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Utah Administrative Code
Title 331
Rule 5
Utah Admin. Code R331-5
Rule Governing Sale of Securities by Persons Issuing Securities, Who Are Under the Jurisdiction of the Department of Financial Institutions
Effective Dec 31, 1994
Financial Institutions
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1
Authority, Scope and Purpose
2
Definitions
3
Registration with the Department
4
Offering Circular Requirements
5
Securities Sale Report
6
Limitations on Resale of "Restricted Securities"
7
Remuneration Paid for Solicitation or for Sales
8
Manipulative and Deceptive Devices
9
Waiver
10
Penalties for Violation