HUGHES v. ROWE ET AL.
No. 79-6000
Supreme Court of the United States
Decided November 10, 1980
449 U.S. 5
Petitioner, an inmate of the Illinois State Penitentiary, asks us to review an order dismissing his civil rights action against the respondent corrections officers and directing him to pay counsel fees of $400 for services rendered by the Attorney General of Illinois in representing the respondents in that action.
After granting a motion to dismiss the complaint for failure to state a constitutional violation, the District Court ordered petitioner to show cause why fees of $400 should not be taxed against him under
novel question presented by petitioner by affirming the fee award in an unpublished order.3 We now grant the motion for leave to proceed in forma pauperis and the petition for certiorari and reverse the judgment of the Court of Appeals.
I
On September 20, 1977, petitioner was charged with a violation of prison regulations and placed in segregation. At a disciplinary hearing two days later, petitioner admitted that
Petitioner exhausted his administrative remedies and then filed a complaint under
In its order affirming the action of the District Court, the Court of Appeals correctly noted that the Due Process Clause of the Fourteenth Amendment affords a prisoner certain minimum procedural safeguards before disciplinary action may be taken against him.6 Because the record did not reveal a violation of those safeguards at the hearing on September 22, the Court of Appeals concluded that the complaint had been properly dismissed. However, the Court of Appeals seems to have overlooked the fact, clearly stated in petitioner‘s brief on appeal, that the disciplinary hearing did not take place until two days after petitioner was placed in segregation on September 20. Nothing in the papers filed on behalf of the respondents purports to justify or explain the segregation of petitioner for two days in advance of the disciplinary hearing.
II
Petitioner‘s complaint, like most prisoner complaints filed in the Northern District of Illinois, was not prepared by counsel. It is settled law that the allegations of such a complaint, “however inartfully pleaded” are held “to less stringent standards than formal pleadings drafted by lawyers . . . .” Haines v. Kerner, 404 U. S. 519, 520 (1972). See also Maclin v. Paulson, 627 F. 2d 83, 86 (CA7 1980); French v.
Applying these principles to petitioner‘s amended complaint, we conclude that all but one of its allegations were properly dismissed for failure to state a claim. Petitioner‘s allegations of bias and procedural irregularities in the September 22 hearing, unequal treatment, and cruel and unusual punishment, even when liberally construed, were insufficient to require any further proceedings in the District Court. We therefore affirm the dismissal of these claims.
Petitioner‘s allegation that he had been confined unnecessarily to segregation is of a different character. It can be construed as a contention that his confinement to segregation violated due process because it took place without a prior hearing. It is clear from the facts alleged in the amended complaint that petitioner was confined in segregation for two days before a hearing was held. Indeed, petitioner expressly stated this claim in procedural due process terms in his response to the defendants’ motion to dismiss the amended complaint.8
Our discussion of this claim is not intended to express any view on its merits. We conclude merely that the amended complaint was adequate at least to require some response from the defendants, by way of affidavit or otherwise, to petitioner‘s claim that he was unjustifiably placed in segregation without a prior hearing. Although petitioner‘s pleadings are prolix and lacking in stylistic precision, this is not a case like Estelle v. Gamble, 429 U. S. 97 (1976), in which a pro se litigant‘s detailed recitation of the facts reveals on its face the insufficiency of the complaint. We cannot say with assurance that petitioner can prove no set of facts in support of his claim entitling him to relief. Haines v. Kerner, 404 U. S., at 521. Accordingly, the Court of Appeals should have reversed the dismissal of this claim and remanded for further proceedings.12
III
The award of attorney‘s fees entered against petitioner must be vacated.
In Christiansburg Garment Co. v. EEOC, 434 U. S. 412 (1978), we held that the defendant in an action brought under Title VII of the Civil Rights Act of 1964 may recover attorney‘s fees from the plaintiff only if the District Court finds “that the plaintiff‘s action was frivolous, unreasonable, or without foundation, even though not brought in subjective bad faith.” Id., at 421. Although arguably a different standard might be applied in a civil rights action under
“To take the further step of assessing attorney‘s fees against plaintiffs simply because they do not finally prevail would substantially add to the risks inhering in most litigation and would undercut the efforts of Congress to promote the vigorous enforcement of the provisions of Title VII. Hence, a plaintiff should not be assessed his opponent‘s attorney‘s fees unless a court finds that his claim was frivolous, unreasonable, or groundless, or that the plaintiff continued to litigate after it clearly became so.” 434 U. S., at 422.
These limitations apply with special force in actions initiated by uncounseled prisoners. Faithful adherence to the principles of Haines v. Kerner dictates that attorney‘s fees should rarely be awarded against such plaintiffs. The fact that a prisoner‘s complaint, even when liberally construed, cannot survive a motion to dismiss does not, without more, entitle the defendant to attorney‘s fees. An unrepresented litigant should not be punished for his failure to recognize subtle factual or legal deficiencies in his claims. As the Court noted in Christiansburg, even if the law or the facts are somewhat questionable or unfavorable at the outset of litigation, a party may have an entirely reasonable ground for bringing suit. 434 U. S., at 422.
Despite the lower court‘s conclusion to the contrary, the allegations of petitioner‘s amended complaint are definitely not meritless in the Christiansburg sense. Even those allegations that were properly dismissed for failure to state a claim deserved and received the careful consideration of both the District Court and the Court of Appeals.13 Allegations that,
The judgment of the Court of Appeals is affirmed in part and reversed in part and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
THE CHIEF JUSTICE would grant the petition and set the case for oral argument.
