Manual exemption.
Effective Dec 11, 201744 SDR 99Source: 28 SDR 48, effective October 10, 2001; 30 SDR 211, effective July 1, 2004; 41 SDR 58, effective October 14, 2014; 43 SDR 80, effective December 6, 2016; 44 SDR 99, effective December 11, 2017. | General Authority: SDCL 47-31B-202(2)(D) , 47-31B-605(a)(1) , 47-31B-605(a)(3). | Law Implemented: SDCL 47-31B-202(2)(D).
The following nationally recognized securities manuals are approved for purposes of SDCL 47-31B-202(2)(D).
- (1) Mergent's Industrial Manual;
- (2) Mergent's Bank and Finance Manual;
- (3) Mergent's Public Utility Manual;
- (4) Mergent's Municipal and Governmental Manual;
- (5) Mergent's Transportation Manual;
- (6) Mergent's OTC Industrial Manual;
- (7) Mergent's OTC Unlisted Manual;
- (8) Mergent's International Manual
- (9) OTCQX Market;
(10) OTCQB Market.
Note: Mergent's manuals can be located at http://www.mergent.com/.
OTCQX and OTCQB can be located at http://www.otcmarkets.com/home.
Source: 28 SDR 48, effective October 10, 2001; 30 SDR 211, effective July 1, 2004; 41 SDR 58, effective October 14, 2014; 43 SDR 80, effective December 6, 2016; 44 SDR 99, effective December 11, 2017.
General Authority: SDCL 47-31B-202(2)(D) , 47-31B-605(a)(1) , 47-31B-605(a)(3).
Law Implemented: SDCL 47-31B-202(2)(D).
Prior versions effective: 2016-12-06, 2014-10-14, 2004-07-01.