21 Va. Admin. Code § 5-20-120
A broker-dealer agent shall amend or update Form U4 as information becomes inaccurate. A Form U4 must be filed within 30 days of an amendment or update. All filings shall be made on CRD for agents of FINRA member firms or with the commission at its Division of Securities and Retail Franchising for all other broker-dealer agents.
§§ 12.1-13 and 13.1-523 of the Code of Virginia.
Derived from Rule 211, Case No. SEC890040, eff. July 1, 1989; amended, Virginia Register Volume 17, Issue 20, eff. July 1, 2001; Volume 29, Issue 20, eff. June 3, 2013; Volume 41, Issue 24, eff. August 1, 2025.