S.C. Code Ann. § 35-1-1240 – Investment adviser taking custody of client's securities or funds | Midpage
§ 35-1-1240
S.C. Code Ann. § 35-1-1240
Investment adviser taking custody of client's securities or funds
To the extent permitted by rule or order of the securities commissioner, an investment adviser licensed under this chapter may take or retain custody of securities or funds of a client.