1. (a) The Director of Compliance shall ensure that a compliance monitoring program is established and maintained for those licensee/registrants who have received a disciplinary action or remedial plan.
2. (b) The monitoring program shall be maintained by board staff serving as compliance officers.

3. (c) Monitoring disciplinary action and remedial plans.

   1. (1) The compliance officer shall provide the licensee/registrant with initial notification of the requirements imposed by the disciplinary action or remedial plan. The initial notification shall include a copy of the disciplinary action or remedial plan and a copy of the compliance program rules and procedures.
   2. (2) The compliance officer shall make good faith efforts to assist the licensee/registrants in attaining and maintaining compliance with the disciplinary action or remedial plan.
   3. (3) The compliance officer shall refer non-compliance with disciplinary action or remedial plans to the Director of Compliance to determine whether to initiate an investigation into non-compliance with the disciplinary action or remedial plan.
4. (d) Applications for modification of a disciplinary action shall be made in accordance with §107.66 of this title (relating to Application for Modification of Board Order).

Source Note:The provisions of this §107.300 adopted to be effective July 11, 2016, 41 TexReg 5053; amended to be effective August 29, 2024, 49 TexReg 6457.