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Oklahoma Administrative Code

Part 3

Licensing Procedures

Department of Securities

660:11-7-11Initial registration 660:11-7-12Renewal 660:11-7-13Examination requirements for investment adviser representatives 660:11-7-14Investment adviser and investment adviser representative termination 660:11-7-15Piecemeal filings 660:11-7-16Solicitor exemption 660:11-7-17Registration exemption for investment advisers to qualifying private funds.660:11-7-18Oil and gas professional exclusion 660:11-7-19Registration relief for military service members and their spouses 660:11-7-20Supplemental disclosures 660:11-7-21Errors and omissions coverage 660:11-7-22Municipal advisor exemption