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Utah Admin. Code R164-14 – Exemptions | Midpage
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Utah Administrative Code
Title 164
Rule 14
Utah Admin. Code R164-14
Exemptions
Effective Jun 8, 2017
Commerce
1e
Exchange Listing Exemption
2b
Manual Listing Exemption
2m
Secondary Trading Transactional Exemption
2n
Uniform Limited Offering Exemption
2p
Reorganization Exemption
2v
MJDS - Secondary Trading Exemption
21v
Solicitations of Interest Exemption
23v
Foreign Securities - Secondary Trading Exemption
24v
Internet Solicitations Exemption
25v
Accredited Investor Exemption
26v
Reorganization Exemption for Transactions Involving Certain Federal Covered Securities
27v
Compensatory Benefit Plan Exemption