A QUANTITY OF COPIES OF BOOKS ET AL. v. KANSAS
No. 449
Supreme Court of the United States
Argued April 1-2, 1964. Decided June 22, 1964.
378 U.S. 205
William M. Ferguson, Attorney General of Kansas, argued the cause for appellee. With him on the brief were Robert E. Hoffman, J. Richard Foth and Richard H. Seaton, Assistant Attorneys General of Kansas, and William Clement.
The following State Attorneys General joined in the brief for appellee: Waggoner Carr of Texas, Richard W. Ervin of Florida, Forrest H. Anderson of Montana, Frank L. Farrar of South Dakota, Bruce Bennett of Arkansas, Helgi Johanneson of North Dakota, Frank E. Hancock of Maine, Robert W. Pickrell of Arizona, Robert Y. Thornton of Oregon, Thomas B. Finan of Maryland, David P. Buckson of Delaware, Bert T. Kobayashi of Hawaii, Robert Matthews of Kentucky, William Maynard of New Hampshire, Duke W. Dunbar of Colorado, Eugene Cook of Georgia, Allan Shepard of Idaho, Stanley Mosk of California, and J. Joseph Nugent of Rhode Island.
Under a Kansas statute authorizing the seizure of allegedly obscene books before an adversary determination of their obscenity and, after that determination, their destruction by burning or otherwise,1 the Attorney General of Kansas obtained an order from the District Court of Geary County directing the sheriff of the county to seize and impound, pending hearing, copies of certain
The steps taken beyond the express requirements of the statute were thought by the Attorney General to be necessary under our decision in Marcus v. Search Warrant, 367 U. S. 717, decided a few weeks before the Information was filed. Marcus involved a proceeding under a strikingly similar Missouri search and seizure statute and implementing rule of court. See 367 U. S. 719, at notes 2, 3. In Marcus the warrant gave the police virtually unlimited authority to seize any publications which they considered to be obscene, and was issued on a verified complaint lacking any specific description of the publications to be seized, and without prior submission of any publications whatever to the judge issuing the warrant.
It is our view that since the warrant here authorized the sheriff to seize all copies of the specified titles, and since P-K was not afforded a hearing on the question of the obscenity even of the seven novels before the warrant issued, the procedure was likewise constitutionally deficient.2 This is the teaching of Kingsley Books, Inc., v. Brown, 354 U. S. 436. See Marcus, at pp. 734-738. The New York injunctive procedure there sustained does not afford ex parte relief but postpones all injunctive relief until “both sides have had an opportunity to be heard.” Tenney v. Liberty News Distributors, 13 App. Div. 2d 770, 215 N. Y. S. 2d 663, 664. In Marcus we explicitly said that Kingsley Books “does not support the proposition that the State may impose the extensive restraints imposed here on the distribution of these publications prior to an adversary proceeding on the issue of obscenity, irrespective of whether or not the material is legally obscene.” 367 U. S., at 735-736. A seizure of all copies of the named titles is indeed more repressive than an injunction preventing further sale of the books. State regulation of obscenity must “conform to procedures that will ensure against the curtailment of constitutionally protected expression, which is often separated from obscenity only by a dim and uncertain line.” Bantam Books, Inc., v. Sullivan, 372 U. S. 58, 66; the Constitution requires a procedure “designed to focus searchingly on the question of obscenity,” Marcus, p. 732. We therefore
“. . . there is no doubt that an effective restraint—indeed the most effective restraint possible—was imposed prior to hearing on the circulation of thе publications in this case, because all copies on which the [sheriff] could lay [his] hands were physically removed . . . from the premises of the wholesale distributor. An opportunity . . . to circulate the [books] . . . and then raise the claim of nonobscenity by way of defense to a prosecution for doing so was never afforded these appellants because the copies they possessed were taken away. Their ability to circulate their publications was left to the chance of securing other copies, themselves subject to mass seizure under other such warrants. The public‘s opportunity to obtain the publications was thus determined by the distributor‘s readiness and ability tо outwit the police by obtaining and selling other copies before they in turn could be seized. In addition to its unseemliness, we do not believe that this kind of enforced competition affords a reasonable likelihood that nonobscene publications, entitled to constitutional protection, will reach the public. A distributor may have every reason to believe that a publication is constitutionally protected and will be so held after judicial hearing, but his belief is unavailing as against the contrary [ex parte] judgment [pursuant to which the sheriff] . . . seizes it from him.”
