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Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents | Midpage
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Code of Virginia
Title 13.1
Chapter 5
Article 3
Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents
13.1-504
Registration
13.1-504.1
Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
13.1-504.2
Broker-dealer services provided by credit unions; when registration not required
13.1-505
Procedure for registration
13.1-505.1
Post-registration provisions
13.1-506
Revocation of registration