- (1) The name and address of the issuer;
- (2) The title, number, aggregate and per-unit offering price of the securities sold;
- (3) The aggregate and per-unit dollar amounts of actual itemized expenses, discounts or commissions, and other fees;
- (4) The aggregate and per-share dollar amounts of the net proceeds raised; and
- (5) The number of purchasers of each class of securities sold and the number of beneficial owners of each class of the issuer's equity securities at the termination of the offering.
Within ten days after the termination of an offering pursuant to this rule, the issuer shall file a report with the department describing the sale of its securities which shall include:
KEY: financial institutions, securities
Date of Last Change: 1995
Notice of Continuation: July 13, 2022
Authorizing, and Implemented or Interpreted Law: 7-1-301(13); 7-1-503; 61-1-21; 61-1-22