) (state does not have burden of producing evidence to affirmatively refute self-defense). The burden of persuasion does not require the production of evidence; it requires only that the state prove its case beyond a reasonable doubt. Zuliani, 97 S.W.3d at 594.
The Evidence
It is undisputed that Appellant shot and killed Paul Rohne. Appellant called 911 at approximately 1:25 a.m. on January 27, 2009. The following discourse took place between Appellant and the 911 dispatcher:
Dispatch: Anderson County 911.
Appellant: Yeah, how you doin’ tonight?
Dispatcher: Sir, do you have an emergency?
Appellant: Yeah I do, I got a dead man on my couch. Um.
Dispatcher: You have a dead man on your couch?
Appellant: Yeah, I just shot him.
Dispatcher: You shot him?
Appellant: Yes I did.
Dispatcher: What‘s your name sir?
Appellant: Lynn Pridgen.
Dispatcher: And who is the man you shot?
Appellant: Uh, Paul Rohne.
Dispatcher: And why did you shoot him?
Appellant: Uh, because he was attacking me. But, you know, all this stuff needs to be hashed out in court. But I‘m telling you I got a dead man on my couch and I‘d like a[n] ambulance or something to come get him.
Dispatcher: Okay, hold on for me just a second sir, okay?
Appellant: Yeah.
At approximately 1:30 a.m., law enforcement arrived at the residence. By that time, Appellant‘s 911 call had ended. The 911 dispatcher called Appellant back and informed him that law enforcement was requesting that he exit his residence. In concluding this phone call with the dispatcher, Appellant said, “Cool deal[.] You‘re doin’ good girl. Bye.”
Sergeant Ronnie Foster was among the first officers to enter the residence. He testified that there did not appear to be any signs of struggle, that the temperature inside the residence was
Deputy Michael Mitchell arrived at Appellant‘s residence at the same time as Sergeant Foster. When they arrived, they handcuffed Appellant, and placed him in Mitchell‘s patrol car. Mitchell testified that Appellant had difficulty standing, his speech was slurred, and he smelled heavily of alcohol. He testified that Appellant was intoxicated, which Appellant confirmed when he testified that he was “drunk” the night of the shooting.
Paramedic Matthew Corbin arrived at Appellant‘s residence at approximately 1:50 a.m. Corbin confirmed that Rohne was dead and testified that he was cool to the touch, and his skin was pale and mottled.1 Corbin testified that a large amount of blood was “all over the place,” and that blood was “already coagulating” when he arrived.
The officers collected various items from the scene, including the knife in Rohne‘s right hand and a shotgun that they believed was used in the shooting. They swabbed the knife and shotgun for forensic testing. The trigger of the shotgun contained Appellant‘s DNA, but no DNA profiles could be extracted from the knife. No usable fingerprints were obtained from the gun or the knife.
Cause and Time of Rohne‘s Death
Dr. Delbert Van Deusen, a forensic pathologist, performed an autopsy and determined that Rohne‘s cause of death was a shotgun wound to the chest. He testified that Rohne had a blood alcohol concentration of .33, “a rather obvious bruise on the . . . right side of his face[,] multiple bruises on his arms, a pretibial area on his legs[, and] of course, the shotgun wound to the chest.” The bruising occurred prior to Rohne‘s death, Dr. Van Deusen explained, because bruising requires blood pressure. When Rohne was shot, he instantly lost blood pressure because the gunshot went through his heart. Dr. Van Deusen described the bruising on Rohne‘s arms as “defense wounds” because their pattern indicated that they were incurred from a person attempting to protect his face or body. He agreed that an equally consistent explanation for the cause of Rohne‘s bruising was falling.
Dr. Van Deusen testified that Rohne‘s gunshot wound was front to back, downward, and slightly left to right. He described the wound as “more of a distant gunshot wound.” He
Dr. Van Deusen explained the differences between liver mortis and rigor mortis because the testimony had shown that some of the officers believed Rohne‘s loose grip on the knife was due to the fact that the knife was staged. Sergeant Foster testified that he expected Rohne to have a “death grip” on the knife. Investigator Larry Warrick testified that he thought the positioning of the knife was odd because Rohne‘s hand was “cupping” the knife instead of holding it, and the knife fell out of Rohne‘s hand after Warrick barely touched it.
Dr. Van Deusen testified that there was not anything significant about Rohne‘s left hand having a stronger grip on his glasses and his right hand being more loose and open around the knife. He was asked, “You can‘t say whether [Appellant‘s fingers were] like that and opened up, or whether it was closed, or whether it was never closed, or—I mean, either hand?” Dr. Van Deusen replied, “I wouldn‘t even speculate.”
