RICHMOND v. LEWIS, DIRECTOR, ARIZONA DEPARTMENT OF CORRECTIONS, ET AL.
No. 91-7094
Supreme Court of the United States
Argued October 13, 1992—Decided December 1, 1992
506 U.S. 40
Paul J. McMurdie argued the cause for respondents. With him on the brief were Grant Woods, Attorney General of Arizona, and Jack Roberts, Assistant Attorney General.
JUSTICE O‘CONNOR delivered the opinion of the Court.
The question in this case is whether the Supreme Court of Arizona has cured petitioner‘s death sentence of vagueness error.
I
On August 25, 1973, Bernard Crummett had the misfortune to meet Rebecca Corella in a Tucson, Arizona, bar. Crummett left the bar with Corella and, in the parking lot, met petitioner, who had been waiting for Corella with his girlfriend, Faith Erwin. Corella agreed to perform an act of prostitution with Crummett, and petitioner drove the group to Corella‘s hotel. There, Corella communicated to petitioner that Crummett was “loaded,” and petitioner in turn whispered to Erwin that he intended to rob Crummett.
After Corella and Crummett concluded their encounter at the hotel, the group again went for a drive, this time to a deserted area outside Tucson, where, Crummett believed, Corella would perform another act of prostitution. Petitioner stopped the car and got out. He first struck Crummett to the ground and next threw several large rocks at Crummett‘s head. Crummett‘s watch and wallet were
The State of Arizona charged petitioner with robbery and first degree murder. Erwin testified at the jury trial that petitioner drove the car over Crummett, but admitted that she had been intoxicated by heroin at the time. A defense witness stated that Erwin previously had identified Corella as the driver. Neither Corella nor petitioner took the stand, although the prosecution did introduce a postarrest statement by petitioner in which he acknowledged robbing Crummett but claimed that Corella was the driver. There was medical testimony that a car had crushed Crummett‘s head, killing him, and that the injuries to his trunk, also vehicular, took place at least 30 seconds later.
Petitioner was convicted of both robbery and first degree murder. The jury was instructed as to the elements of felony murder as well as premeditated murder; the murder conviction was returned by a general verdict. Judge Roylston held the pеnalty hearing required by
Petitioner unsuccessfully sought postconviction relief in the trial court, attaching two affidavits by persons who
Petitioner‘s resentencing took place in March 1980. At the hearing, one defense witness testified that Erwin had identified Corella as the driver, while another stated that Corella had admitted the same. The defense also produced evidence of petitioner‘s rehabilitation in prison and of the effect his execution would have on his family. Judge Roylston again sentenced petitioner to death, this time finding three statutory aggravating circumstances: under
A divided Supreme Court of Arizona affirmed, with each of the five justices joining one of thrеe opinions. State v. Richmond, 136 Ariz. 312, 666 P. 2d 57 (1983) (Richmond II). Chief Justice Holohan wrote the principal opinion for himself and for Justice Hays, rejecting various challenges to petitioner‘s sentence, including a challenge to the (F)(6) factor. He reasoned that petitioner‘s offense was “heinous” and “depraved” (but not “cruel“) and that this factor was not unconstitutionally vague:
“In [State v. Gretzler, 135 Ariz. 42, 659 P. 2d 1, cert. denied, 461 U.S. 971 (1983)], we discussed factors which lead to a finding of heinousness or depravity. One factor is the infliction of gratuitous violencе on the victim; another related factor is the needless mutilation of the victim. Here the victim was already unconscious and bleeding when he was run over not once, but twice, each time from a different direction. The evidence indicates that the first run by the vehicle was over the victim‘s head crushing his skull and killing him. The second run of the vehicle was over the body of the victim.... Again the fact that the victim in the instant case was run over
twice and his skull was crushed, we find to be a ghastly mutilation of the victim.” Id., at 319, 666 P. 2d, at 64.
The principal opinion then conducted an independent review of the sentence, concluding that “the mitigation offered by [petitioner] is not sufficiently substantial to outweigh the [three] aggravating circumstances.” Id., at 321, 666 P. 2d, at 66.
Justice Cameron, joined by Vice Chief Justice Gordon, wrote a special concurrence. “I concur in the [principal opinion] except its finding that this crime was heinous and depraved, and I concur in the result.” Id., at 324, 666 P. 2d, at 69. The concurring justices contended that petitioner committed neither “gratuitous violence” nor “needless mutilation” within the meaning of State v. Gretzler, 135 Ariz. 42, 659 P. 2d 1, cert. denied, 461 U. S. 971 (1983). Gratuitous violence would have obtained only if petitioner “knew or should have known that the victim was dead after the first pass of the car“—if he “inflicted any violence on the victim which he must have known was ‘beyond the point necessary to kill.‘” Richmond II, 136 Ariz., at 323, 666 P. 2d, at 68. Similarly, needless mutilation was interpreted to mean “distinct acts, apart from the killing, specifically performed to mutilate the victim‘s body.” Ibid. But thе concurrence agreed that a death sentence was appropriate for petitioner, even absent the (F)(6) factor.
