- (a) Investment adviser. An investment adviser registered under the Act shall renew its registration by submitting to the IARD the renewal fee specified in Section 1-612 of the Securities Act.
- (b) Investment adviser representative. Investment adviser representatives registered under the Act shall renew their registrations by submitting to the CRD the renewal fee specified in Section 1-612 of the Securities Act.
Added at 21 Ok Reg 2532, eff 7-1-04