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ARSD 20:08:07 – Notice Filings for Covered Securities and Registration Exemptions | Midpage
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Administrative Rules of South Dakota
Title 20
20:08
Chapter 20:08:07
ARSD 20:08:07
Notice Filings for Covered Securities and Registration Exemptions
20:08:07:01
Notice filing for open-end investment companies.
20:08:07:02
Notice filing for closed-end investment companies.
20:08:07:03
Notice filing for unit investment trusts.
20:08:07:03.01
Notice filing for face-amount certificate company.
20:08:07:03.02
Notice filing for Rule 504 and 506 Reg. D offerings.
20:08:07:13
Nonprofit corporations.
20:08:07:17
Foreign cooperatives.
20:08:07:20
Unsolicited orders.
20:08:07:21
Real estate and mortgage-backed securities.
20:08:07:23
Sales to existing security holders/standby commissions.
20:08:07:24
Limited offerings general rules.
20:08:07:25
Intrastate limited offering transactional exemption.
20:08:07:27
Testing-the-waters exemption.
20:08:07:29
Model accredited investor exemption.
20:08:07:30
Manual exemption.
20:08:07:31
Viatical settlements.
20:08:07:32
Canadian-United States cross-border trading exemption.
20:08:07:33
Church extension fund securities.
20:08:07:34
Solicitation of interest.
20:08:07:35
Merger and consolidation.
20:08:07:36
Designated foreign jurisdiction.
20:08:07:37
Twenty-five purchasers exempt transaction.
20:08:07:38
Entities for economic development.
20:08:07:39
Isolated non-issuer exemption.
20:08:07:40
Request for Transactional Exemption Pursuant to a Fairness Determination.
20:08:07:41
Notice filing requirement for federal crowdfunding offerings.
20:08:07:42
Notice filing requirement for Regulation A - Tier 2 offering.
20:08:07:43
Transactional exemption from registration of issuers that comply with ongoing reporting requirements under Tier 2 of Regulation A.