Appellant‘s Testimony
Appellant is a retired, fifty-nine-year-old man. He is five feet, eight inches tall, weighs 180 pounds, and has chronic obstructive pulmonary disease (COPD). He has worked as a security officer, and as a sergeant and maintenance employee for the Texas prison system. Appellant met Rohne sometime before 2001, and Appellant began renting part of his house to Rohne approximately seven months before the shooting.3
Appellant testified that he originally did not want to rent his house, but after several months of being “begged” by Rohne and Rohne‘s ex-wife, he finally agreed. Appellant testified, “[B]oth he [(Rohne)] and Carla [(Rohne‘s ex-wife)] stated [‘]If I keep living up here,[‘] – or, Carla would say [‘]If he keeps living up there in Tyler, he‘s going to kill somebody.[‘]” Because Appellant occasionally needed the use of his Bois D‘Arc house, his agreement with Rohne was
Appellant described Rohne as a much younger, very large man—over six feet tall and weighing about 270 pounds. Rohne was one of Appellant‘s “drinking buddies.” Appellant testified that Rohne generally had a mellow demeanor when he was drinking but sometimes became depressed and talked about killing himself. Rohne and Appellant never had any disagreements, fights, or arguments prior to January 26, 2009.
Appellant and Rohne talked on the phone almost every night. Appellant testified that he was sure he and Rohne had talked about their “escapades of the past a couple of weeks” before the shooting. But it was not until the week before the shooting that Rohne told Appellant that he hired prostitutes in Dallas to handcuff and leg iron him to a bed.
On January 26, 2009, at approximately 4:00 p.m., Appellant arrived at his Bois D‘Arc house. Once he arrived, he and Rohne began drinking alcohol. During the night, Appellant inquired about Rohne‘s experience with the Dallas prostitutes. Because Rohne had not responded to his previous questions, Appellant continued to prod Rohne for details and stated, “Come on, Paul, tell me what those whores did to you.” Rohne responded, “Oh, you‘d be surprised.” Later that night, Rohne commented on Appellant‘s interest about the Dallas prostitutes and said, “Lynn, you seem to show a lot of interest in that. You ought to try it sometime.”
Sometime after 10:00 p.m., Appellant fell asleep on the loveseat and was awakened by Rohne “rubbing my genitals” with his left hand. Rohne told Appellant, “Don‘t get up. Just relax and enjoy the pleasure.” Approximately one second after Rohne‘s statement, Appellant “jumped up,” and ran to the sliding glass door, but the door was locked. When Appellant turned and looked back at Rohne, he saw that Rohne had a knife in his hand and “was getting up, and coming towards me.” When he saw Rohne standing with the knife, Appellant “thought something bad was fixing to happen” to him. Appellant explained that he felt that he had been sexually assaulted, and the thought running through his mind was that Rohne “was going to rape me, handcuff me up to a bed. He was just running fast.” Appellant shot Rohne as he was “in the process of standing up,” and testified that he shot Rohne because “I was in fear of my life. I thought he was going to kill me.” Appellant testified that one of the photographs of Rohne
On cross examination, Appellant demonstrated how Rohne was positioned on the love seat when he woke up. Appellant confirmed that when he was awakened by Rohne‘s touching, he did not see a knife and had no fear of a knife. But he confirmed that when he shot Rohne, he was thinking only about Rohne and the knife. Appellant testified that “[t]he knife was the immediate danger.” Appellant did not know how Rohne received the bruises on his face and arms, and maintained that he had not fought with Rohne that evening.
Discussion
To accept Appellant‘s claim of self-defense, the jury had to find that Appellant was justified under Section 9.31 of the penal code in using deadly force against Rhone, and that Appellant reasonably believed the deadly force was immediately necessary to protect him against Rhone‘s use or attempted use of deadly force, or to prevent Rhone‘s imminent commission of sexual assault. See
Appellant testified that he shot Rohne because he “was in fear of his life and thought Rhone was going to kill him.” But as the sole judge of witness credibility and the weight to be given their testimony, the jury was free to disbelieve Appellant‘s contention that he feared for his life. See Saxton, 804 S.W.2d at 914. Although Rohne had bruising on his face and arms, the living room showed no signs of struggle, and Rohne‘s gunshot wound showed that the weapon was discharged from an elevated position. This evidence, when viewed in light of Appellant‘s and Rhone‘s intoxication, Appellant‘s 911 phone calls, Rohne‘s mellow demeanor, the absence of prior confrontations between Rohne and Appellant, and Rohne‘s position on the loveseat with his ankles crossed, permits a rational jury to conclude that deadly force was not immediately necessary to protect Appellant from Rohne‘s alleged use or attempted use of unlawful deadly force. See
Appellant testified further that Rhone had rubbed his genitals and he thought Rhone “was going to rape” him. But Appellant contradicted his prior testimony on cross examination when he testified that he was thinking only about Rohne and the knife when he shot Rohne. This evidence permits a rational jury to conclude that it was not reasonable for Appellant to believe that deadly force was immediately necessary to prevent the imminent commission of a sexual assault. See
EXCLUSION OF EVIDENCE
In his third issue, Appellant contends that the trial court abused its discretion by excluding evidence that would have corroborated his testimony. He contends that the excluded evidence proves “Rohne was an aggressive bisexual hungry to role play bizarre sexual encounters including rape, bondage, and torture.”