Justice Feldman dissented. He argued that the murder was not “especially heinous, cruel or depraved” and that the mitigating evidence of petitioner‘s rehabilitation precluded a death sentence. Id., at 324-325, 666 P. 2d, at 69-70.
We denied certiorari. 464 U.S. 986 (1983). Petitioner filed a habeas corpus action in the United States District Court for the District of Arizona, challenging his sentence and cоnviction. The District Court denied relief, Richmond v. Ricketts, 640 F. Supp. 767 (1986), and the Ninth Circuit affirmed, 921 F. 2d 933 (1990). As to the (F)(6) factor, the panel held that a valid narrowing construction of that factor
The Ninth Circuit denied rehearing en banc, with four judges dissenting. Id., at 1476. We granted certiorari, 503 U. S. 958 (1992), and now reverse.
II
Petitioner challenges his death sentence imposed at resentencing in 1980. He argues that the “especially heinous, cruel or depraved” aggravating factor specified by
The relevant Eighth Amendment law is well defined. First, a statutory aggravating factor is unconstitutionally vague if it fails to furnish principled guidance for the choice between death and a lesser penalty. See, e. g., Maynard v. Cartwright, 486 U. S. 356, 361-364 (1988); Godfrey v. Georgia, 446 U. S. 420, 427-433 (1980). Second, in a “weighing” State, where the aggravating and mitigating factors are balanced against each other, it is сonstitutional error for the sentencer to give weight to an unconstitutionally vague aggravating factor, even if other, valid aggravating factors ob-
Arizona‘s “esрecially heinous, cruel or depraved” factor was at issue in Walton v. Arizona, supra. As we explained, “there is no serious argument that [this factor] is not facially vague.” 497 U. S., at 654. Respondents do not argue that the factor had been narrowed adequately prior to petitioner‘s resentencing. Thus it would have been error for Judge Roylston to give weight to the (F)(6) factor, if he indeed balanced the aggravating and mitigating factors in resentencing petitioner, and respondents now agree that the judge did engage in this weighing process. See Brief for Respondents 44 (“Arizona Is a Weighing State“). The Arizona sentencing statute provides:
“In determining whether to impose a sentence of death... the court shall take into account the aggravating and mitigating circumstances included in... this section and shall impose a sentence of death if the court finds one or more of the aggravating circumstances... and that there are no mitigating circumstances sufficiently substantial to call for leniency.”
Ariz. Rev. Stat. Ann. § 13-703(E) (1989) .
This provision governed petitioner‘s resentencing and remains unamended in relevant part. Read most naturally, it requires the sentencer to weigh aggravating and mitigating circumstances—to determine the relative “substan[ce]” of the two kinds of factors. And the provision has been con-
Rather, they point to State v. Gretzler, supra, which issued subsequent to the resentencing but prior to Richmond II, and which provided an adequate nаrrowing construction of the “especially heinous, cruel or depraved” factor. See Lewis v. Jeffers, supra, at 777-778 (holding that Gretzler definitions adequately narrowed (F)(6) factor); Walton v. Arizona, supra, at 652-655 (same). Respondents assert that the principal opinion in Richmond II properly applied the Gretzler construction of the (F)(6) factor, while the concurrence ignored the factor, and that both opinions reweighed. Petitioner argues that the principal opinion improperly applied Gretzler, and that the concurrence did not reweigh.
We agree with petitioner that the concurrence in Richmond II did not reweigh. Our prior cases do not specify the degree of clarity with which a state appellate court must reweigh in order to cure an otherwise invalid death sentence, see Clemons v. Mississippi, supra, at 750-752; cf. Sochor v. Florida, 504 U. S. 527, 540 (1992) (discussing clarity of state appellate court‘s harmless-error analysis); Stringer v. Black, 503 U. S., at 229-232 (same), and we need not do so here. At a minimum, we must determine that the state court actually reweighed. “[W]hen the sentencing body is told to weigh an invalid factor in its decision, a reviewing court may not assume it would have made no difference if the thumb had been removed from death‘s side of the scale,” id., at 232, nor can a court “cure” the error without deciding, itself, that the valid aggravating factors are weightiеr than the mitigating factors. “[O]nly constitutional harmless-error analysis or
The concurring justices in Richmond II did not purport to perform such a calculus, or even mention the evidence in mitigation. Respondents suggest that we presume reweighing, both because the justices of the Supreme Court of Arizona have an obligation to reweigh as part of their “independent review” of death sentences, and because Justices Cameron and Gordon concurred in the portion of the principal opinion that articulated this obligation. Although there is some force to this suggestiоn, any presumption of reweighing is overcome by the language of the concurrence itself. After arguing that petitioner‘s offense did not satisfy the (F)(6) factor, the concurrence offered this brief explanation why a death sentence was justified nonetheless.
“The criminal record of this defendant, however, clearly places him above the norm of first degree murderers. He has been convicted of another first degree murder and a kidnapping, each arising in sepаrate incidents. This history of serious violent crime justifies the imposition of the death penalty.” Richmond II, 136 Ariz., at 323-324, 666 P. 2d, at 68-69.