JUSTICE STEWART would affirm the judgment of the Court of Appeals insofar as it affirmed the District Court‘s dismissal of the petitioner‘s complaint. He substantially agrees, however, with what is said in Part III of the Court‘s per curiam opinion, and for those reasons would reverse the judgment insofar as it affirmed the award of attorney‘s fees entered against the petitioner.
JUSTICE WHITE, concurring in part and concurring in the result.
I agree with the result reached in Part II of the per curiam opinion. Under Wolff v. McDonnell, 418 U. S. 539 (1974), a prior hearing was required for the particular disciplinary action involved here---segregation and loss of good time. But as Wolff makes clear, Fourteenth Amendment procedural protections were triggered only because under state law-here prison regulations—segregation and good-time reductions could be imposed only for serious disciplinary lapses and only after a prior hearing.1 Under these regulations, segregation
prior to a hearing could occur only for reasons of prison security and safety.2 I agree that there have been no findings that warranted dispensing with the prior hearing.
It is well to point out, however, that although petitioner sought compensatory and punitive damages, as well as declaratory relief, he had a full hearing within 48 hours of his confinement, his guilt was properly established (indeed, he admitted his conduct as he had before), and the discipline imposed on him was found to be justified. Even if petitioner is successful in proving a due process deprivation, his damages would be limited to those flowing from postponement of a hearing for two days. Under Carey v. Piphus, 435 U. S. 247 (1978), it is likely that only nominal damages would be awardable.
I am in accord with Part III of the Court‘s opinion.
JUSTICE REHNQUIST, dissenting.
In its effort to distill some vaguely tenable claim from petitioner‘s complaint, the Court ignores crucial admissions in
“[I] was placed in segregation unnecessarily on September 20, 1977, because there was no violence involved, and I was not a ‘clear and present’ danger. Additionally, I had admitted to Captain C. D. Tuttle that I had been drinking.” Amended Complaint ¶ 13.1
The complaint also reveals that petitioner has “a problem with alcohol.” Id., at 14.2 In light of these admissions it is difficult to see what purpose the hearing which the Court rules may have been constitutionally required would have served. The hearing would not be held to determine if petitioner violated prison regulations; he admitted that he had when apprehended. Nor would the hearing be held to determine appropriate punishment. That hearing, before the re-
In light of the facts admitted by petitioner, however, it is clear that he cannot state a claim against the prison officials for not holding such a hearing. The reports of the conduct of which petitioner admitted being guilty described his condition as “tipsy, speech slurred” and stated that petitioner “had all the appearance of being drunk” and “appeared to be intoxicated.” In his grievance filed on September 24 petitioner again admitted that he had gotten “drunk” the night of the 20th.3
Indeed, it is difficult to envision exactly how an intoxicated inmate would participate in any meaningful way in a hearing held immediately after the drinking incident. A strong argument could certainly be advanced that it would have been a violation of petitioner‘s rights to hold a hearing when he was, as he admitted, drunk.
This case is thus like Codd v. Velger, 429 U. S. 624 (1977), where we held that no constitutional violation occurred when an untenured employee was discharged without a hearing. No hearing was required to permit the employee to clear his name, since he did not dispute the truth of the allegedly stigmatizing reason for the discharge. Here the case is even stronger, since petitioner not only does not contend he was innocent of any violation but also admitted his guilt at the time of the incident. In Codd no hearing was required on whether the discharge was justified in light of the employee‘s conduct because the employee had no property interest in continued employment. So, too, here no hearing was required on whether removal from the general prison population pending convening of the review board was justified, since this decision is within the discretion of prison officials and, in view of petitioner‘s admissions, no abuse of discretion can be shown.4
Even if petitioner had not represented a threat to prison security himself, his removal from the general prison population for a brief period5 was fully justified in order to protect the integrity of the later hearing before the review board. Permitting inmates to return to the general prison population following a serious breach of prison discipline or violation of prison rules poses difficulties in terms of alibi construction and witness intimidation. The problems were certainly present in this case, where one of three inmates involved in a single incident admitted the charges but the other two denied them. The argument that such investigative justifications cannot outweigh the burden imposed on an innocent or possibly innocent inmate, whatever its merit in other cases, is of course not applicable in this case where petitioner has admitted and continues to admit his guilt.
Nothing in the foregoing detracts from the rule of Haines v. Kerner, 404 U. S. 519 (1972), concerning the liberality with which pro se inmate complaints are to be read, since the complaint itself contains the admission of guilt which undermines any colorable claim. I would also note that petitioner filed his original and amended complaints on forms designed to make it easier for pro se inmates to articulate their claims. Such forms should make the problem of Haines v. Kerner recur less frequently by isolating the relevant information for the district court judge. The Court notes that the District Court gave petitioner‘s complaint “careful consideration,” and Judge Swygert below argued that “it is quite evi-
The award of attorney‘s fees was entirely proper in this case. The District Court expressly found that petitioner‘s suit was meritless in response to respondents’ motion, which was based on Christiansburg Garment Co. v. EEOC, 434 U. S. 412 (1978), and cited that case extensively. It is clear, therefore, that the District Court was using “meritless” as that term was understood in Christiansburg, supra, at 421 (“the term ‘meritless’ is to be understood as meaning groundless or without foundation, rather than simply that the plaintiff has ultimately lost his case“).
The decision whether to award attorney‘s fees under
