Wis. Admin. Code § DFI-Sec 3.06
Amendment of registration statements.
Effective Jan 1, 2009Register December 2008 No. 636Department of Financial Institutions-Securities
- (1) All applications for amendment of a registration statement shall be filed in the form prescribed by the division.
- (2) A registration statement relating to securities issued by a finance company registered under s. 138.09, Stats., may be amended after its effective date so as to increase the specified amount of securities proposed to be offered in this state.
History
History: Cr. Register, December, 1969, No. 168, eff. 1-1-70; renum. from SEC 2.10, am. (2), Register, December, 1977, No. 264, eff. 1-1-78; am. (2), Register, September, 1978, No. 273, eff. 10-1-78; am. (1), Register, December, 1979, No. 288, eff. 1-1-80; renum. from SEC 3.26, Register, December, 1996, No. 492, eff. 1-1-97; CR 08-077: am. (2) Register December 2008 No. 636, eff. 1-1-09.