The plain meaning of this passage is that petitioner‘s aggravated background provided a conclusive justification for the death penalty. The passage plainly evinces the sort of automatic affirmance rule proscribed in a “weighing” State—“a rule authorizing or requiring affirmance of a death sentence so long as there remains at least one valid aggravating circumstance.” Clemons v. Mississippi, 494 U. S., at 751.
Of course, the question to be decided by a federal court on petition for habeas corpus is not whether the state sentencer committed state-law error in relying upon an adequately narrowed aggravating factor. See Lewis v. Jeffers, 497 U. S., at 780. Rather, the federal, constitutional question is whether such reliance is “so arbitrary or capricious as to constitute an independent due process or Eighth Amendment violation.” Ibid. Gretzler, the narrowing construction of Arizona‘s (F)(6) factor, reads as follows:
“[T]he statutory concepts of heinous and depraved involve a killer‘s vile state of mind at the time of the mur-
der, as evidenced by the killer‘s actions. Our cases have suggested specific factors which lead to a finding of heinousness or depravity. “[One such factor] is the infliction of gratuitous violence on the victim....
“[Another] is the needless mutilation of the victim.” 135 Ariz., at 51-52, 659 P. 2d, at 10-11.
A murderer who intentionally drives a car over his victim twice arguably commits “gratuitous violence” within the meaning of Gretzler, whether or not he knows that the victim is dead after the first pass. An Arizona sentencer would not commit constitutional error by relying on the (F)(6) factor in sеntencing that murderer. Although it may be true that knowledge of the victim‘s condition is required as a matter of Arizona law, indeed Richmond II itself may now stand for that state-law proposition, “federal habeas corpus relief does not lie for errors of state law.” Lewis v. Jeffers, supra, at 780. On the other hand, respondents do agree that, on the facts of this case, the Eighth Amendment would preclude the application of the (F)(6) factor to petitioner if he did not intentionally drive the car over Crummett. Tr. of Oral Arg. 38-39. Cf. Tison v. Arizona, 481 U. S. 137, 156-158 (1987) (conduсt short of intentional killing may show culpable mental state that justifies death penalty).
But we need not decide whether the principal opinion in Richmond II remained within the constitutional boundaries of the (F)(6) factor. Respondents assume that at least a majority of the Supreme Court of Arizona needed to perform a proper reweighing and vote to affirm petitioner‘s death sentence if that court was to cure the sentence of the initial vagueness error. See Brief for Respondents 27, 49, n. 16. Thus, even assuming that the two justices who joined the principal opinion properly reweighed, their votes did not suffice to validate the death sentence. One more proper vote was needed, but there was none. As we have already ex-
III
Petitioner‘s death sentence was tainted by Eighth Amendment error when the sentencing judge gave weight to an unconstitutionally vague aggravating factor. The Supreme Court of Arizona did not cure this error, because the two justices who concurred in affirming the sentence did not actually perform a new sentencing calculus. Thus the sentence, as it stands, violates the Eighth Amendment.
We reverse the judgment of the Court of Aрpeals and remand with instructions to return the case to the District Court to enter an order granting the petition for a writ of habeas corpus unless the State of Arizona within a reasonable period of time either corrects the constitutional error in petitioner‘s death sentence or vacates the sentence and imposes a lesser sentence consistent with law.
It is so ordered.
JUSTICE THOMAS, concurring.
The Court holds that the concurring Arizona Supreme Court justices violated the rule of Clemons v. Mississippi, 494 U. S. 738 (1990), by failing to reweigh aggravating and mitigating circumstances after concluding that only two of the three aggravating circumstances found by the trial court were present in this case. Respondents do not claim that this rule is a new one for purposes of Teague v. Lane, 489 U. S. 288 (1989), and that it is consequently unavailable to a habeas petitioner. The reason, presumably, is that a Teague defense is foreclosed by Stringer v. Black, 503 U. S. 222 (1992), which held that “there was no arguable basis” in Feb-
I joined the dissent in Stringer, and I continue to think that case was wrongly decided. In particular, I remain convinced that Stringer transformed Teague‘s retroactivity principle from a rule that validates “reasonableness” into a rule thаt mandates “prescience.” 503 U. S., at 244 (SOUTER, J., dissenting). Had Stringer been decided differently, petitioner could not now complain that two Arizona Supreme Court justices violated the Constitution in 1983 by neglecting to reweigh. Nevertheless, because Stringer is good law, and because I agree that the concurring justices in this case did not reweigh, I join the Court‘s opinion.
JUSTICE SCALIA, dissenting.
The Court today holds that Justice Cameron‘s special concurrence erred in that, after having found that this murder was not committed in an “especially heinous, cruel or depraved manner,”
Under Arizona law, a murderer is eligible for the death penalty if the trial court finds at least one statutory aggravating circumstance.
Since in my view compliance with Furman is all that was required, any error committed by Chief Justice Holohan‘s