It is no answer to say that obscene books are contraband, and that consequently the standards governing searches and seizures of allegedly оbscene books should
“The Missouri Supreme Court‘s assimilation of obscene literature to gambling paraphernalia or other contraband for purposes of search and seizure does not therefore answer the appellants’ constitutional claim, but merely restates the issue whether obscenity may be treated in the same way. The authority to the police officers under the warrants issued in this case, broadly to seize ‘obscene . . . publications,’ poses problems not raised by the warrants to seize ‘gambling imрlements’ and ‘all intoxicating liquors’ involved in the cases cited by the Missouri Supreme Court. 334 S. W. 2d, at 125. For the use of these warrants implicates questions whether the procedures leading to their issuance and surrounding their execution were adequate to avoid suppression of constitutionally protected publications. ‘. . . [T]he line between speech unconditionally guaranteed and speech which may legitimately be regulated, suppressed, or punished is finely drawn. . . . The separation of legitimate from illegitimate speech calls for sensitive tools . . . .’ Speiser v. Randall, 357 U. S. 513, 525. It follows that, under the Fourteenth Amendment, a State is not free to adopt whatever procedures it pleases for dealing with obscenity as here involved without regard to the possible consequences for constitutionally protected speech.”
See also Smith v. California, 361 U. S. 147, 152-153.
Nor is the order under review saved because, after all 1,715 copies were seized and removed from circulation, P-K News Service was afforded a full hearing on the
Reversed.
Opinion of MR. JUSTICE BLACK, with whom MR. JUSTICE DOUGLAS joins.
The Kansas State Court judgment here under review orders that 1,715 copies of 31 novels be burned or otherwise destroyed. This book-burning judgment was based upon findings by the trial judge that “the core [of the books] would seem to be that of sex, with the plot, if any, being subservient thereto,” that the “dominant purpose [of the books] was calculated to effectively incite sexual desires” and that “they would have this effect on the average person residing in this community . . . .” Relying on these findings and this Court‘s holding in Roth v. United States, 354 U. S. 476, the trial court held that the books “are not entitled to the . . . protection” of the First Amendment to the Constitution. The State Supreme Court affirmed on the same grounds.
This Court now reverses. I concur in the judgment of reversal but do not find it necessary to consider the procedural questions. Compare Marcus v. Search Warrant, 367 U. S. 717, 738 (concurring opinion). The Kansas courts may have been right to rely upon the Court‘s Roth holding in ordering these books burned or
Because of my belief that both Roth and Beauharnais draw blueprints showing how to avoid the First Amendment‘s guarantee of freedoms of speech and press, I would overrule both those cases as well аs reverse the judgment here.
MR. JUSTICE STEWART, concurring in the judgment.
If this case involved hard-core pornography, I think the procedures which were followed would be constitutionally valid, at least with respect to the material which the judge “scrutinized.” This case is not like Marcus v. Search Warrant, 367 U. S. 717, where, as the Court notes, “the warrant gave the police virtually unlimited authority to seize any publications which they considered to be obscene, and was issued on a verified complaint lacking any specific description of the publications to be seized, and without prior submission of any publications whatever to the judge issuing the warrant,” p. 209, supra. But the books here involved were not hard-core pornography. Therefore, I think Kansas could not by any procedure constitutionally suppress them, any more than
MR. JUSTICE HARLAN, whom MR. JUSTICE CLARK joins, dissenting.
