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Wisconsin Administrative Code

DFI-Sec 3

Wis. Admin. Code ch. DFI-Sec 3

Registration Requirements and Procedures

Department of Financial Institutions-Securities

3.01Registration by coordination.3.02Registration by qualification.3.03Prospectus requirements.3.04Trust indenture requirements.3.05Registration proceedings.3.06Amendment of registration statements.3.07Extension of registration statements.3.08Periodic reports.