Standard of Review
A trial court has considerable discretion in determining whether to exclude or admit evidence. See Montgomery v. State, 810 S.W.2d 372, 391 (Tex. Crim. App. 1991) (en banc) (op. on reh‘g); State v. Dudley, 223 S.W.3d 717, 724 (Tex. App.—Tyler 2007, no pet.). Absent an abuse of discretion, we will not disturb a trial court‘s decision to admit or exclude evidence on appeal. Dudley, 223 S.W.3d at 724 (citing Martin v. State, 173 S.W.3d 463, 467 (Tex. Crim. App. 2005)). Under this standard, we will uphold a trial court‘s evidentiary ruling as long as the ruling is within the “zone of reasonable disagreement.” Id.
Applicable Law
Evidence is relevant if it has “any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.”
In determining whether evidence is relevant, it is important that courts examine the purpose for which the evidence is being introduced. Layton v. State, 280 S.W.3d 235, 240 (Tex. Crim. App. 2009) (citations omitted). It is critical that there is a direct or logical connection between the actual evidence and the proposition sought to be proved. Id.
An alleged victim‘s prior specific acts of violence are admissible “only to the extent that they are relevant for a purpose other than character conformity.” Torres v. State, 71 S.W.3d 758, 760 (Tex. Crim. App. 2002). In the context of proving the deceased was the first aggressor,
Discussion
The only contested issue at trial was whether Appellant shot Rohne in self-defense. Appellant testified that Rohne was the first aggressor because Rohne rubbed Appellant‘s genitals, told him to relax and enjoy the pleasure, and then began to stand up from the loveseat holding a knife in his hand. The trial court excluded twenty-seven exhibits that Appellant argues would have increased the probability that Rohne (1) was an aggressive transvestite, (2) who fondled Appellant‘s genitals, (3) told Appellant to relax and enjoy the pleasure, and (4) whose next steps “apparently were to force or role play [Appellant‘s] rape with a knife (or perhaps [Appellant‘s] involuntary, forced rape of Rohne).”
Defense exhibits 2 through 27 are photographs of items found inside Rohne‘s room. The items include women‘s shoes, women‘s undergarments and other clothing, and various “sex toys.” Defense exhibit 1 is a disc containing the results of a forensic search of Rohne‘s laptop. The disc contains several different files that include links to websites which purport to contain sexually explicit material, pornographic images of male genitalia, pornographic images of women, and pornographic images of Rohne. The pornographic images of Rohne showed him wearing women‘s clothing, being subjected to sexual acts with women in which he was in a submissive position, or wearing other items with his genitals exposed. There are no images contained in Defense exhibits 1 through 27 that show Rohne acting as an aggressor or engaging in homosexual conduct.
In order for Defense exhibits 1 through 27 to be admissible, they must explain the outward aggressive conduct of Rohne at the time he was shot. Id. at 762. The evidence at trial does not show that Rohne was wearing any of the items depicted in the proffered photographs, or
Although the items found in Rohne‘s bedroom and laptop show that Rohne engaged in unorthodox sexual practices, they do not make more or less probable the fact that Appellant was in fear for his life when he shot Rohne or that he believed Rohne was going to rape him. See id. Moreover, Defense exhibits 1 through 27 do not demonstrate Rohne‘s state of mind, intent, or motive on the night of the shooting. See Torres, 71 S.W.3d at 760-62. Thus, the exhibits are not relevant apart from showing character conformity. See
DISPOSITION
Having overruled Appellant‘s second and third issues, we affirm the judgment of the trial court.
JAMES T. WORTHEN
Chief Justice
Opinion delivered December 3, 2014.
Panel consisted of Worthen, C.J., Griffith, J., and Hoyle, J.
(DO NOT PUBLISH)
COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT OF TEXAS
JUDGMENT
DECEMBER 3, 2014
NO. 12-13-00136-CR
ROBERT LYNN PRIDGEN,
Appellant
V.
THE STATE OF TEXAS,
Appellee
Appeal from the 3rd District Court
of Anderson County, Texas (Tr.Ct.No. 29956)
THIS CAUSE came to be heard on the appellate record and briefs filed herein, and the same being considered, it is the opinion of this court that there was no error in the judgment.
It is therefore ORDERED, ADJUDGED and DECREED that the judgment of the court below be in all things affirmed, and that the decision be certified to the court below for observance.
James T. Worthen, Chief Justice.
Panel consisted of Worthen, C.J., Griffith, J., and Hoyle, J.