Insofar as the judgment of the Court rests on the view of three of my Brethren that a State cannot constitutionally ban on grounds of obscenity the books involved in this case, I dissent on the basis of the views set out in my opinion in Jacobellis v. Ohio, ante, p. 203. It is quite plain that these so-called “novels” have “been reasonably found in state judicial proceedings to treat with sex in a fundamentally offensive manner” and that the State‘s criteria for judging their obscenity are rational.
I also disagree with the position taken in the opinion of my Brother BRENNAN that this Kansas procedure unconstitutionally abridged freedom of expression in that the search warrant (1) authorized seizure of all copies of the books in question and (2) was issued without an adversary hearing on the issue of their obsceneness. In my opinion that position is inconsistent with the thrust of prior cases and serves unnecessarily to handicap the States in their efforts to curb the dissemination of obscene material.1
I.
The two cases on which MR. JUSTICE BRENNAN‘S opinion almost entirely relies are Kingsley Books, Inc., v. Brown, 354 U. S. 436, and Marcus v. Search Warrant, 367 U. S. 717.
In Kingsley Books, appellants challenged the constitutionality of a New York statute that authorized the State Supreme Court to enjoin the sale and distribution of obscene prints and articles. A complaint prayed for an injunction against the further distribution of cеrtain allegedly obscene paperback books and for the destruction by the sheriff of all copies in the appellants’ possession. Appellants were ordered to show cause within four days why an injunction pendente lite should not be issued that would preclude distribution of the books. Although the code of criminal procedure provided that anyone sought to be enjoined was entitled to a trial one day after the joinder of issue, appellants consented to the temporary
“Authorization of an injunction pendente lite, as part of this scheme, during the period within which the issue of obscenity must be promptly tried and adjudicated in an adversary proceeding for which ‘[a]dequate notice, judicial hearing, [and] fair deter-
mination’ are assured, . . . is a safeguard against frustration of the public interest in effectuating judicial condemnation of obscene matter.” P. 440.
The State was not, we held, limited to the criminal process in attempting to protect its citizens against the circulation of pornography; it “is not for this Court thus to limit the State in resorting to various weapons in the armory of the law.” P. 441. The Court pointed out that “Criminal enforcement and the proceeding under § 22-a interfere with а book‘s solicitation of the public precisely at the same stage,” p. 442, that the threat of criminal penalties may be as effective a deterrent against expression as an injunctive civil remedy, and that an injunction against someone to forbear selling specific books may be a less stringent restraint on his freedom of expression than sending him to jail. Near v. Minnesota, 283 U. S. 697, was distinguished on the ground that the New York statute dealt with obscenity rather than matters deemed to be derogatory to a public officer and imposed no direct restraint on materials not yet published.
In Marcus v. Search Warrant warrants to seize books were issued solely on the judgment of a peace officer regarding the obscenity of certain books without any independent examination by a judicial official; the warrants authorized seizure of books by officers other than the one who had signed the complaints and in effect gave carte blanche to these officers to seize anything they considered obscene at the named wholesale establishment and newsstands, whether or not the material had been so evaluated by anyone prior to the issuance of the warrants. After recounting the historical distrust for systems sanctioning sweeping seizures of materials believed to be offensive to the state, the Court held that “Missouri‘s procedures as applied in this case lacked the safeguards which due process demands to assure nonobsсene material the con-
In my view, the present case is governed by the principles serving to sustain the New York procedure involved in Kingsley Books rather than those which condemned that followed by Missouri in Marcus.
(1) Although the Kansas statute does not in terms require an independent judicial examination of allegedly obscene materials before authorization of seizure, the Kansas officials in this case conformed their procedures to what they believed to be the requirements of Marcus. The informаtion included the titles of 59 “Original Nightstand Books.” Seven of these were delivered to the district judge at 5 p. m., three hours before the 45-minute ex parte hearing at which the judge concluded that there were reasonable grounds to believe that all 59 books were obscene.2 Because of the nature of the seven books examined by the judge, he could fairly reach a judgment that
(2) In this case, unlike Marcus, the officers had no discretion as to which books they might seize but could take only books specifically designated by their titles.
(3) It is true that the Kansas procedure, like that in Marcus, imposed a restraint before an adversary proceeding, but it would be highly artificial to consider this the controlling difference between Kingsley Books and Marcus. While the New York statute allows an almost immediate hearing on the obscenity issue, it would be unrealistic to suppose that most persons who allegedly have or sell obscene materials will be able to prepare for such a hearing in four days, the time between the issuance of the complaint and the pendente lite injunction in Kingsley Books. In practical terms, therefore, the New York scheme, as approved by this Court, does contemplate restraint before a hearing on the merits. Although the Court was uncertain in Kingsley Books whether New York would punish for contempt one who disseminated materials in disobedience of the temporary injunction if such materials were ultimately held to be not covered by the statute or constitutionally protected, it could hardly
(4) The Kansas statute does not contain the safeguards for speedy disposition that were present in Kingsley Books, but the State Attorney General has unequivocally acknowledged the necessity of administering that statute in light of the constitutional requirements of Marcus. In this instance the warrant which was issued July 27 for seizure of the books contained a notice that a hearing on the merits was set for August 7. Eleven days is certainly not an undue delay; indeed, it is difficult to imagine a defеnse being prepared in less time. The district judge‘s decision was issued four days after the termination of the trial on the obscenity question, which had been postponed because of motions made by appellants. On the basis of this case, we have every reason to believe that the prosecuting authorities and judges of Kansas are aware that prehearing restraints may not be magnified by delay and we have no reason to think the Kansas statute
II.
Since there may be lurking in my Brother BRENNAN‘S opinion the unarticulated premise that this Kansas procedure is impermissible because it operates as a “prior restraint,” I deem it appropriate to make a few observations on that score. The doctrine of prior restraint is not a “self-wielding sword” or a “talismanic test” (Kingsley Books, supra, at 441) but one whose application in any instance requires “particularistic analysis.” Id., at 442; Freund, The Supreme Court and Civil Liberties, 4 Vand. L. Rev. 533, 539; cf. Times Film Corp. v. Chicago, 365 U. S. 43. That the Kansas procedure, as applied in this case, falls within permissible limits of the Fourteenth Amendment will appear from contrasting some of the reasons for the historic distrust in common law jurisprudence of any kind of censorship of writings, see Near v. Minnesota, 283 U. S. 697, 713-718,5 with what was done here.
In the typical censorship situation material is brought as a matter of course before some administrative authority, who then decides on its propriety. This means that the State establishes an administrative structure whereby all writings are reviewed before publication. By contrast, if the State uses its penal system to punish expression outside permissible bounds, the State does not comprehensively review any form of expression; it merely considers after the event utterances it has reason to suppose may be prohibited. The breadth of its review of expression is therefore much narrower and the danger that
There are built-in elements in any system of licensing or censorship, the tendency of which is to encourage restrictions of expression. The State is not compelled to make an initial decision to pursue a course of action, since the original burden is on the citizen to bring a piece of writing before it. The censor is a part of the executive structure, and there is at least some danger that he will develop an institutionalized bias in favor of censorship because of his particular responsibility. In a criminal proceeding, however, the burden is on the State to act, the decision-maker belongs to an independent branch of the government, and neither a judge nor a juror has any personal interest in active censorship. The Kansas practice is thus analogous to a system of penal sanctions rather than censorship in all three of these respects.
One danger of a censorship system is that the public may never be aware of what an administrative agent refuses to permit to be published or distributed. A penal sanction assures both that some overt thing has been done by the accused and that the penalty is imposed fоr an activity that is not concealed from the public. In this case, the information charged that obscene books were possessed or kept for sale and distribution; presumably such possession, if knowing, could, as a constitutional matter, support a criminal prosecution. The procedure adopted by the State envisions that a full judicial hearing will be held on the obscenity issue. Finally, the federal system makes it highly unlikely that the citizenry of one State will be unaware of the kind of material that is being restricted by its own government when there is great
Any system of censorship, injunction, or seizure may of course to some extent serve to trammel, by delaying distribution or otherwise, freedom of expression; yet so may the threat of criminal prosecution, as this Court noted in Kingsley Books. The bringing of a criminal charge may result in a cessation of distribution during litigation, since even an accused relatively confident of the unlikelihood or impermissibility of conviction may well refuse to take the added risk of further criminal penalties that might obtain if he guesses wrong and continues to disseminate the questionable materials. More fundamentally, the delay argument seems artificial in the context of this case and in the area of obscenity generally. Both the incentive for offiсials to promote delay and the adverse consequences of delay are considerably less in this area than in the field of political and social expression. If controversial political writings attack those in power, government officials may benefit from suppression although society may suffer. In the area of obscenity, there is less chance that decision-makers will have interests which may affect their estimate of what is constitutionally protected and what is not. It is vital to the operation of democratic government that the citizens have facts and ideas on important issues before them. A delay of even a day or two may be of crucial importance in some instances. On the other hand, the subject of sex is of constant but rarely particularly topical interest.6
Finally, it may be said that any system of civil enforcement allows expression to be limited without the strict safeguards of criminal procedures and rules of evidence. The contention that such protections are essential is perhaps weaker in the area of obscenity than with regard to other kinds оf expression for reasons outlined above. A substantial restriction on freedom of expression is undoubtedly provided by civil remedies for defamation, and there is no reason for foreclosing a State from reasonable civil means of preventing the distribution of obscene materials.
The opinion of MR. JUSTICE BRENNAN, in my view, straitjackets the legitimate attempt of Kansas to protect what it considers an important societal interest. It does so in contradiction of a sensible reading of the precedents and without contributing in any genuine way to the furtherance of freedom of expression that our Constitution protects.
For the foregoing reasons I would affirm the judgment of the Kansas Suрreme Court.
Notes
“Whenever any district, county, common pleas, or city court judge or justice of the peace shall receive an information or complaint, signed and verified upon information and belief by the county attorney or the attorney general, stating there is any prohibited lewd, lascivious or obscene book, magazine, newspaper, writing, pamphlet, ballad, printed paper, print, picture, motion pictures, drawing, photograph, publication or other thing, as set out in section 1 [21-1102] (a) of this act, located within his county, it shall be the duty of such judge to forthwith issue his search warrant directed to the sheriff or any other duly constituted peace officer to seize and bring before said judge or justice such a prohibited item or items. Any peace officer seizing such item or items as hereinbefore described shall leave a copy of such warrant with any manager, servant, employee or other person appearing or acting in the capacity of exercising any control over the premises where such item or items are found or, if no person is there found, such warrant may be postеd by said peace officer in a conspicuous place upon the premises where found and said warrant shall serve as notice to all interested persons of a hearing to be had at a time not less than ten (10) days after such seizure. At such hearing, the judge or justice issuing the warrant shall determine whether or not the item or items so seized and brought before him pursuant to said warrant were kept upon the premises where found in violation of any of the provisions of this act. If he shall so find, he shall order such item or items to be destroyed by the sheriff or any other duly constituted peace officer by burning or otherwise, at such time as such judge shall order, and satisfactory return thereof made to him: Provided, however, Such item or items shall not be destroyed so long as they may be needed as evidence in any criminal prosecution.” The books before the district judge at the ex parte hearing were:
| The Sinning Season | Sin Song |
| Backstage Sinner | The Wife-Swappers |
| Lesbian Love | Sex Circus |
| Sin Hotel |
| Born for Sin | Isle of Sin |
| No Longer a Virgin | Orgy Town |
| Sin Girls | Lover |
| Miami Call Girl | Sex Spy |
| Passion Trap | Trailer Trollop |
| Sex Jungle | Sin Cruise |
| The Lustful Ones | Flesh Is My Undoing |
| Sex Model | Malay Mistress |
| The Lecher | Love Nest |
| Lust Goddess | Seeds of Sin |
| Sin Camp | Passion Slave |
| $20 Lust | The Sinful Ones |
| Convention Girl |
